Introduction
This guidance supports providers to meet the updated Ngā Paerewa Health and Disability Services Standard NZS 8134:2021.
The sector guidance is now published and overseen by the Ministry. To learn more about how this sector guidance was developed, see Stage 2: Sector Solutions Guidance working groups. This new structure allows the Ministry to update the guidance more frequently to keep pace with new trends and changing models of care and support.
The purpose of the sector guidance is to assist different service types with the interpretation of the criteria for each section within the standard. Sector guidance is a guide and is not mandatory. It is not to be audited against. The guidance is general and does not include all methods that can be used to meet the criteria.
To sign up for notification regarding sector guidance, email [email protected].
Part 1: Our rights
Section 1.1: Pae ora healthy futures
Criteria 1.1.1–1.1.5
Guidance for all providers
Planning
- Annual plans show evidence of:
- equity of access (available, high-quality, and acceptable services) and outcomes for Māori
- Māori-centred services
- fostering Māori community integration
- recognising the value of Māori health models and traditional healing
- proactively identifying and removing barriers to participating in New Zealand society, including te ao Māori, for Māori with disabilities and their whānau
- increasing Māori participation in decision making
- increasing Māori capacity and capability and the size of the Māori health workforce – actively recruiting and retaining a Māori health and disability workforce
- providing effective health and disability services for Māori where services are operating in ways that are culturally safe.
- Annual plans show evidence of a selection of health equity and Māori health indicators.
Service delivery
- Evidence shows that, at executive meetings that review health equity and Māori health indicators, discussion includes:
- checking progress on health equity and Māori health key performance indicators
- presenting dashboard data, including health equity and Māori health indicators.
- Evidence shows service providers seek comprehensive feedback from Māori receiving services and their whānau (through interviews, patient feedback forms, or similar).
- Evidence shows the workforce reviews their practice at defined intervals through a health equity and quality lens.
- Evidence shows service providers work in partnership with iwi and Māori organisations within and beyond the health sector to improve service integration, planning, and support for Māori.
Self-review
- Evidence shows self-review occurs at defined intervals, applying the sector guidance above to a culture of planning, review, and modification concerning Māori health and equity.
- Robust performance improvement, monitoring, and accountability mechanisms demonstrate that organisations are on track to achieve equity of health outcomes for Māori.
Tools and resources
- Relevant tools and resources include:
- Ministry of Health (2014) Equity of Health Care for Māori: A framework. The three actions that support the framework are:
- leadership – by championing the provision of high-quality health care that delivers equitable health outcomes for Māori
- knowledge – by developing a knowledge base about ways to effectively deliver and monitor high-quality health care for Māori
- commitment – to providing high-quality health care that meets the health care needs and aspirations of Māori
- Health Quality & Safety Commission (2019) Health Quality & Safety Commission – Self-review Report Based on the Performance Improvement Framework, Kupu Taurangi Hauora o Aotearoa | Pūrongorongo arotake whaiaro i whai i te Anga Whakapiki Whakaaturanga.
- Whanganui District Health Board (2018) Pro Equity Check-up Report (PDF, 568 KB).
- Health Quality & Safety Commission (2022) Code of expectations for health entities’ engagement with consumers and whānau
- Ministry of Health (2014) Equity of Health Care for Māori: A framework. The three actions that support the framework are:
Section 1.2: Ola manuia of Pacific peoples in Aotearoa
Criterion 1.2.1
Guidance for all providers
- Service providers are centred on Pacific lived-experience, are whānau-centred and reflect Pacific worldviews and values.
- Service providers have a cultural safety policy that is embraced, embedded, and enacted in the service provision and reviewed annually.
- Service providers evidence their ability to engage with people in a culturally appropriate way; for example, understanding that the Pacific worldview is underpinned by connectedness of a person to whānau, communities, land, atua, and ancestors.
- Service providers appoint or contract Pacific cultural advisors to provide cultural training and supervision. Smaller service providers show evidence of linking to or collaborating with relevant Pacific organisations who can provide this.
- Information and resources about the services provided are relevant to the different nations of Pacific peoples and are readily available or displayed in appropriate forms and languages. These may include:
- the Code of Health and Disability Services Consumers’ Rights
- complaints information
- the service that is being provided
- public health information.
Criterion 1.2.2
Guidance for all providers
- Service delivery reflects and is responsive to the health and disability needs of Pacific peoples in order to achieve health equity for Pacific peoples.
- Service providers are centred on Pacific lived-experience, are whānau-centred and reflect Pacific worldviews and values.
- Service providers demonstrate that they align with Ola Manuia: Pacific Health and Wellbeing Action Plan 2020–2025 and other Pacific health and wellbeing plans. This may include references to additional Pacific-related information, health planning, or research findings from:
- the Ministry of Health (policy guidance)
- Pacific non-governmental organisations
- health and disability researchers, including Pacific health and disability researchers
- Health Research Council
- district health boards.
Criterion 1.2.3
Guidance for all providers
- Service providers develop a Pacific plan that includes references to strategies relevant to Pacific peoples such as:
- achieving equity of access (available, high-quality, and acceptable services) and outcomes for Pacific peoples
- providing Pacific-centred services
- reflecting the health and disability needs of Pacific peoples
- fostering Pacific community integration and collaboration
- recognising the value of Pacific health models, which acknowledge the fundamental importance of the relationships between Pacific peoples, their families, community, land, atua, ancestors, and traditional healing
- removing barriers to Pacific peoples with disabilities and their whānau participating in Aotearoa society and Pacific communities
- increasing the participation of Pacific peoples in decision making so that Pacific voices are meaningfully incorporated into service delivery
- increasing Pacific capacity and capability through actively recruiting and retaining Pacific health care and support workers and, because service providers recognise the cultural roles Pacific health care and support workers will play, providing adequate time, additional to their normal hours, for them to fulfil these roles
- improving their quality of service for Pacific peoples entering their service
- providing effective health and disability services for Pacific peoples by operating in ways that are culturally safe
- providing health promotion information and education that is culturally appropriate, is tailored to the Pacific population, and uses effective media, such as Pacific media channels. For example, the service provider may focus on reducing the leading causes of morbidity and mortality in Pacific populations.
- Service providers embed and enact relevant national and regional Pacific health plans within their own strategic health plans with the main aim of improving the health outcomes of Pacific peoples.
- Service providers work collaboratively with Pacific organisations, across sectors, to improve service integration, planning, and support for Pacific peoples.
- Service providers put people using the services, whānau, and communities at the heart of their services.
Criterion 1.2.4
Guidance for all providers
- Service providers:
- work collaboratively with Pacific communities and spiritual leaders, with the aim of supporting Pacific peoples to take ownership of their own health
- embed and enact Ola Manuia in their strategic plans
- provide high-quality professional development for Pacific health care and support workers to enhance their health and wellbeing
- actively recruit, appoint, and retain Pacific peoples in leadership roles
- acknowledge the value of language and cultural expertise in their workforce
- recruit and retain a Pacific workforce that reflects the population they serve
- support their Pacific workforce through targeted education and training, which may include Pacific-related content or context.
Criterion 1.2.5
Guidance for all providers
- Service providers:
- work collaboratively with Pacific communities and cultural and spiritual leaders, with the aim of supporting people to take ownership of their own health
- collaborate with Pacific communities, including cultural and spiritual leaders, to develop evidence-based and effective interventions that improve wellbeing outcomes for Pacific peoples
- distribute well-conducted Pacific research and writings on the health of Pacific peoples from reputable sources
- support, and may partner or affiliate with, Pacific health researchers or relevant research institutions that develop robust, well-designed, culturally tailored research to improve health outcomes for Pacific peoples
- purposefully involve Pacific communities and cultural and spiritual leaders in the development of robust and culturally tailored interventions that may lead to improved health outcomes for Pacific peoples
- link with other organisations, across the health and disability sector, to improve health outcomes for Pacific peoples
- monitor Pacific health and disability outcome data, integrate key lessons and identified areas for improvement into practice and service delivery, and highlight and disseminate improvements through health promotion and positive media to Pacific peoples
- evaluate service provision at defined intervals to measure the quality and effectiveness of the service for Pacific peoples
- maintain ethnicity data on Pacific peoples to inform targeted interventions and solutions.
Section 1.3: My rights during service delivery
Criterion 1.3.1
Guidance for all providers
- In addition to Te Tiriti o Waitangi and tikanga, health care and support workers’ induction and education on the legal framework for rights relevant to the service being provided may cover:
- United Nations conventions
- human rights instruments, including under the New Zealand Bill of Rights Act 1990
- Privacy Act 2020
- the Code of Health and Disability Services Consumers’ Rights
- Care of Children Act 2004
- Substance Addiction (Compulsory Assessment and Treatment) Act 2017
- Contraception, Sterilisation, and Abortion Act 1977
- Protection of Personal and Property Rights Act 1988
- Intellectual Disability (Compulsory Care and Rehabilitation) Act 2003
- Mental Health (Compulsory Assessment and Treatment) Act 1992.
- Service providers demonstrate an understanding of the rights frameworks listed above and how each of these frameworks applies to their service.
- Adequate information on people’s rights is available to people receiving services and their whānau in an accessible format for the people receiving services. Service providers include opportunities for explanations, discussion, and clarification at defined intervals throughout the time of a person’s contact with the service.
- Service providers demonstrate an understanding of how the Protection of Personal and Property Rights Act 1988 affects the rights of a person who has a legally appointed representative under the Act.
- In addition to the rights frameworks listed in the first point, service providers include in health care and support workers’ education and application to practice:
- strategies to counter racism, discrimination, and stigma in all its forms, including unconscious or implicit bias
- communication, including concepts such as empathy
- privacy and person-centred service provision
- clinical approach.
- Service providers incorporate the iwi and hapū affiliations of people receiving services into service provision.
- Service providers demonstrate they meet cultural rights giving consideration to the percentage of Māori employees, people’s right to speak their own language, tikanga, and connections to iwi, hapū, and whānau.
- Relevant resources: Health & Disability Commissioner, Online training on the Code of Health and Disability Services Consumers’ Rights (note, you are required to create a login to access the course. It is free to do so).
Additional guidance
Residential disability
- Service providers demonstrate an understanding of the United Nations conventions related to people with a disability, and the rights of people to live where and with whom they choose.
Criteria 1.3.2
Guidance for all providers
- Service providers’ services are sufficiently flexible to meet each person’s needs.
- Service providers are aware of and actively embed the principles of Enabling Good Lives and the New Zealand Disability Strategy.
Additional guidance
Aged care
- People receiving services have the right to determine where they live and who they live with where possible. Service providers have a mechanism in place to support this right.
Home and community
- People receiving services have the right to determine where they live and who they live with where possible. Service providers have a mechanism in place to support this right.
Residential disability
- People receiving services have the right to determine where they live and who they live with where possible. Service providers have a mechanism in place to support this right.
Residential mental health and alcohol and other drug
- People receiving services have the right to determine where they live and who they live with where possible. Service providers have a mechanism in place to support this right.
Hospice
- People receiving services have the right to determine where they live and who they live with where possible. Service providers have a mechanism in place to support this right.
Criterion 1.3.3
Guidance for all providers
- Information about the Nationwide Health and Disability Advocacy Service and other advocacy services is available to people receiving services (and, where appropriate, their whānau) in accessible formats. People receive this information when they enter the service and during service delivery.
- Service providers have:
- mechanisms in place to verify they are meeting people’s rights
- implemented a proactive process to verify that whānau understand the rights of people receiving services
- implemented a process that allows time for discussion with people receiving services and their whānau. They offer follow-up conversations.
- Where people are receiving services under legislation, service providers offer them follow-up conversations about their rights under the Mental Health (Compulsory Assessment and Treatment) Act 1992, Substance Addiction (Compulsory Assessment and Treatment) Act 2017, Intellectual Disability (Compulsory Care and Rehabilitation) Act 2003, and the Code of Health and Disability Services Consumers’ Rights.
- Information is provided in a manner directed by the person receiving services (or their legal representative where appropriate) and can be reviewed at any point during service contact.
- Service providers access available resources to support discussion, such as the Health and Disability Commissioner’s ‘You have rights’.
- Information about the Code of Health and Disability Services Consumers’ Rights in a residential home is not intrusive. While it should be available and accessible, it should not make a person’s home feel like a facility.
- Health care or support workers advise people of their right to seek counselling and facilitate their referral to a suitably trained and credentialled professional whose counselling practice meets these standards.
- This may include facilitating referral to a culturally appropriate person such as a kaumātua, kuia, or cultural expert.
Criterion 1.3.4
Guidance for all providers
- The service provider:
- informs people receiving services of their right to have a support person of their choice
- equips health care and support workers with knowledge about advocacy services and support situations through initial and ongoing education as needed
- provides access to appropriately skilled advocates and makes information on this available and visible
- provides access to cultural advocates
- provides access to interpretation and translation services.
- Advocacy support, including the national advocacy service, is accessed through a developed relationship and actively promoted.
- Independent advocates are available. These may include faith-based or spiritual support workers, cultural experts, chaplains, kaitūhono (connectors for people using disability services), and support workers for rainbow communities.
- Service providers may use an internal advisory group (or similar) of people who have lived experience of the relevant services to systematically advocate for people receiving services.
- Service providers have established relationships with Māori experts, including:
- chaplains
- kuia and kaumātua
- tohunga.
- Service providers offer and provide access to Māori experts for support.
Criterion 1.3.5
Guidance for all providers
- Service providers display the Code of Health and Disability Services Consumers’ Rights so that it is visible and is also available in accessible formats in te reo Māori, New Zealand Sign Language, and English, so that Māori understand their rights.
- Service providers have processes that support building resilience and that encourage and support whānau self-management and self-advocacy.
- Service providers identify and remove processes that prevent whānau-centred service provision and whānau ora.
- Service providers demonstrate an understanding of Māori indigenous rights and current issues in relation to Māori health and health equity. See Medical Council of New Zealand (2019) He Ara Hauora Māori: A pathway to Māori health equity (PDF, 70 KB), the United Nations Declaration on the Rights of Indigenous Peoples, and the United Nations Convention on the Rights of Persons with Disabilities.
- Service providers respond to tāngata whaikaha needs as well as enable their participation in te ao Māori as a right.
Section 1.4: I am treated with respect
Criterion 1.4.1
Guidance for all providers
- Service providers allow for the involvement of whānau, advocates, and other representatives when people receiving services request or agree to it.
- Service providers use a person-centred approach during discussions.
- Service providers support people to choose what they want to do, and can demonstrate that they do this.
- Service providers acknowledge that people’s whānau may be unavailable where court orders or bail conditions are involved.
- Service providers provide for people to:
- make informed decisions about the service they are receiving
- exercise their right to manage acceptable levels of risk for themselves.
- People are supported to make decisions about whether they would like whānau members to be involved in their care or other forms of support.
- Service providers may use an internal advisory group (or similar) of people who have lived experience of the relevant services to systemically advocate for people receiving services.
Criterion 1.4.2
Guidance for all providers
- Health care and support workers understand what Te Tiriti o Waitangi means to their practice.
- Principles of universal design may be incorporated into service development and delivery. See the Centre for Excellence in Universal Design website.
- Assessment and service provision may consider gender, marital status, religious belief, colour, race, ethical belief, ethnic origins, disability, age, political affiliation, employment status, family status, sexual orientation, gender identity, gender expression, and/or variations of sex characteristics.
- Service providers build rainbow awareness and understanding through providing training for health care and support workers and education of people using the service, available resources, assessment tools, and data collection.
- Service providers implement policies to guide health care and support workers in how to act on advance directives and maximise people’s independence.
- Service providers have and promote a philosophy of genuine inclusiveness (for example, in terms of rainbow awareness and cultural awareness) and show evidence of applying it in practice.
- People receiving services choose whether they would like whānau to be involved.
- People receiving services are encouraged and supported to do what is important to them and agreed to by them.
- People receiving services have control over activities they participate in.
- People’s identities and the things that are important to them shape the care and support they receive.
- Service providers understand and respect the mana in the community of the person receiving services.
- Service providers demonstrate and implement a rights-based model of service provision.
- Rainbow awareness training provided to health care and support workers specifically includes the unique needs of transgender and gender diverse people.
- Cultural assessments are evident.
- In developing a person's care or support plan, the person receives support to connect cultural identity to their care or support goals.
- Service providers demonstrate delivery of training that is responsive to the diverse needs of people accessing services.
- Service providers:
- seek out agreeable matches between people receiving services and support workers
- verify people are not discriminated against based on their identity
- inform people that they have the right to change clinician.
Criterion 1.4.3
Guidance for all providers
- Service providers demonstrate an understanding of the United Nations conventions and principles that are relevant to health and disability service providers.
- Orientation and ongoing education for health care and support workers cover the concepts of personal privacy and dignity.
- Providing visual, auditory, and physical privacy may include:
- moving to a more suitable area to conduct an examination or consultation
- providing dedicated areas for people to keep their personal property and possessions
- allowing people to wear their own clothing (with the exceptions of clinical requirements such as for those within operating theatres)
- ensuring people have visual and auditory privacy when attending to personal hygiene requirements
- enabling people to meet with whānau and friends where appropriate, in a private space or room other than their bedroom
- health care and support workers closing doors and curtains as appropriate.
- People receiving services are addressed by their chosen name and correct pronouns, and their name is pronounced correctly.
- Services are always delivered in the least intrusive manner.
- Service providers allow whānau, advocates, and other representatives to be included when people receiving services request or agree to it.
- Communication with people receiving services is respectful in language, tone, and messaging, without sarcasm, negative comments, or yelling.
- People are informed that service providers are unable to assure confidentiality in situations where there is a risk of homicide, suicide, abuse, neglect, or maltreatment.
- Service providers support people receiving services to follow cultural practice, including tikanga.
- Service providers demonstrate cultural responsiveness to the needs of Māori.
- Service providers seek cultural advice and support from other providers, if required.
- Versatile, flexible spaces that follow principles of open design are available, allowing a ‘marae-style’ environment.
- Service providers are aware of the principles of Enabling Good Lives and the New Zealand Disability Strategy.
- Clinicians offer to examine each person receiving the service in private when more than one person attends the same appointment.
- People’s bodies are covered during clinical procedures to maintain their dignity.
Additional guidance
Aged care
- Service providers respect people’s right to have space to engage in intimate and sexual relationships.
- Service providers use person-centred and respectful language.
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Fertility services
- Specimen collection rooms allow visual, auditory, and physical privacy.
Home and community
- Service providers respect people’s right to have space to engage in intimate and sexual relationships.
- Service providers use person-centred and respectful language.
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Residential disability
- Service providers respect people’s right to have space to engage in intimate and sexual relationships.
- Service providers use person-centred and respectful language.
- Health care and support workers communicate with people with respect, and without sarcastic or mean comments about people living in the service.
- People have full access to all facilities in their own home. This should include:
- a key to the home
- access to Wi-Fi
- access to the kitchen (including the fridge).
- Support workers and other people living with people receiving services respect their personal items.
- Support workers and others living with people receiving services respect their personal space when they are frustrated, processing emotions, or seeking quiet time.
- People have the freedom to be spontaneous.
- If room searches occur, the person should always be present.
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Residential mental health and alcohol and other drug
- Service providers respect people’s right to have space to engage in intimate and sexual relationships.
- Service providers use person-centred and respectful language.
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Public/private hospital
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Birthing units
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Hospice
- Service providers meet Hospice NZ Standards of Palliative Care in line with Te Ohu Rata o Aotearoa Māori Medical Practitioners (2019) Mauri Mate: A Māori palliative care framework for hospices.
Abortion services
- Service providers give people receiving services adequate time to use hygiene facilities such as showers and bathrooms, with respect for their dignity, privacy, confidentiality, and preferred level of interdependence.
- Health care and support workers operate in a manner that minimises interruptions to the sleep of the people receiving services.
Criterion 1.4.4
Guidance for all providers
- Health care and support workers model respect for and appreciate te reo Māori and tikanga Māori and demonstrate the relevance and importance of both.
- Organisations’ strategies include provision for:
- te reo Māori classes
- correct pronunciation of Māori names
- bilingual signage
- access to applications and online modules for learning te reo Māori and tikanga.
- Health care and support workers are provided with time to complete training and access to suitable platforms for it.
Criterion 1.4.5
Guidance for all providers
- All health care and support workers complete Te Tiriti o Waitangi training.
- Te Tiriti o Waitangi training is reflected in day-to-day service delivery.
Criterion 1.4.6
Guidance for all providers
- Service providers demonstrate an awareness of tāngata whaikaha needs and enable them to access te ao Māori.
Section 1.5: I am protected from abuse
Criterion 1.5.1
Guidance for all providers
- Service providers are aware that abuse is not always obvious, and subtle forms of abuse occur. They adopt a broader definition of abuse in all operating documents and implement it into practice.
- Service providers implement:
- a zero-tolerance abuse policy
- policies and procedures that have regard for the range of abuse that may occur, and include a mechanism to manage allegations and events
- comprehensive training for health care and support workers so they have the capability to intervene
- models of care that support the policy and procedures of the provider.
- Service providers:
- undertake assessment to determine if people using the service are at risk
- demonstrate strategies taken to mitigate risks that they have identified through assessment
- have a referral process to access external resources if they are required, and people receiving services know about this process.
- Service providers notify whānau when appropriate. They document how these assessments and strategies are communicated to whānau and document in the clinical record when such communication is not appropriate.
- Service providers consider establishing a committee to address discrimination and stigma issues.
- Service providers demonstrate strategies taken to mitigate risks of abuse that they have identified through assessment.
- Service providers demonstrate an understanding of best practice guidelines for abuse prevention.
Additional guidance
Aged care
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
Home and community
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
Residential disability
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
Criteria 1.5.2
Guidance for all providers
- Employment practices include criminal record-checking, particularly in regard to vulnerable children. This includes health care and support workers, contractors, access holders, and volunteers. Health care and support workers follow a code of conduct.
- Policies and procedures outline safeguards to protect people from discrimination, coercion, harassment, and exploitation, along with the actions that will be taken if inappropriate or unlawful conduct occurs and the safety of a person is compromised or put at risk. This relates to discrimination that is unlawful under Part 2 of the Human Rights Act 1993. As applicable, these policies can include:
- responsiveness to complaints of any form of impropriety
- management of finances and personal accounts of people receiving services
- safety and identification of a person’s property.
- Service providers have documented processes to facilitate effective referral pathways to support services, such as services for psychological and physical trauma. They notify whānau when appropriate.
- Service providers understand their legal obligations and best practice; these may relate to the:
- Crimes Act 1961
- Children’s Act 2014
- Code of Health and Disability Services Consumers’ Rights
- national guidelines.
- Service providers:
- provide an opportunity for a person receiving services to have a consultation on their own
- undertake family violence routine enquiry and provide referral to appropriate community resources
- develop strategies to reduce stigma, including by training health care and support workers to be non-judgemental, using rights-based messages and materials, and creating a caring and welcoming environment.
Additional guidance
Aged care
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
Home and community
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
- Service providers’ escalation processes enable people receiving services to contact the relevant health care and support worker to respond to a report of abuse.
- Service providers take a proactive approach to support people receiving services when a health care or support worker and whānau report suspected abuse or neglect.
- Service providers uphold mandatory requirements and initiate involving other agencies when abuse or neglect is suspected. People receiving services give informed consent or are provided access to supported decision-making when accessing other agencies.
Residential disability
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
- Service providers inform people receiving services that, if abuse occurs, they have safe places to go and people other than their health care and support workers to talk to. These information could include:
- access to mātua
- information about external agencies.
Residential mental health and alcohol and other drug
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
Public/private hospital
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
Hospice
- Service providers undertake screening for abuse and violence against elderly people. See Glasgow K, Fanslow KL (2006) Family Violence Intervention Guidelines: Elder abuse and neglect.
Criterion 1.5.3
Guidance for all providers
- Service providers implement policies and procedures for handling a person’s property.
- Service providers implement policies and procedures for handling taonga, which include:
- providing an explanation to the person and their whānau before touching or removing taonga
- seeking permission from the person and their whānau before touching or removing taonga.
Additional guidance
Aged care
- Service providers implement a process to manage residents’ comfort funds, such as sundry expenses. The person receiving services, the person given enduring power of attorney or their representative, as appropriate, manages all other financial matters.
Home and community
- Service providers implement policy and procedures that clearly identify processes for:
- ensuring health care and support workers only undertake financial affairs or money handling with the knowledge of the service provider, as documented and agreed in the relevant individual care or support plan with the person and whānau, and under the Mental Health (Compulsory Assessment and Treatment) Act 1992 or in accordance with the Protection of Personal and Property Rights Act 1988
- specifying record-keeping requirements and the collection of receipts for any activities that a support worker may have undertaken in order to provide an auditable record
- receiving gifts.
- People’s care or support plans clearly state agreement on money and mail handling.
Residential disability
- Supported decision-making processes are always followed in relation to people’s funds. The person receiving services, the person given enduring power of attorney or their representative, as appropriate, manages all other financial matters.
- People are supported to self-determine and take risks. Agreements are in place to manage associated risks.
- People are involved in all decisions made with their money.
- Service providers’ operating policies determine what action to take if the spending of a person with enduring power of attorney is extraordinary.
- Service providers are aware of and access courses offered by organisations that represent the views of people who use the service.
- People and their support workers have delegated authority in respect of accessing discretionary funds.
Residential mental health and alcohol and other drug
- Supported decision-making processes are always followed in relation to people’s funds. The person receiving services, the person given enduring power of attorney or their representative, as appropriate, manages all other financial matters.
- Service providers have systems that identify, list, and cater for adequate and safe storage of people’s property.
Public/private hospital
- People receiving services and their whānau are encouraged to take money and property off site.
- Service providers have an implemented policy and associated procedures related to property and money that:
- are person-centred
- provide people with secure facilities where they can keep their property and money on arrival
- include a mechanism of open communication or disclosure that operates if incidents occur with property or money
- include a mechanism of internal audit and corrective action planning.
Birthing units
- People’s property is respected, and nothing is ever taken away from them.
Hospice
- Service providers have a policy that reflects that hospices do not manage property or money.
Criterion 1.5.4
Guidance for all providers
- Training is provided for health care and support workers, so they fully understand the range of behaviour that constitutes discrimination.
- As applicable, policies related to professional boundaries include:
- conflict of interest (for example, policies and procedures addressing accepting of gifts and personal transactions with a person receiving services)
- the appropriate code for the provider. This may include the Code of Ethics and Code of Practice.
Additional guidance
Aged care
- Service providers offer people the opportunity for a support person where applicable.
Fertility services
- Service providers offer people the opportunity for a support person where applicable.
Residential disability
- Service providers offer people the opportunity for a support person where applicable.
- Service provider training covers what best practice looks like.
- Employment practices include criminal record-checking for people who are supporting vulnerable people.
Residential mental health and alcohol and other drug
- Service providers offer people the opportunity for a support person where applicable.
Public/private hospital
- Service providers offer people the opportunity for a support person where applicable.
Birthing units
- Service providers offer people the opportunity for a support person where applicable.
Hospice
- Service providers offer people the opportunity for a support person where applicable.
Abortion services
- Service providers offer people the opportunity for a support person where applicable.
- Service provider training covers what best practice looks like.
- Employment practices include criminal record-checking for people who are supporting vulnerable people.
Criterion 1.5.5
Guidance for all providers
- Service providers have in place policies, practices, and programmes that are focused on abolishing institutional racism.
- Service providers encourage health care and support workers to keep up to date with the latest literature on institutional racism and use it to inform the way they design and deliver services.
- Service providers identify racism, demonstrate their willingness to address racism, and evidence how they are doing something about it.
Criterion 1.5.6
Guidance for all providers
- Service providers set the expectation for responsive health care within health teams.
- Service providers deliver equitable care and support services.
- Health care and support workers receive training to look at their own practice and professional commitment and responsibility in ensuring equitable health outcomes for Māori.
- Service providers use strengths-based language when discussing the care or health of people using their service.
- Service providers look for opportunities to support Māori to engage with services and receive the care and support they need.
- Service providers actively reduce and eliminate deficit-based language and practice. For example, they use alternatives to ‘Did not attend’.
Section 1.6: Effective communication occurs
Criterion 1.6.1
Guidance for all providers
- Service providers give people receiving services understandable, clear, and concise written and verbal information about a service, treatment, or therapy. The information may include potential benefits, risks, alternatives, costs, and predictable inconvenience, as applicable.
- Communication may include:
- using interpreters and advocates
- providing information in a variety of languages and accessible formats
- a system of checking that information is understood
- providing information suggesting other available methods of treatment and therapy
- communicating with the whānau, person with enduring power of attorney, or nominated representative of the person receiving services, where applicable, so they are well informed
- using language appropriate for the person and whānau
- if providing services to non-verbal people, augmented communication.
- The person receiving services and whānau determine the format in which information is provided. This could include different technologies, such as text messaging.
- Communication between the service provider and the person and their whānau is sustainable, especially during transitions of care such as post discharge. To support this, service providers consider the health literacy of the people involved.
- Service providers seek feedback from people using services to determine if they received information in a timely manner and in a preferred format.
- A corrective action plan is implemented based on feedback received and outcomes are reported back to the community.
- Service providers understand their responsibility to be health literate in such a way as to meet the needs of people at all levels. See the Ministry of Health document ‘Health Literacy Review’.
Additional guidance
Home and community
- When support workers are not attending, service providers give people timely notification, where possible. Service providers involve people in determining what alternative measures will be taken to meet their needs, wherever possible.
- Service providers have an implemented prioritisation process to cover the unplanned absence of support workers, and people receiving services know about this process. A mechanism is in place to monitor the effectiveness of this process.
Criterion 1.6.2
Guidance for all providers
- Service providers may achieve effective communication with other agencies through:
- involving a multidisciplinary team
- service coordination
- minimising duplication and service fragmentation.
- Before communicating with other providers or agencies, service providers document consent from the person, if possible. There may be instances where the person does not wish communication to occur with certain health professionals. Supported decision-making is available.
- People’s consent is evident when service providers communicate with other agencies, and give consideration to health sharing information under section 22F of the Health Act 1956.
Additional guidance
Residential disability
- Every person is given the option of having a health passport.
Public/private hospital
- There is appropriate cultural assessment and support, and service providers consider a framework such as Pae Ora to guide practice.
- Service providers adopt a person-centred approach in which:
- the voice of the person receiving services is heard
- communication is with the person and whānau
- communication is understood
- people are empowered to self-determine.
- Service providers consider a multi-agency approach to meet people’s holistic needs.
Birthing units
- There is appropriate cultural assessment and support, and service providers consider a framework such as Pae Ora to guide practice. Service providers adopt a person-centred approach in which:
- the voice of the person receiving services is heard
- communication is with the person and whānau
- communication is understood
- people are empowered to self-determine.
- Service providers consider a multi-agency approach to meet people’s holistic needs.
Hospice
- There is appropriate cultural assessment and support, and service providers consider a framework such as Pae Ora to guide practice. Service providers adopt a person-centred approach in which:
- the voice of the person receiving services is heard
- communication is with the person and whānau
- communication is understood
- people are empowered to self-determine.
- Service providers consider a multi-agency approach to meet people’s holistic needs.
- Hospice providers certified under the Health and Disability Services (Safety) Act 2001 meet the intent of the Hospice New Zealand Standards of Palliative Care 2019.
Criterion 1.6.3
Guidance for all providers
- Service providers show in their service delivery that they:
- engage in open communication with people that aligns with national guidelines
- have a process to verify people are informed of their rights to information and open disclosure.
- Service providers understand the Accessibility Charter.
- Service providers inform people of all things in relation to their care.
Criterion 1.6.4
Guidance for all providers
- Service providers have implemented processes to provide people receiving services with time for discussion, time to consider decisions, and opportunity for further discussion, if required.
- Service providers encourage people to have support people or whānau attend discussions.
- Language among health care and support workers and between them and people receiving services is respectful.
- Service providers use resources such as People First New Zealand’s ‘How I make my decisions’ form (easy read).
Additional guidance
Home and community
- Service providers adopt a collaborative approach at people’s homes to clarify expectations. This can cover a wide range of topics, such as which cloth to use for floors, showers, and hand basins.
Residential disability
- People receiving services are involved in all meetings about their care.
Criterion 1.6.5
Guidance for all providers
- Service providers provide access to appropriate interpreter services, including:
- independent interpreters
- New Zealand Sign Language interpreters
- technology where appropriate for the service.
- Service providers provide ready access to interpreters for fluent speakers of te reo Māori. Service providers do not expect Māori receiving services and their whānau to revert to te reo Pākehā (the English language) in face-to-face and/or telephone engagement with their services.
- People who are fluent speakers of a Pacific language have access to interpreters for the Pacific language of their choice.
- Service providers consider how long interpreters need and the individual interpreter’s consistency and gender appropriateness, and provide alternatives if possible.
- In some instances (for example, in migrant or refugee groups), the person and whānau may already personally know the interpreter. In these instances, where possible, service providers arrange for an alternative interpreter.
Criterion 1.6.6
Guidance for all providers
- Service providers use tools to minimise the health literacy demands organisational policies and services place on people and whānau.
- Service providers share with their health care and support workers the Ministry of Health’s (2015) A Framework for Health Literacy.
- Service providers work with Māori health practitioners, traditional Māori healers, and organisations to benefit Māori individuals and whānau.
Section 1.7: I am informed and able to make choices
Criterion 1.7.1
Guidance for all providers
- Service providers give people receiving services understandable written and verbal information on the potential benefits, risks, alternatives, costs, and predictable inconvenience associated with a treatment or therapy. Where required, and with the person’s informed consent, they give whānau the same information. Communicating this information before consent is considered may include:
- using interpreters and advocates, cultural advisors, or whānau advisors
- providing information in a variety of languages and formats
- using a respectful system of checking the information is understood
- providing information suggesting other available methods of treatment and therapy.
- Service providers uphold the values of Māori and other cultures.
- Service providers demonstrate an understanding of the Accessibility Charter.
- Service providers consider establishing a ‘knowledge hub’. This could involve using employees with cultural knowledge to support practice.
- People have the choice to refuse treatment and to withdraw consent to services.
- People are fully informed about alternative options.
- Service providers have an implemented policy and process to inform people that public health services (including pre-assessment, counselling, and follow-up appointments) are free to all people eligible for publicly funded health services in New Zealand.
- Service providers give young people accurate, age-appropriate education, information, and support related to their chosen health care plan. Service providers may refer to the Gillick competence test and Fraser guidelines. See also the Privacy Commissioner website.
- Service providers have implemented policies to support people who have been impacted by family violence or sexual assault. This includes ensuring the person understands their options for:
- counselling
- making an Accident Compensation Corporation (ACC) claim
- making a complaint to the police
- contraception
- referral and follow-up care
- relevant services in their area that are available to them.
- Service providers and health care and support workers are familiar with the Code of Health and Disability Services Consumers’ Rights and, in particular, Right 7(4)(c).
Additional guidance
Fertility services
- Service providers give information about access to public funding and treatment.
Residential mental health and alcohol and other drug
- Service providers consider court orders and instructions such as bail conditions.
Public/private hospital
- Service providers consider court orders and instructions such as bail conditions.
Criterion 1.7.2
Guidance for all providers
- Service providers consider cognitive and behavioural impairment due to substance misuse.
- Decision making is a part of any choice or consent procedure.
- Service providers have implemented processes to provide for people choosing the support worker(s) who can undertake different tasks.
- Health care and support workers seek verbal consent each time they are undertaking an activity.
Additional guidance
Home and community
- The consent process starts as soon as a support worker enters a person’s home.
- Service providers have implemented processes that allow people receiving services to choose the number and type of support workers who can undertake different tasks, including tasks such as reading mail, supporting personal care, and preparing meals.
- Support workers seek verbal consent each time they are undertaking an activity.
Criterion 1.7.3
Guidance for all providers
- Evidence shows supported decision-making is used in all decisions a person makes.
- People receiving services are made aware of national collection and/or reporting of personal data on procedures they are undergoing, where either or both of these activities occur.
Additional guidance
Residential disability
- Service providers consider court bail conditions where people cannot make decisions about services.
Residential mental health and alcohol and other drug
- Service providers consider court bail conditions where people cannot make decisions about services.
Public/private hospital
- Service providers consider court bail conditions where people cannot make decisions about services.
Birthing units
- Service providers consider court bail conditions where people cannot make decisions about services.
Criterion 1.7.4
Guidance for all providers
- Service providers welcome the involvement of whānau in decision making where the person receiving services wants them to be involved.
- When the whānau of a person receiving services hold an activated power of attorney or another legal authorisation, service providers enable them to give consent.
- If no official authorisation is in place, service providers invite whānau to help make the best decision for the person.
- Service providers identify health and social barriers to decision making that people receiving services and their whānau experience and provide health and social support services to enable effective decision-making.
- Service providers make whānau aware of and offer them high-quality information and resources in different formats to support them in deciding whether to give consent.
Criterion 1.7.5
Guidance for all providers
- Service providers are aware of legislation underpinning consent practices, including legislation related to court-appointed guardians, enduring powers of attorney, and advanced care and/or support planning, and the Code of Health and Disability Services Consumers’ Rights.
- Service providers have policies and processes that support informed choice and informed consent.
- Where verbal consent is given, it is recorded.
- Service providers have implemented consent processes for situations that may include:
- routine situations
- emergency situations
- electroconvulsive therapy
- do-not-resuscitate orders
- people receiving services who are unable to consent
- people receiving services who are able to consent only if provided with additional support
- children and young people receiving services
- involvement in teaching
- involvement in research
- storage, disposal, and return of body parts/tissues and bodily substances
- advance directives
- meeting the needs of people receiving services.
- Service providers have implemented consent processes for other situations appropriate to the service where informed consent is required.
- The choices and decisions recorded and acted on may vary according to the nature of the service.
Additional guidance
Fertility services
- Written consent is required when gametes, embryos, or reproductive tissue are collected, stored, used, or disposed of outside of the body. For current guidelines, see Advisory Committee on Assisted Reproductive Technology (2020) Guidelines for Family Gamete Donation, Embryo Donation, the Use of Donated Eggs with Donated Sperm and Clinic Assisted Surrogacy.
Public/private hospital
- Written consent is required when contraception is implanted or inserted as part of a procedure.
Abortion services
- Written consent is required when contraception is implanted or inserted as part of a procedure.
Criterion 1.7.6
Guidance for all providers
- Service providers understand how supported decision-making and welfare guardianship work, as well as the law related to enduring power of attorney and court orders under the Protection of Personal and Property Rights Act 1988 and the law related to parents or legal guardians of children, and the limitations of these processes.
- People understand legal capacity.
Criterion 1.7.7
Aged care: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
- Although service providers do not develop advance directives or advance care and/or support plans, when one is in place, they make a copy available to support the services being provided.
Fertility services: Guidance
- Service providers uphold the wishes of people receiving services about the fate of the stored gametes or embryos, as stated in consent forms.
Home and community: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
- Although service providers do not develop advance directives or advance care and/or support plans, when one is in place, they make a copy available to support the services being provided.
Residential disability: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
Residential mental health and alcohol and other drug: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
Public/private hospital: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
- Service providers give multiple opportunities for the person receiving services and their whānau to discuss advance directives.
- Tikanga is followed in the context of advance directives.
- Service providers have implemented policies and associated procedures to support practice.
- In the context of advance care planning, service providers use national resources; for example, the Health Quality & Safety Commission webpage ‘Te whakamahere tiaki i mua i te wā taumaha: Advance Care Planning’.
Hospice: Guidance
- Service providers communicate how to make advance directives. An advance directive is a written or oral directive:
- by which a person makes a choice about a future care procedure
- that is effective only when the person is not competent.
- In some situations, it may not be possible to uphold or action an advance directive. When deciding whether to follow an advance directive, clinicians refer to the Health and Disability Commissioner’s webpage ‘Advance Directives & Enduring Powers of Attorney’.
- Service providers give multiple opportunities for the person receiving services and their whānau to discuss advance directives.
- Tikanga is followed in the context of advance directives.
- Service providers have implemented policies and associated procedures to support practice.
- In the context of advance care planning, service providers use national resources; for example, the Health Quality & Safety Commission webpage ‘Te whakamahere tiaki i mua i te wā taumaha: Advance Care Planning’.
- Although service providers do not develop advance directives or advance care and/or support plans, when one is in place, they make a copy available to support the services being provided.
Criterion 1.7.8
Fertility services: Guidance
- The consent process includes storage, disposal, and return of gametes, embryos, and reproductive materials.
- Service providers have a consent process for the use of gametes and embryos for training.
- Service providers have a process for contacting people well before the end of their storage period and informing them about when and how to apply for an extension if they wish to do so.
- The policy on gamete or embryo storage makes it clear to people receiving services that gametes or embryos will be disposed of if storage is not extended, or when the period of extension ends.
- Service providers have procedures to follow regarding gametes or embryos if the consenting person dies or becomes incapable of varying their consent.
- Service providers have a process for disposing of gametes and embryos where a person can no longer be contacted.
Public/private hospital: Guidance
- The consent process includes storage for disposing of the placenta, fetus, or any other reproductive parts, or return of such parts on discharge for the consenting person or whānau to take home.
- The consent process includes the process for a fetus, placenta, or any other reproductive parts sent to pathology or for post mortem to be returned to the consenting person or whānau.
- Service providers demonstrate that they comply with the Human Tissue Act 2008 and with the New Zealand Standard on Non-therapeutic Use of Human Tissue NZS 8135:2009.
- Service providers provide an appropriate interim vessel for people who wish to take their products of conception home with them.
- Service providers inform people receiving services in advance of the procedure involved in their opportunity to bring an appropriate vessel for the purpose of taking their products of conception home with them.
- Service providers have an implemented policy for undertaking forensic analysis as part of their procedure.
Birthing units: Guidance
- The consent process includes storage for disposing of the placenta, fetus, or any other reproductive parts, or return of such parts on discharge for the consenting person or whānau to take home.
- The consent process includes the process for a fetus, placenta, or any other reproductive parts sent to pathology or for post mortem to be returned to the consenting person or whānau.
- Service providers demonstrate that they comply with the Human Tissue Act 2008 and with the New Zealand Standard on Non-therapeutic Use of Human Tissue NZS 8135:2009.
- Service providers provide an appropriate interim vessel for people who wish to take their products of conception home with them.
- Service providers inform people receiving services in advance of the procedure involved in their opportunity to bring an appropriate vessel for the purpose of taking their products of conception home with them.
- Service providers have an implemented policy for undertaking forensic analysis as part of their procedure.
Abortion services: Guidance
- The consent process includes storage for disposing of the placenta, fetus, or any other reproductive parts, or return of such parts on discharge for the consenting person or whānau to take home.
- The consent process includes the process for a fetus, placenta, or any other reproductive parts sent to pathology or for post mortem to be returned to the consenting person or whānau.
- Service providers demonstrate that they comply with the Human Tissue Act 2008 and with the New Zealand Standard on Non-therapeutic Use of Human Tissue NZS 8135:2009.
- Service providers provide an appropriate interim vessel for people who wish to take their products of conception home with them.
- Service providers inform people receiving services in advance of the procedure involved in their opportunity to bring an appropriate vessel for the purpose of taking their products of conception home with them.
- Service providers have an implemented policy for undertaking forensic analysis as part of their procedure.
Criterion 1.7.9
Guidance for all providers
- Service providers follow relevant best practice tikanga guidelines. Health care and support workers demonstrate competency.
Some examples are:- Capital & Coast DHB (2009) Tikanga Māori: A guide for health care workers (PDF, 195 KB)
- Auckland and Waitematā DHBs, Āke Āke phone app
- Bay of Plenty DHB (nd) Tikanga Best Practice Document (PDF, 273 KB)
- Waikato DHB (2004) Tikanga Best Practice Guidelines (PDF, 8.3 MB).
- Researchers follow the Health Research Council’s informed consent guidelines in: Pūtaiora Writing Group (2010) Te Ara Tika: Guidelines for Māori research ethics: A framework for researchers and ethics committee members.
Section 1.8: I have the right to complain
Criterion 1.8.1
Guidance for all providers
- Service providers have an implemented policy and associated procedures around complaint management and resolution or escalation.
- Service providers use national guidelines and resources to support the complaint process.
- Service providers take account of survey feedback and outcomes.
- Service providers support people receiving services to access independent advocates.
- Service providers give people receiving services understandable written and verbal information about how to make a complaint.
- With people’s informed consent, service providers give whānau the same information where this is required.
- Safeguards are in place for people receiving services who make complaints.
- Māori processes for complaint resolution (for example, whānau hui) are evident.
- When working towards resolving a complaint, service providers consider the diverse needs of the person and/or whānau who have made the complaint. They:
- evidence discussion with the person making the complaint to put in place a process that is acceptable to the person
- demonstrate how they have maintained cultural safety when people make complaints
- have processes in place to protect people making a complaint
- meet the person’s environmental, social, accessibility, economic, and personal health needs.
- Service providers monitor trends in complaints, including the actions they take.
- Service providers can receive complaints in any format, including by email and over the telephone.
- Service providers ask people who are raising concerns what outcome they want as part of an internal investigation (for example, they might want a different support worker).
- Service providers educate support workers to seek feedback during service provision.
- People know they can have their rights met without them risking the loss of funded services.
- Complaint processes are described to people on entry. This includes service providers’ internal processes, and how to complain to external agencies such as the Health and Disability Commissioner.
Additional guidance
Residential disability
- House meeting minutes reflect issues raised by people; service providers consider independent (from house support workers) minute taking.
- See the Ministry of Health’s webpage ‘Making a complaint about your residential care’.
Residential mental health and alcohol and other drug
- House meeting minutes reflect issues raised by people; service providers consider independent (from house support workers) minute taking.
- See the Ministry of Health’s webpage ‘Making a complaint about your residential care’.
Criterion 1.8.2
Guidance for all providers
- Service providers have:
- a formal process for recording and investigating complaints
- brochures, forms, or equivalent documentation on how to make a complaint in different formats and media.
- Every person receiving services knows they have a place to go to make a complaint, and how to complain.
- Access to making a complaint is inclusive of everybody. This access is not limited by barriers such as internet access, finance, or travel.
- Service providers have a process in place to manage informal complaints.
- Evidence shows service providers have a proactive approach to addressing concerns before issues escalate, which includes an opportunity to improve.
- People have a variety of avenues they can adopt to make a complaint or express a concern.
- People have an opportunity to complain at any time.
- People making a complaint can involve an independent support person in the process if they choose.
Criterion 1.8.3
Guidance for all providers
- Service providers reference relevant professional standards when investigating complaints.
- Health care and support workers understand their responsibilities in supporting the requirements of the Code of Health and Disability Services Consumers’ Rights.
- Service providers maintain an up-to-date register that includes all updates and actions related to complaints.
Criterion 1.8.4
Guidance for all providers
- Service providers inform complainants of outcomes of internal investigations.
Criterion 1.8.5
Guidance for all providers
- The Code of Health and Disability Services Consumers’ Rights is visible, and available in te reo Māori, English, and New Zealand Sign Language in accessible formats.
- Service providers use their best efforts to verify Māori and whānau understand their rights.
- Communication and information about the complaints process are easy for all people to access, understand, and use.
- The complaint resolution policy and procedures, forms, surveys, guidelines, and resources are designed to adequately capture complaints made by Māori. Service providers consider:
- any under-reporting of complaints from Māori
- the level of access Māori have to the complaints process
- The service provider asks: what works best for Māori?
Section 1.9: Health and wellbeing of children born as a result of, and people accessing, reproductive technology services
Fertility services: Guidance
Criterion 1.9.1
- Requirements outlined in the Human Assisted Reproductive Technology Act 2004 (HART Act) guide service providers’ practice.
- Service providers implement policies and procedures that guide their practice in addition to meeting regulatory requirements. Policies should cover:
- multiple pregnancy
- ovarian hyperstimulation syndrome
- ovarian torsion
- infection
- reaction to medication.
- Service providers develop a risk register for assisted reproductive technology services. They monitor the register through their quality and risk management system.
- Service providers monitor assisted reproductive technology outcome data.
- Health care and support workers are aware of current best practice.
- Service providers actively participate in research that addresses the health and wellbeing of children born as a result of assisted reproductive technology services.
Criterion 1.9.2
- Service providers collect the information required by the HART Act.
- Service providers submit data to the Australian and New Zealand Assisted Reproduction Database.
Criterion 1.9.3
- Service providers have written information about the HART Act available for people receiving services.
Criterion 1.9.4
- Service providers give people information about services a clinic offers, noting services may vary.
Section 1.10: Requirements of donation and surrogacy
Fertility services: Guidance
Criterion 1.10.1
- Service providers:
- have written policies and procedures in place before offering donation or surrogacy services
- follow the principles outlined in the HART Act
- support and encourage people receiving services to inform offspring of their genetic origins
- for Māori, provide opportunities for whakapapa linkages to occur, recognise these linkages and incorporate them into the process of donor linking.
Criterion 1.10.2
- Service providers inform potential donors of:
- the storage and potential use of their gametes or embryos, and the processes involved in donation
- the procedures involved in collecting gametes, the degree of pain and discomfort, and any risks to the person (for example, from the use of ovarian stimulation drugs)
- the screening to be carried out and the implications of potential results
- the purposes for which the gametes or embryos might be used
- the legislation that defines the legal status of children born as a result of the procedure
- the information that service providers collect and the extent to which that information may be disclosed to people born as a result of the donation
- the requirement for them to disclose any health or genetic conditions that may mean it is possible for a child to be born with that condition
- the lack of any financial or other penalty if they withdraw consent before completion of donation or surrogacy
- their inability to use the donated gametes and embryos created to generate more than the number of families specified in the relevant legislation or guidelines
- their right to withdraw or vary the terms of their consent and specify limits, subject to any relevant guidelines and policies in place
- what will happen with their gametes if they die
- the possibility of their identity becoming known through ‘direct to consumer’ genome information or social media without their consent.
Criterion 1.10.3
- Screening may include infectious diseases and genetic conditions.
- Service providers undertake risk assessment to determine safe donation and that reproductive tissue is safe for donation.
Criterion 1.10.4
- Policies require a donor to make a declaration that they will follow the service provider’s policies on the maximum number of families created from their gametes, covering past and future donations.
- The service provider has a documented policy that limits the number of children generated by any one donor to a maximum of 10 families.
Criterion 10.10.5
- Service providers follow, where relevant, the guidance in the Reproductive Technology Accreditation Committee, Fertility Society of Australia (2017) Code of Practice for Assisted Reproductive Technology Units and Advisory Committee on Assisted Reproductive Technology guidelines.
- Counsellors follow ANZICA (2018) Guidelines for Professional Standards of Practice Infertility Counselling.
- Service providers provide joint counselling in instances of known donation.
- The process includes partners where appropriate considering the length and intention of the relationship.
- Service providers consider and support ‘all parties’ during decision making, and have policies covering this.
Part 2: Workforce and structure
Section 2.1: Governance
Criterion 2.1.1
Guidance for all providers
- People on governance bodies receive appropriate orientation to their governance roles and responsibilities, and are offered governance training.
- Training for people on governance bodies may cover:
- Te Tiriti o Waitangi and tikanga
- Government Inquiry into Mental Health and Addiction (2018) He Ara Oranga: Report of the Government Inquiry into Mental Health and Addiction
- education in lived experience voices at governance
- education on the disability sector and priorities
- a person-centred approach to service development, implementation, and review
- the difference between governance and operational management
- influencing organisational culture and behaviour change
- quality in the relevant health and disability service
- relevant legislation.
- People with relevant lived experience hold a meaningful proportion of seats on the governance body.
- Governance bodies work with management to meet the requirements of relevant standards and legislation.
- Governance bodies use data that reflects the communities they serve in planning and delivering services.
- Governance bodies have current terms of reference.
Criterion 2.1.2
Guidance for all providers
- Organisations have documented plans that include their mission, vision, and goals.
- Documented plans are reviewed at defined intervals. Organisations are set up to deliver on the outcomes identified in the documented plan.
- Organisational values are person-centred and whānau-focused.
- Organisational goals aim for integrated service delivery.
- Values are embedded into all levels of practice.
- The input of people with lived experience is evident in planning.
Criterion 2.1.3
Aged care: Guidance
- Managers appointed should have experience in dementia and the special needs of older people.
Fertility services: Guidance
- Service providers identify a ‘person responsible for activity’, as defined in section 20 of the HART Act, and a ‘practice director’ for communication with the Australian and New Zealand Assisted Reproduction Database.
- Service providers consider adopting technical bulletins issued by the Reproductive Technology Accreditation Committee (RTAC) or other professional bodies as best practice guidelines.
Birthing units: Guidance
- Managers appointed are experienced midwives.
Criterion 2.1.4
Guidance for all providers
- Governance bodies:
- at defined intervals receive reports on quality and risk activity and endorse actions
- are aware of and understand relevant national guidance on matters that affect the services being delivered (for example, in terms of reducing violence in the workplace)
- understand the actions that contribute to patient safety
- at defined intervals receive reports framed by Te Tiriti o Waitangi that relate to equity for Māori.
Criterion 2.1.5
Guidance for all providers
- Strategic and business planning documents align with:
- Ministry of Health strategies – in particular, He Korowai Oranga: Māori Health Strategy
- the government strategic direction for achieving outcomes for Māori – see Ministry of Health (2014) Equity of Health Care for Māori: A framework.
- Service providers collaborate with mana whenua in business planning and service development.
- Where service providers do not have a governance body, they show evidence of taking a meaningful approach to decision making and implementing this criterion so that it is reflected in the services provided.
Criterion 2.1.6
Guidance for all providers
- Strategic and business planning documents show evidence that they align with:
- Ministry of Health strategy – in particular, the Disability Support Services Strategic Plan and Ministry of Health (2018) Whāia Te Ao Mārama 2018 to 2022: The Māori Disability Action Plan
- government strategic direction to achieve outcomes for tāngata whaikaha.
- Tāngata whaikaha have meaningful representation on the governance body.
Additional guidance
Aged care
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
Home and community
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
- Governance body membership includes expertise from people with lived experience.
- Service providers and their governance bodies report to, and are accountable to, people receiving services.
Residential disability
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
- Governance body membership includes expertise from people with lived experience.
- Service providers and their governance bodies report to, and are accountable to, people receiving services.
Residential mental health and alcohol and other drug
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
- Governance body membership includes expertise from people with lived experience.
- Service providers and their governance bodies report to, and are accountable to, people receiving services.
Public/private hospital
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
Hospice
- Service providers demonstrate an understanding of the Ministry of Health’s (2016) Healthy Ageing Strategy.
- Governance bodies may seek:
- expertise from people with lived experience
- a partnership approach to decision making.
Criterion 2.1.7
Guidance for all providers
- Governance bodies show evidence of:
- understanding cultural risk and being able to implement practices mitigating risk for the population receiving the health and disability service
- considering, and adopting where relevant, current national guidelines such as the Nursing Council of New Zealand’s (2011) Guidelines for Cultural Safety, the Treaty of Waitangi and Māori Health in Nursing Education and Practice and the Medical Council of New Zealand’s (2019) ‘Statement on cultural safety’.
- Governance bodies apply an intersectional lens when addressing barriers to service provision.
Additional guidance
Public/private hospital
- Governance bodies have an understanding of the social determinants of each region. This understanding links to strategic planning and the quality improvement cycle.
- Universal proportionalism (the principle that those with the greatest need receive the greatest proportion of funding) is included in strategic planning.
- Governance bodies make proactive funding decisions.
Birthing units
- Governance bodies have an understanding of the social determinants of each region. This understanding links to strategic planning and the quality improvement cycle.
- Universal proportionalism (the principle that those with the greatest need receive the greatest proportion of funding) is included in strategic planning.
- Governance bodies make proactive funding decisions.
Hospice
- Governance bodies have an understanding of the social determinants of each region. This understanding links to strategic planning and the quality improvement cycle.
- Universal proportionalism (the principle that those with the greatest need receive the greatest proportion of funding) is included in strategic planning.
- Governance bodies make proactive funding decisions.
Criterion 2.1.8
Guidance for all providers
- Governance bodies collaborate with the community on business planning and service development.
- Service providers consider demographics (for example, the ageing population) in planning.
- Governance body membership includes expertise from people with lived experience.
- Service providers and their governance bodies report to, and are accountable to, people receiving services. They have implemented systems to evidence this practice.
- Service providers have internal advisory groups (or similar) of people who have lived experience of relevant services.
- Service providers may use a variety of avenues to invite Māori members onto their Boards or, for smaller services, to provide executive leadership direction and advice. Before approaching a Māori organisation or Iwi, service providers should consider how they are going to ensure their relationship is maintained in such a way that is respectful and builds trust. Further guidance, including tools and resources, on working with Māori is provided on Te Arawhiti the Office for Māori-Crown Relations. Although this guidance refers to “the Crown”, many of the principles of engagement may be adapted to suit service provider context, such as this ‘Building Closer Partnerships with Māori” principle-based document.
- Service providers should provide evidence of planning, developing, maintaining, and sustaining these partnerships.
- Service providers are recommended to reach out to their local mana whenua or local Iwi and Māori communities, noting that not all Māori will identify with the local Iwi.
- Relevant tools and resources include:
- Te Kāhui Māngai (Directory of Iwi and Māori Organisations). Overseen by Te Puni Kokiri the Ministry of Māori Development. This directory of Iwi and Māori organisations may be searched alphabetically, by map, or by listed-region.
- Māori Maps - Overseen by Te Potiki National Trust gathers the information for Māori Maps from public sources and marae community engagement. This resource helps to connect Māori descendants with their marae, and enable visitors to make appropriate contact with these centres of culture - in particular, linking Māori youth with their ancestral identity.
- Your regional hospital will have a Māori Health unit or team. Contact them directly through your regional hospital contact (eg Quality & Risk Manager or relevant Portfolio Manager) and check whether they have any advice. They should also have advice on whether it would be appropriate or timely to connect with your regional Iwi-Māori Partnership Board.
- Seek out specialist Māori advice and/or work with a Māori Te Tiriti analysis expert to provide advice on whether your organisation and it’s policies facilitate Te-Tiriti based service delivery.
- Appoint a kaumātua role, this may include both providing advice and direction to the Board/CE, while also ensuring the cultural safety of Māori using or working in your service.
- Developing partnerships takes time. Service providers should be able to demonstrate interim solutions to address Māori capability gaps whilst meaningful partnerships are developed.
- Further guidance is provided in the first online Ngā Paerewa eLearning module , available for free on the LearnOnline platform.
- Further guidance and examples of this in context will be provided in the second online Ngā Paerewa eLearning module, available in 2023.
Additional guidance
Abortion services
- Where appropriate, service providers establish working relationships with youth-specific health services based in schools and the community.
Criterion 2.1.9
Guidance for all providers
- Evidence shows meaningful tāngata whaikaha, Māori, whānau, and Te Tiriti partner representation.
- Evidence shows representatives have time to make decisions. This evidence may include:
- board member interviews
- minutes
- demonstration of the way the policy reflects the views of Māori representatives.
Criterion 2.1.10
Guidance for all providers
- Evidence shows demonstrated expertise in Te Tiriti, health equity, and cultural safety, and that training of governance body members occurs.
- There is an executive leader on the governance body who champions Māori health equity as an integral component of quality.
- Useful tools include:
- Ministry of Health (2014) Equity of Health Care for Māori: A framework
- Medical Council of New Zealand and Te Ohu Rata O Aotearoa, the Māori Medical Practitioners Association (2019) ‘He Ara Hauora Māori: A pathway to Māori health equity’
- New Zealand Medical Council (2019) ‘Statement on cultural safety’.
Criterion 2.1.11
Guidance for all providers
- A clinical governance structure is in place that:
- includes lived experience and Māori representation
- may be multidisciplinary
- looks to national guidance to support development, such as the Health Quality & Safety Commission’s (2017) Clinical Governance: Guidance for health and disability providers.
- The clinical governance structure, depending on the size and setting, may be a part of the service provider’s governance body.
Section 2.2: Quality and risk
Criterion 2.2.1
Guidance for all providers
- Service providers demonstrate evidence of:
- discussion at executive meetings that review quality and risk indicators
- checking progress on key performance indicators
- presentation of dashboard data, including Māori health indicators that reflect whānau participation and Māori satisfaction with the service
- feedback to health care and support workers and documented links to the governance body
- people receiving services having input into the quality and risk management system
- a record of outcomes and agreed actions
- feedback to people receiving services about outcomes from the quality framework, including experience of care and service feedback from people.
- Service providers have:
- an annual plan that contains specific quality outcomes as advised by a quality agency such as the Health Quality & Safety Commission, and review it quarterly
- an understanding of WorkSafe requirements for a ‘person conducting a business undertaking’
- an executive presence in project lead roles with a clear link to new developments or initiatives
- escalation mechanisms.
Additional guidance
Public/private hospital
- Quality and business planning documents show evidence that service providers:
- participate in partnership for mātauranga Māori
- include the Accessibility Charter
- understand the social determinants of each DHB region
- understand that social determinants help inform quality improvement goals with the aim of improving health outcomes for the communities being served.
Birthing units
- Quality and business planning documents show evidence that service providers:
- participate in partnership for mātauranga Māori
- include the Accessibility Charter
- understand the social determinants of each DHB region
- understand that social determinants help inform quality improvement goals with the aim of improving health outcomes for the communities being served.
Hospice
- Quality and business planning documents show evidence that service providers:
- participate in partnership for mātauranga Māori
- include the Accessibility Charter
- understand the social determinants of each DHB region
- understand that social determinants help inform quality improvement goals with the aim of improving health outcomes for the communities being served.
Criterion 2.2.2
Guidance for all providers
Service providers take a risk-based approach in order to:
- give people receiving services and their whānau leadership roles and influence in decision making at all levels of service provision
- focus resources on ‘critical’ aspects
- increase safety and legal conformity
- address health and safety for people.
See Australia New Zealand Standard on Risk Management AS/NZS ISO 31000:2009.
- Service providers use quality domains (see below for a summary) in their quality framework that are:
- safe, noting that cultural safety is part of the whole concept of safety for all people receiving health and disability services, ensuring engagement of Māori and Pacific peoples
- timely
- equitable, which includes equal access, equal experience of care, and equal outcomes of care
- effective
- efficient
- people- and whānau-centred.
- Service providers’ quality frameworks encompass:
- systems thinking
- leadership for improvement and positive change
- quality improvement and patient safety knowledge
- evidence-based improvement and innovation
- teamwork and communication.
- Service providers’ quality management systems include:
- performance evaluation through monitoring, measurement, analysis, and evaluation
- a programme of internal audit
- a process for identifying and addressing corrective actions.
- Service providers can refer to the Health Quality & Safety Commission quality domains, which are embedded into a framework that provides a structure to improve and enhance quality of care. This framework consists of four components:
- consumer engagement and participation – enabling people and whānau as active members of the health team
- clinical effectiveness – evidence-based decision making derived from research and people’s experience to focus improvement
- quality improvement and patient safety – increasing the capabilities of everyone participating in the health workforce in quality and safety improvement appropriate to their role and sphere of work
- engaged effective workforce – an engaged, effective workforce that works in partnership with people and actively participates in an ongoing process of self and peer review.
Additional guidance
Birthing units
- Service providers have a maternity quality and safety programme.
- See Ministry of Health (2011) New Zealand Maternity Standards: A set of standards to guide the planning, funding and monitoring of maternity services by the Ministry of Health and district health boards.
Criterion 2.2.3
Guidance for all providers
- Service providers are involved in continuous quality improvement activity, planning, and reporting progress on actions.
- Service providers can evidence:
- improvement activity
- informed data analysis, including quality safety markers
- that quality and safety risk policies and procedures provide indicative time frames for corrective actions and reporting progress.
- The executive team or clinical quality governance group assures and reports progress to the governance body.
Criterion 2.2.4
Guidance for all providers
- Service providers use strategic planning to analyse strengths, challenges, opportunities, and threats (SCOT), or threats, opportunities, weaknesses, and strengths (TOWS), or similar. External risks could include national reviews and enquiries. Internal risks could include results from internal reviews, investigations, audit processes, and complaints processes.
- A strategic planning technique includes input from health care and support workers and people receiving services.
- Service providers undertake benchmarking against relevant health performance indicators.
- Service providers include business continuity as part of their annual planning processes.
- Service providers undertake an internal and external risk assessment within defined intervals, or in response to level of risk.
- In considering internal and external risks, service providers seek feedback through several mechanisms, such as focus groups and surveys.
- Service providers demonstrate that quality improvements are made and embedded into practice as a result of incidents, adverse events, complaints, and investigations, among other factors.
Additional guidance
Public/private hospital
- Risk mitigation is a continual process that is assessed, reviewed, and updated within defined intervals.
- Frequency of review is dependent on the level of risk posed to the service provider.
Birthing units
- Birthing units and maternity services: see the New Zealand Maternity Clinical Indicators.
Hospice
- Risk mitigation is a continual process that is assessed, reviewed, and updated within defined intervals.
- Frequency of review is dependent on the level of risk posed to the service provider.
Criterion 2.2.5
Guidance for all providers
- The purpose of the National Adverse Event Reporting Policy is to contribute to improved quality, safety, and experience of health and disability services through systems that:
- are safe
- are people- and whānau-centred
- provide for early identification and review of adverse events
- verify lessons are learnt
- demonstrate public accountability and transparency.
- The policy supports a national approach to reporting, reviewing, and learning from adverse events and near misses, and is based on the following six key principles. (For more information, see Health Quality & Safety Commission (2017) National Adverse Events Reporting Policy.)
- Open communication
- Affected people are offered immediate support and an appropriate apology.
- Affected people are informed of process and time frames and have the ability to provide comment on the draft review and final report.
- A contact person for whānau is provided and there is an agreed regular communication process regarding review progress, and progress with review recommendations once the review is complete.
- People receive a copy of the final review report and are appropriately supported.
- Consumer participation
- People who have been involved in an adverse event will be offered the opportunity to share their story as part of the review process.
- Review findings and recommendations will be shared with them.
- Independent representatives who have experience using the health and disability service are involved in the review process.
- Culturally appropriate review practice
- Hui process is followed as appropriate.
- Reports have language at a level suitable for all to understand; that is, free of health and disability related jargon.
- Service providers demonstrate they use culturally appropriate practices such as restorative practice.
- System changes
- Service providers demonstrate reviews are focused on system learnings.
- Lessons learnt are shared locally and with other providers.
- Deidentified copies of adverse event reports are sent to the Health Quality & Safety Commission to support national learnings, and for sharing with others such as the Health and Disability Commissioner and Coronial Services.
- Reports state how the implementation of recommendations will be measured.
- Accountability
- There is evidence of learning, improving safety, and reducing the possibility of adverse events recurring.
- Service providers demonstrate that the outcomes of internal reviews are communicated to all parties in an accessible format and the style of feedback is suitable to the person receiving services.
- Evidence shows that processes are in place to verify service providers implement and follow up recommendations; for example, providers have a recommendations action plan.
- Adverse event review reports state who is the accountable person for the implementation and evaluation of the recommendations.
- Reporting must be safe
- Service providers identify the immediate actions taken to mitigate risk to people receiving services.
- The review focuses on determining the underlying system failures, and not blaming or punishing individuals.
- Service providers update and implement operating policies and procedures to reflect a ‘just and fair’ culture of adverse event reporting and management.
- Service providers support health care and support workers throughout the investigation.
- Service providers implement a health care and support worker support programme, which may include debriefing.
- Service providers understand statutory and regulatory obligations in relation to essential notification reporting and notify the correct authority where required.
- Open communication
- Where events involve a criminal act, substance abuse by a health care worker, a deliberate unsafe act, or deliberate harm, service providers manage them in a separate process, which may involve regulatory authorities.
Additional guidance
Fertility services
- Fertility services follow the adverse event process that is outlined in the RTAC Code of Practice.
Criterion 2.2.6
Guidance for all providers
- Essential notifications are those things that service providers must report. They include, but are not limited to:
- those outlined in legislation, such as Section 31 of the Health and Disability Services (Safety) Act, The Fire and Emergency New Zealand Act
- those required through regulation by other agencies such as WorkSafe, Public Health for notifiable and communicable diseases, or Responsible Authorities.
Criterion 2.2.7
Guidance for all providers
- Service providers undertake analysis of their health care and support workers’ competencies in the following, and will support workers with training and development in areas with any identified gaps:
- te reo and tikanga Māori and ongoing learning
- understanding and using Māori models of care, health, and wellbeing
- having the capability to use cultural intervention practices and approaches to pae ora
- collecting high-quality ethnicity data and understanding the rationale for doing so
- working in partnership and participating with iwi and Māori organisations within and outside of the health sector to allow for better service integration, planning, and support for Māori and whānau.
Criterion 2.2.8
Guidance for all providers
- Service providers establish policies, practices, and training that will support and require their health care and support workers to review at defined intervals their organisation’s practice through a health equity and quality lens.
- This may include prioritised use of the Health Equity Assessment Tool (HEAT) or equivalent and appropriate equity tools and ethnicity data improvement tools, such as:
- Signal L, Martin J, Cram F, et al (2008) The Health Equity Assessment Tool: A user's guide
- Ministry of Health (2013) Primary Care Ethnicity Data Audit Toolkit
- Ministry of Health (2014) Equity of Health Care for Māori: A framework.
- Service providers collect the ethnicity data of people using their service and their workforce following HISO 10001:2017 Ethnicity Data Protocols. Service providers use this information to understand the differences in health and wellbeing outcomes and experience, and take targeted actions to improve services for Māori, Pacific peoples, tangata whaikaha (all disabled people), members of the rainbow community, and other groups of people traditionally underserved by the Aotearoa New Zealand health and disability system.
- Service providers who engage with the primary care system may find the results of the Health Quality & Safety Commissions primary care patient experience survey a valuable resource to understand differences in experiences based on ethnicity. Answers are further reported by district hospital region, which may help service providers choosing what areas of experience to focus improvement projects on.
- Hospital-level service provides may find the results of the Health Quality & Safety Commissions primary care patient experience survey a valuable resource to understand differences in experiences based on ethnicity. Answers are further reported by district hospital region, which may help service providers choosing what areas of experience to focus improvement projects on.
- Service providers may find the results of the Health Quality & Safety Commissions Dashboard of Health System Quality a valuable resource to understand differences in health and wellbeing outcomes by ethnicity:. This data can inform quality improvement projects in a local area.
- The Health Quality & Safety Commission publishes templates and tools to support quality improvement projects on topics they have researched. These tools and templates may be used to support your local quality improvement projects.
- Further guidance and examples of this in context will be provided in the second online Ngā Paerewa eLearning module, available in 2023.
Section 2.3: Service management
Criterion 2.3.1
Guidance for all providers
- Service providers’ documented rationale for providing culturally and clinically safe services and its implementation demonstrate:
- the use of an acuity methodology to estimate health care and support workers’ requirements
- how shortfalls in health care and support workers’ capacity and capability are managed
- how health care and support workers’ numbers are adjusted to meet changes in people’s acuity
- consideration of cultural safety for health care and support workers, Māori and whānau. This could include: cultural independent or group supervision; and working towards best practice tikanga guidelines
- a link to the quality and risk management framework that meets the required needs for safe and appropriate levels of service
- that rostered workforce levels meet contract requirements for those service providers holding a contract for service.
- Service providers consider the impact of environmental factors such as the building footprint on health care and support workers.
- In considering suitability of workforce levels, service providers compare the hours that employed health care and support workers work over and above their contracted hours. Where health care and support workers are exceeding predetermined safe hours, providers implement actions to mitigate potential risk to people receiving services.
- Service providers consider mental health and addiction peer support for health care and support workers.
- In determining a safe and effective workforce, service providers have health and safety policies in place that cover:
- overtime
- workforce levels appropriate to prevent assaults on health care and support workers and other incidents
- health care and support worker retention.
- Workforce engagement surveys may be implemented to receive feedback on levels and skill mix.
Additional guidance
Aged care
- Service providers communicate with people receiving services when they are planning changes to staffing levels.
Home and community
- When support workers do not come to work, service providers inform the people affected of the change of support workers, wherever possible.
- Service providers’ documented rationale includes:
- the required qualifications and experience for different types of support
- skill mix (for example, specifying number of registered nurses, enrolled nurses, health care and support workers at level 3 and level 4, and peer support workers)
- adherence to pay equity legislation.
Residential disability
- Service providers communicate with people receiving services when they are planning changes to staffing levels.
- When support workers do not come to work, service providers inform the people affected of the change of support workers, wherever possible.
Residential mental health and alcohol and other drug
- Service providers communicate with people receiving services when they are planning changes to staffing levels.
- When support workers do not come to work, service providers inform the people affected of the change of support workers, wherever possible.
- Service providers’ documented rationale includes:
- the required qualifications and experience for different types of support
- skill mix (for example, specifying number of registered nurses, enrolled nurses, health care and support workers at level 3 and level 4, and peer support workers)
- adherence to pay equity legislation.
Public/private hospital
- Service providers use the Midwifery Employee Representation and Advisory Service (MERAS) Safe Staffing Standards (PDF, 239 KB).
- Service providers’ documented rationale includes:
- the required qualifications and experience for different types of support
- skill mix (for example, specifying number of registered nurses, enrolled nurses, health care and support workers at level 3 and level 4, and peer support workers)
- adherence to pay equity legislation.
Birthing units
- Service providers use the Midwifery Employee Representation and Advisory Service (MERAS) Safe Staffing Standards (PDF, 239 KB).
Criterion 2.3.2
Guidance for all providers
- Service providers embed their organisational values and mission into the culture of the service they deliver.
- Position descriptions reflect expected positive behaviours and values.
- Descriptions of roles cover responsibilities and additional functions, such as holding a restraint portfolio or infection prevention portfolio.
- Recruitment practices meet current best practice, including through actively recruiting and retaining Māori health care and support workers.
- Service providers proactively support workers to work within their scope of practice and speciality practice.
- Service providers support access to mandatory and other relevant training.
- Service providers are aware of requirements in relevant legislation such as the Children’s Act 2014.
- Those service providers holding contracts for services meet their contractual requirements.
- Service providers support Māori health care and support workers with targeted cultural and professional development opportunities.
- Service providers meet the training and qualification requirements in the Support Workers (Pay Equity) Settlements Act 2017.
- Service providers who are providing dementia and aged residential specialised hospital services meet their contractual requirements.
Additional guidance
Home and community
- Service providers consider suitability, such as how well someone’s personality or attitude coheres with people receiving services, as an integral factor in determining their service’s workforce.
Residential disability
- Service providers consider suitability, such as how well someone’s personality or attitude coheres with people receiving services, as an integral factor in determining their service’s workforce.
Residential mental health and alcohol and other drug
- Service providers verify Addiction Practitioners Association Aotearoa New Zealand qualifications where relevant.
- Service providers consider suitability, such as how well someone’s personality or attitude coheres with people receiving services, as an integral factor in determining their service’s workforce.
Criterion 2.3.3
Guidance for all providers
- Service providers consider:
- the type of services they are providing and the acuity of people receiving services
- contracts they hold and their specific requirements
- developing a plan to enhance competencies that may be required when they extend their services. This plan should be linked to current business planning that would include the type of service, equipment required, the workforce, and people receiving services
- surveying the workforce and community to determine new requirements
- the cultural make-up of health care and support workers and people. This includes actively recruiting and retaining a Māori workforce.
- Competency records for all health care and support workers are available. The frequency of competency checks will depend on the associated risk.
- Service providers have a mechanism to determine the percentage of health care and support workers who have completed or maintained the required competency.
- Service providers require health care and support workers to complete cultural competency training.
- Service providers consider the cultural make-up of their workforce, which includes considering:
- the percentage of Māori health care and support workers
- people’s right to speak their own language
- tikanga
- connections to iwi, hapū, and whānau.
Additional guidance
Public/private hospital
- Service providers incorporate cultural competence into continuing education. Part of this education involves developing an awareness of Māori health models and how they apply to Māori reproductive health. This includes the four domains of Te Whare Tapa Whā:
- hauora hinengaro
- hauora tinana
- hauora wairua
- hauora whānau.
Birthing units
- Service providers incorporate cultural competence into continuing education. Part of this education involves developing an awareness of Māori health models and how they apply to Māori reproductive health. This includes the four domains of Te Whare Tapa Whā:
- hauora hinengaro
- hauora tinana
- hauora wairua
- hauora whānau.
Abortion services
- Service providers incorporate cultural competence into continuing education. Part of this education involves developing an awareness of Māori health models and how they apply to Māori reproductive health. This includes the four domains of Te Whare Tapa Whā:
- hauora hinengaro
- hauora tinana
- hauora wairua
- hauora whānau.
Criterion 2.3.4
Guidance for all providers
- Service providers establish a continuing education programme for the workforce.
- Service providers have implemented policies and procedures that address the need for workers to be released from work for education and learning.
- Service providers support Māori health care and support workers to meet cultural and professional development needs.
- Māori health care and support workers are able to learn and work in a culturally safe work environment.
- Māori health care and support workers have ready access to cultural advisors, mentors, kaumātua, kuia, tohunga, and matakite to support their own cultural and professional development.
- Service providers follow professional cultural safety guidelines and training; for example, Nursing Council of New Zealand‘s (2011) Guidelines for Cultural Safety, the Treaty of Waitangi and Māori Health in Nursing Education and Practice, Midwifery Council of New Zealand’s (2011) ‘Statement on Cultural Competence for Midwives (PDF, 345 KB)’, and Medical Council of New Zealand’s (2019) ‘Statement on cultural safety’.
- All health care and support workers attend mandatory training.
- Service providers seek to embed cultural values in their mandatory training programmes.
- Credentialling is in place for relevant professionals. See Ministry of Health (2010) The Credentialling Framework for New Zealand Health Professionals.
- Service providers’ training plans include rights-based framework training and responsiveness training.
- Service providers maintain a training register.
Additional guidance
Home and community
- Service providers demonstrate a culture of ongoing professional development for health care and support workers.
- Training is underpinned by the principles of Enabling Good Lives, is mana enhancing, and focuses on ‘what we are trying to achieve for people’.
- Training includes:
- community inclusion
- strengths-based training
- supported decision-making
- substitute decision-making
- principles of Enabling Good Lives
- positive behaviour support
- speaking up for the safety of the person receiving services and their whānau
- cultural training
- rainbow (LGBTI+) training
- rights-based and responsiveness training
- stigma and discrimination training
- consumer rights training
- Health and Disability Services Consumers’ Code of Rights training.
- Training is open to whānau, as appropriate.
- Evidence demonstrates service providers work with organisations that represent the views of people who use the service in developing a learning and development plan.
- Training materials are in accessible formats.
Residential disability
- Service providers demonstrate a culture of ongoing professional development for health care and support workers.
- Training is underpinned by the principles of Enabling Good Lives, is mana enhancing, and focuses on ‘what we are trying to achieve for people’.
- Training includes:
- community inclusion
- strengths-based training
- supported decision-making
- substitute decision-making
- principles of Enabling Good Lives
- positive behaviour support
- speaking up for the safety of the person receiving services and their whānau
- cultural training
- rainbow (LGBTI+) training
- rights-based and responsiveness training
- stigma and discrimination training
- consumer rights training
- Health and Disability Services Consumers’ Code of Rights training.
- Training is open to whānau, as appropriate.
- Evidence demonstrates service providers work with organisations that represent the views of people who use the service in developing a learning and development plan.
- Training materials are in accessible formats.
Residential mental health and alcohol and other drug
- Service providers demonstrate a culture of ongoing professional development for health care and support workers.
- Training is underpinned by the principles of Enabling Good Lives, is mana enhancing, and focuses on ‘what we are trying to achieve for people’.
- Training includes:
- community inclusion
- strengths-based training
- supported decision-making
- substitute decision-making
- principles of Enabling Good Lives
- positive behaviour support
- speaking up for the safety of the person receiving services and their whānau
- cultural training
- rainbow (LGBTI+) training
- rights-based and responsiveness training
- stigma and discrimination training
- consumer rights training
- Health and Disability Services Consumers’ Code of Rights training.
- Training is open to whānau, as appropriate.
- Evidence demonstrates service providers work with organisations that represent the views of people who use the service in developing a learning and development plan.
- Training materials are in accessible formats.
Criterion 2.3.5
Guidance for all providers
- Service providers provide education or training for health care or support workers whose colleagues may be people with lived experience working in the service.
- Service providers provide supervision, debriefing, and peer support.
- Health care and support workers receive training about involving people with lived experience in service delivery.
Criterion 2.3.6
Guidance for all providers
Service providers:
- encourage health care and support workers (at individual and team levels) to participate in learning opportunities that provide them with the most recent literature on Māori health outcomes and disparities, health equity, and quality, and enable them to use this evidence and learn with their peers. For examples, see the website of the Māori Health Review
- support the development of expertise in te reo Māori for all health care and support workers
- support health care and support workers to build their own knowledge of how they can effectively provide health information for Māori.
See Ministry of Health (2015) A Framework for Health Literacy.
- Service providers give health care and support workers the opportunity to reflect on their own cultural assumptions about Māori, and how these might influence their capacity to provide high-quality care.
Criterion 2.3.7
Guidance for all providers
- Service providers consider:
- assigning professional development support for clinical guidelines and decision-making tools that are focused on achieving health equity for Māori
- establishing opportunities to share knowledge within the organisation about initiatives that work toward achieving health equity for Māori.
- Service providers provide or make equity training available to health care and support workers. This training should include how to:
- see and identify inequities
- manage inequities for Māori and other groups of people receiving services
- identify differences between inequality and inequity
- identify policies or service designs that increase inequities for vulnerable populations, including Māori and Pacific peoples.
Criterion 2.3.8
Guidance for all providers
- Training, support, performance and competence of health care and support workers are related to legal obligations for a healthy work environment.
- Service providers provide safe systems of work for health care and support workers (section 36, Health and Safety at Work Act 2015).
Criterion 2.3.9–2.3.14
Residential mental health and alcohol and other drug: Guidance
Criterion 2.3.9
- Service providers could appoint a person receiving services to a position of ‘person with lived experience’ or ‘consumer advisor’ or similar.
- People with lived experience of the service state that they are involved in important decisions about service delivery.
Criterion 2.3.10
- Service providers recognise people with lived experience of the service and organisations or groups that represent the views of people receiving the service as a valued voice and act on their opinions where appropriate.
- Position descriptions are clear and provide an appropriate level of responsibility and accountability to people with lived experience.
- Service providers adequately resource planning, implementation, and evaluation of service activities to involve people with lived experience.
Criterion 2.3.11
- Policies and procedures may include:
- employing people with lived experience of the service, where practicable
- services helping with education, training, and support for people with lived experience to maximise their participation in the service
- training for service providers in working with people as advisors.
- Advisors liaise with organisations, networks, or groups that represent the views of people receiving services.
Criterion 2.3.12
- Service providers could appoint a whānau member to a position of ‘whānau advisor’ or similar.
- Whānau state that they are involved in important decisions about service delivery.
Criterion 2.3.13
- Service providers seek advice from whānau advisory groups when developing terms of reference.
- Roles and responsibilities are clearly outlined and include accountabilities, confidentiality, and conflicts of interest.
Criterion 2.3.14
- Policies and procedures may include:
- employing whānau where practicable
- the service helping with education, training and support for whānau to maximise their participation in the service
- training for service providers in working with whānau as advisors.
- Advisors liaise with whānau groups or networks.
Te Whatu Ora mental health and addiction: Guidance
Criterion 2.3.9
- Service providers could appoint a person receiving services to a position of ‘person with lived experience’ or ‘consumer advisor’ or similar.
- People with lived experience of the service state that they are involved in important decisions about service delivery.
Criterion 2.3.10
- Service providers recognise people with lived experience of the service and organisations or groups that represent the views of people receiving the service as a valued voice and act on their opinions where appropriate.
- Position descriptions are clear and provide an appropriate level of responsibility and accountability to people with lived experience.
- Service providers adequately resource planning, implementation, and evaluation of service activities to involve people with lived experience.
Criterion 2.3.11
- Policies and procedures may include:
- employing people with lived experience of the service, where practicable
- services helping with education, training, and support for people with lived experience to maximise their participation in the service
- training for service providers in working with people as advisors.
- Advisors liaise with organisations, networks, or groups that represent the views of people receiving services.
Criterion 2.3.12
- Service providers could appoint a whānau member to a position of ‘whānau advisor’ or similar.
- Whānau state that they are involved in important decisions about service delivery.
Criterion 2.3.13
- Service providers seek advice from whānau advisory groups when developing terms of reference.
- Roles and responsibilities are clearly outlined and include accountabilities, confidentiality, and conflicts of interest.
Criterion 2.3.14
- Policies and procedures may include:
- employing whānau where practicable
- the service helping with education, training and support for whānau to maximise their participation in the service
- training for service providers in working with whānau as advisors.
- Advisors liaise with whānau groups or networks.
Section 2.4: Health care and support workers
Criterion 2.4.1
Guidance for all providers
- Service providers have a documented and implemented recruitment procedure that includes interviewing, reference checking, worker safety checking, criminal record-checking, and providing an employment agreement that complies with relevant legislation. Relevant legislation may include the Children’s Act 2014.
- Interview panels include Māori representation (across all roles; in particular, clinical midwifery, nursing, allied health, leadership, and medical).
- See Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)‘, endorsed by National DHB Chief Executives and the Health Workforce Information Programme’s District Employed Workforce Quarterly Reports for Māori workforce data.
- Service providers undertake criminal record-checking as part of their recruitment processes.
- Service providers have transparent recruitment processes and practices that they disclose with applicants, where possible.
- Where they use volunteers and bureau staff, service providers have an implemented policy around their recruitment, induction, and ongoing training.
- Service providers have a policy of inclusion that promotes and supports equal opportunity with inclusive language, recruitment channels, and documentation.
- Service providers’ employment procedures:
- meet the vision and mission statement of the organisation
- strive to reflect the communities they serve.
Additional guidance
Aged care
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
Home and community
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
- People receiving services have a choice of the support workers who work in their home.
- Service providers demonstrate that Māori health care and support workers are able to work in a manner that is safe for them.
- A person with a disability from the service is an integral part of the recruitment process. Ideally the person is involved in recruiting their own support health care and support workers. These people are adequately trained and compensated for their skill and contribution to the recruitment process.
- Where service providers are having difficulty recruiting health care and support workers, they have mitigation strategies in place to safeguard people receiving services.
- Service providers inform people receiving services whether the criminal record-checking process is complete for new support workers involved in their care.
Residential disability
- People receiving services have a choice of the support workers who work in their home.
- Service providers demonstrate that Māori health care and support workers are able to work in a manner that is safe for them.
- A person with a disability from the service is an integral part of the recruitment process. Ideally the person is involved in recruiting their own support health care and support workers. These people are adequately trained and compensated for their skill and contribution to the recruitment process.
- Where service providers are having difficulty recruiting health care and support workers, they have mitigation strategies in place to safeguard people receiving services.
Residential mental health and alcohol and other drug
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
- People receiving services have a choice of the support workers who work in their home.
- Service providers demonstrate that Māori health care and support workers are able to work in a manner that is safe for them.
- A person with a disability from the service is an integral part of the recruitment process. Ideally the person is involved in recruiting their own support health care and support workers. These people are adequately trained and compensated for their skill and contribution to the recruitment process.
- Where service providers are having difficulty recruiting health care and support workers, they have mitigation strategies in place to safeguard people receiving services.
Public/private hospital
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
- Service providers use the MERAS Safe Staffing Standards (PDF, 239 KB).
Birthing units
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
- Service providers use the MERAS Safe Staffing Standards (PDF, 239 KB).
Hospice
- Service providers’ policies may include:
- how they support the implementation of Te Tumu Whakarae (2019) ‘Te Mahi a Te Tumu Whakarae – Position statement on Māori workforce development (PDF, 356 KB)’ and associated targets
- Te Kuwatawata
- exit interviews – either with a manager or with someone else nominated by the person or human resources
- strategies that support recruitment of a workforce that reflects the communities they serve
- volunteers
- unregulated health care and support workers
- alignment with the Employment Relations Act 2000
- values-based recruitment
- progression pathways determined for peer support roles.
- Service providers demonstrate a commitment to:
- succession planning
- leadership and workforce development.
Criterion 2.4.2
Guidance for all providers
- Evidence shows that service providers have:
- an identified clinical lead who is responsible for clinical oversight and outcomes for the people receiving services
- a clear and documented escalation pathway for health care and support workers in situations where no registered nurse is on duty
- position description statements with equity statements about recruiting Māori health care and support workers and those who have competency in te reo Māori.
- Service providers recognise cultural skills to support different models of care.
- Service providers may adopt a skills framework.
Additional guidance
Fertility services
- Service providers mitigate the risk of inexperience by using RTAC (key personnel) for sector guidance.
Criterion 2.4.3
Guidance for all providers
- Service providers validate professional qualifications as part of the employment process and annually after employing each health care and support worker.
Additional guidance
Birthing units
- National access agreement requires validation of the applicant or holder’s annual practising certificate and indemnity insurance (under section 88 of the New Zealand Public Health and Disability Act 2000).
Criterion 2.4.4
Guidance for all providers
- Service providers demonstrate that their orientation and induction programmes incorporate te reo Māori, and actively promote it throughout the organisation and workforce.
- Service providers demonstrate that the orientation and induction programmes cover their health care and support workers to provide a culturally safe environment to Māori.
- Where they use volunteers, service providers have an implemented policy on their recruitment, induction, and ongoing training.
- Where they use bureau staff, service providers have an implemented policy around the use of these staff and the competency requirements that bureau staff must meet before working for the service provider.
Additional guidance
Aged care
- Service providers embed the principles of Enabling Good Lives in their orientation and induction processes.
Home and community
- Service providers embed the principles of Enabling Good Lives in their orientation and induction processes.
Residential disability
- Service providers embed the principles of Enabling Good Lives in their orientation and induction processes.
Residential mental health and alcohol and other drug
- Service providers embed the principles of Enabling Good Lives in their orientation and induction processes.
Public/private hospital
- Service providers embed the principles of Enabling Good Lives in their orientation and induction processes.
Criterion 2.4.5
Guidance for all providers
- Service providers have a performance management policy.
- File notes on health care and support workers may include:
- health care and support worker interview
- feedback from the person receiving services and their whānau
- feedback from cultural supervisors, mentors, cultural advisors, and cultural expert
- recommendations arising from events, such as letters of apology, training, or competency review.
- Appropriately trained people complete performance reviews.
- In the case of performance management, health care and support workers may have access to independent support.
- Service providers undertake performance/goal-setting reviews at defined intervals.
- Service providers use performance reviews to identify and support opportunities for professional development.
- Professional development opportunities may include:
- cultural pathways
- organisational culture and expectations.
Criterion 2.4.6
Guidance for all providers
- Service providers consider reporting workforce information at defined intervals by ethnicity. They organise data by roles, gender, and age range for meaningful analysis and interpretation.
- Service providers consider reviewing ethnicity data of health care and support workers for quality, including completeness, annually. Service providers use ethnicity data improvement tools to improve quality – for example, the Ministry of Health’s (2013) Primary Care Ethnicity Data Audit Toolkit. If ethnicity data is not recorded for existing health care and support workers, service providers need to collect it.
- Service providers ensure the right people within their organisation have completed the freely available Online Ethnicity Data Training Course on Learn Online (note, you are required to create a login to access the course. It is free to do so.
Additional guidance
Public/private hospital
- Service providers develop a mechanism to extract multiple ethnicity fields from data.
- Service providers follow prescribed reporting processes.
- Service providers refer to HISO 10001 2017: Ethnicity Data Protocols.
- A workforce ethnicity audit is part of the internal audit programme.
- Service providers meet whole-of-government standards for collecting disability data. See State Services Commission (2020) ‘Standards of workforce information for agencies in the state services (PDF, 1.8 MB)’ and Stats NZ (2017) ‘Improving New Zealand disability data’.
Birthing units
- Service providers develop a mechanism to extract multiple ethnicity fields from data.
- Service providers follow prescribed reporting processes.
- Service providers refer to HISO 10001 2017: Ethnicity Data Protocols.
- A workforce ethnicity audit is part of the internal audit programme.
- Service providers meet whole-of-government standards for collecting disability data. See State Services Commission (2020) ‘Standards of workforce information for agencies in the state services (PDF, 1.8 MB)’ and Stats NZ (2017) ‘Improving New Zealand disability data’.
Hospice
- Service providers develop a mechanism to extract multiple ethnicity fields from data.
- Service providers follow prescribed reporting processes.
- Service providers refer to HISO 10001 2017: Ethnicity Data Protocols.
- A workforce ethnicity audit is part of the internal audit programme.
- Service providers meet whole-of-government standards for collecting disability data. See State Services Commission (2020) ‘Standards of workforce information for agencies in the state services (PDF, 1.8 MB)’ and Stats NZ (2017) ‘Improving New Zealand disability data’.
Criterion 2.4.7
Guidance for all providers
- Service providers have implemented policies related to a debriefing process following incidents.
- If incidents occur, health care and support workers are actively supported and have access to independent support such as an employee assistance programme.
- People are encouraged to make full use of available health and legal support.
Additional guidance
Aged care
Service providers access available resources to support the process of debrief and discussion, such as the New Zealand Nurses Organisation (2021) ‘Incident debriefing’ fact-sheet (PDF, 196 KB).
Residential mental health and alcohol and other drug
- Health care and support workers have access to supervision.
Section 2.5: Information
Criterion 2.5.1
Guidance for all providers
- Service providers meet whole-of-government standards for collecting disability data.
- Service providers refer to: Office for Disability Issues (nd) Guidance on administrative data
- Records are uniquely identifiable, legible, timely, signed, and dated, and include the name and designation of the service provider, following professional guidelines and sector standards.
- Service providers write notes in partnership with the person, as much as possible.
- Service providers only hold information about people that is relevant for safe support.
- Sometimes the use of a person’s previous name can be psychologically harmful. Service providers record people’s preferred names and pronouns on documents related to the services they receive. Records of previous names people were known by are kept private. See Stats NZ standards and policies: Sex – Classification and Statistical Standard, Gender Identity – Classification and Statistical Standard, Data Protection and Use Policy.
- People receiving services are able to request and review their records in accordance with privacy laws, and service providers give them their records in a format accessible to the person concerned.
- Service providers have consent processes in place for data collection.
- Service providers collect, record, and use ethnicity data in accordance with HISO 10001 2017: Ethnicity Data Protocols.
- Service providers include an ethnicity audit as part of the internal audit programme, using a tool such as the ethnicity data auditing tool (EDAT).
- Service providers explore person-centred methods of managing health records, such as:
- personal health records as a web-based set of tools that allows people to access and coordinate their lifelong health information and make appropriate parts of it available to those who need it
- an integrated and comprehensive view of health information, including information people communicate themselves, such as symptoms and medication use, information from doctors, such as diagnosis and test results, and pharmacy data.
Additional guidance
Fertility services
- Service providers maintain appropriate levels of documentation and management of health records, according to relevant legislation and standards, including the New Zealand Standard on Health Records NZS 8153:2002. For information about the requirements of the New Zealand Connected Health Information Services, see Connected Health Information Services. Permanent records are kept of:
- clinical and laboratory results of investigations undertaken
- the outcome of every attempted fertilisation
- every insemination
- every embryo transfer
- the fate of every embryo
- conceptions arising from treatment involving in vitro sperm, eggs, or embryos.
- Service providers collect information required by the HART Act on the donors of children conceived using donated gametes or embryos, including:
- physical characteristics – name; gender; date, place and country of birth; height; eye and hair colour
- ethnicity and any relevant cultural affiliation
- for a Māori donor, whānau, hapū, and iwi, to the extent the donor is aware of these
- family medical history
- social history.
Residential mental health and alcohol and other drug
- Service providers will write notes in collaboration with the person receiving services, unless there are good reasons not to.
Public/private hospital
- Service providers will write notes in collaboration with the person receiving services, unless there are good reasons not to.
Birthing units
- Service providers will write notes in collaboration with the person receiving services, unless there are good reasons not to.
Hospice
- Service providers will write notes in collaboration with the person receiving services, unless there are good reasons not to.
Criterion 2.5.2
Guidance for all providers
- The information management system complies with the:
- New Zealand Public Health and Disability Act 2000
- Health Act 1956
- Health Information Privacy Code 1994
- Privacy Act 2020
- Official Information Act 1982
- Cancer Registry Act 1993 and Cancer Registry Regulations 1994
- Public Records Act 2005
- Health (Retention of Health Information) Regulations 1996.
- An overarching policy and related procedures govern a service provider’s information management system.
- Service providers keep private information in a secure manner, ensuring it is unable to be publicly accessed or observed.
- Service providers implement guidance relating to managing electronic information including social media, use of images, and emails. For one resource, see the Nursing Council of New Zealand’s (2019) Guideline: Social Media and the Nursing Profession: A guide to maintain professionalism online for nurses and nursing students (PDF, 490 KB).
- Service providers follow the required procedures for the minimum duration of storage of people’s records, as regulated under the Health Information Functional Disposal Authorities (FDA) (Department of Inland Affairs – National Archives).
- Service providers maintain high-quality, complete ethnicity data consistent with HISO 10001 2017: Ethnicity Data Protocols.
- Service providers use ethnicity data audit tools such as the Ministry of Health’s (2013) Primary Care Ethnicity Data Audit Toolkit.
- Service providers capture data on gender that goes beyond male and female options to include gender diverse people, with at least either a wide variety of culturally appropriate gender options or a write-in field for a gender that is not listed. See Stats NZ (2020) ‘Sex and gender identity statistical standards: Consultation’.
- Service providers use optional data fields to recognise the identities of people from rainbow communities to support equitable and high-quality health and support outcomes for people from these communities.
- Service providers use data fields to recognise iwi affiliation whakapapa.
Additional guidance
Fertility services
- The minimum duration of storage of people’s records is regulated under the Health Information Functional Disposal Authorities (FDA) (Department of Internal Affairs – National Archives). That minimum duration is:
- 10 years from the date of treatment not leading to the birth of a child
- 26 years from the date of treatment leading to the birth of a child (allowing for 20 years for the child to reach maturity, 3 years for ACC claims and 3 years for ACC appeals)
- 50 years for information about donors or children conceived using donor gametes or embryos, as described in the HART Act.
Public/private hospital
- Service providers have a data use policy.
- Local lead maternity carers can access service providers’ information management systems for information sharing.
Birthing units
- Service providers have a data use policy.
- Local lead maternity carers can access service providers’ information management systems for information sharing.
Criterion 2.5.3
Guidance for all providers
- Service providers maintain active, updated, and archived records in a suitable order and condition so that they may be retrieved when required, and enable records to follow people when needed.
- Service providers undertake procedures to test back-up records at defined intervals, and update their disaster recovery strategy and the business continuity plan as required.
- As part of their internal audit programme, service providers regularly monitor their records as to the quality of the documentation and the effectiveness of the information management system.
Part 3: Pathways to wellbeing
Section 3.1: Entry and declining entry
Criterion 3.1.1
Guidance for all providers
- Information available may include:
- service type
- location
- prioritisation process
- referral process and criteria
- entry criteria
- pre-entry assessment/preparation
- related services, where applicable
- out-of-hours contact information, where applicable
- cost and/or financial assistance available
- service review and feedback processes
- the use of printed material or material appropriate to the communication needs and style of Māori and other groups of people receiving services
- alternative formats such as easy-read, Braille, large print, audio, and translation into the different languages of people who are likely to use the service
- information on potential referral sources
- email address
- website information
- the ability to support people with emerging health conditions.
- Entry criteria meet human rights standards and are devoid of discrimination and stigma on grounds that include:
- race
- sex
- sexual orientation
- gender identity
- ability
- mental health
- poverty
- age
- religion
- marital status.
Additional guidance
Fertility services
- Prompt referral to the Fertility Service Providers for fertility preservation treatment including gamete storage.
- The Assisted Reproductive Technology service specification describes the requirements for publicly funded assessment and treatment.
Public/private hospital
- Prompt referral to the Fertility Service Providers for fertility preservation treatment including gamete storage.
- The Assisted Reproductive Technology service specification describes the requirements for publicly funded assessment and treatment.
Abortion services
- Service providers supply impartial printed resources, web resources, telephone resources, or links to the Ministry of Health for information and advice to support people receiving services. This information may cover:
- location of the service
- how to access the service
- self-referral
- referral from another health service
- costs associated with pre-assessment, investigation, and travel
- travel options to access the service
- time frames from initial contact to having the procedure
- how to get time off work and school and how to get a medical certificate
- how to get post-procedure support in an unsupportive home environment
- rights and entitlements and how to access subsidies for costs
- contraception
- information appropriate for those who do not go ahead with the procedure the service provider is offering
- a glossary of relevant medical terms.
- This information may be available in alternative formats such as Braille, large print, audio-visual, and audio, and may be translated into the different languages of people who are likely to use the service.
Criterion 3.1.2
Guidance for all providers
- The documented referral or self-referral process, where relevant, may include:
- a system to identify potential risks to the person seeking services and prioritise those referrals. This includes considering a person’s background and their support needs
- evidence of communication with the person about the progress of their referral and service time frames
- having suitably qualified, skilled, and experienced health care and support workers to perform this function competently.
- The documented process may include, where applicable:
- a needs assessment that aligns with the service level
- management of waiting lists, which is clearly communicated to the person receiving services and their whānau
- crisis intervention service
- a relapse prevention plan
- an advance directive/advance care or support planning
- a current interRAI assessment.
- Where services provide dementia or psychogeriatric services, the documented process may include:
- specific information on the service’s particular philosophy and practices
- noting whether the person with enduring power of attorney, the court-appointed representative, or the welfare guardian has consented to the person being admitted
- noting that the person requiring care has a needs assessment that confirms they require a secure unit.
- Service providers who use telehealth to deliver services must demonstrate an understanding of relevant telehealth guidelines and standards. Where telehealth services are provided offshore, the service provider demonstrates that its agent complies with the requirements of the appropriate New Zealand health regulatory authority.
Additional guidance
Aged care
- As part of wait list management, service providers have a documented and implemented process that includes, wherever possible, transparent communication. This process may include transparent communication at defined intervals with the person and their whānau.
- Service providers include information about other support services, such as community support groups, when communicating with the person and their whānau.
Residential disability
- As part of wait list management, service providers have a documented and implemented process that includes, wherever possible, transparent communication. This process may include transparent communication at defined intervals with the person and their whānau.
- Service providers include information about other support services, such as community support groups, when communicating with the person and their whānau.
- Once they have accepted a referral, service providers maintain contact with people until they are transitioned into a home.
- Service providers demonstrate that they have considered Māori aspects before admission in terms of iwi connections and strengths of whānau connections.
- Service providers’ entry processes demonstrate:
- the person entering services has choice in terms of the homes they will live in, and their flatmates
- they have considered the compatibility of people living in a home
- they have consulted the people currently living in a home before a new person is moved in
- they have developed a contract, service agreement or home agreement for people receiving services in line with contractual requirements.
Residential mental health and alcohol and other drug
- As part of wait list management, service providers have a documented and implemented process that includes, wherever possible, transparent communication. This process may include transparent communication at defined intervals with the person and their whānau.
- Service providers include information about other support services, such as community support groups, when communicating with the person and their whānau.
Public/private hospital
- As part of wait list management, service providers have a documented and implemented process that includes, wherever possible, transparent communication. This process may include transparent communication at defined intervals with the person and their whānau.
- Service providers include information about other support services, such as community support groups, when communicating with the person and their whānau.
Hospice
- As part of wait list management, service providers have a documented and implemented process that includes, wherever possible, transparent communication. This process may include transparent communication at defined intervals with the person and their whānau.
- Service providers include information about other support services, such as community support groups, when communicating with the person and their whānau.
Abortion services
- Service providers aim to provide the procedure within five (but no longer than 10) working days of request. Where people choose to have more time for decision making, service providers document this.
Criterion 3.1.3
Guidance for all providers
- A person’s identity could include their:
- values and beliefs
- culture
- religion
- disabilities
- gender
- sexual orientation
- relationship status
- other social identities or characteristics.
- Service providers have documented evidence of the person’s entry process.
Criterion 3.1.4
Guidance for all providers
- Service providers offer feedback to people seeking services and their whānau. The feedback or information about alternative options is in a format appropriate to the needs and condition of the person.
- When they decline a person entry, service providers:
- communicate with the referrer (and, where appropriate, the person and their whānau) the reason for this decision and provide an opportunity to discuss it if requested
- inform people of other options or alternative services that may help them
- enact warm handovers if their alternative service does not adequately meet the needs of the person and their whānau.
Additional guidance
Aged care
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Fertility services
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Residential disability
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Residential mental health and alcohol and other drug
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Public/private hospital
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Birthing units
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Hospice
- Service providers communicate with a person seeking services where they decline that person entry to their service.
Criterion 3.1.5
Guidance for all providers
- Service providers demonstrate routine analysis of entry and decline rates for Māori. Where ethnicity data is incomplete and inconsistent, service providers improve data quality to make such analysis routine.
- Service providers identify and implement supports to benefit Māori and whānau.
Criterion 3.1.6
Guidance for all providers
- Service providers make available to Māori and whānau:
- kaumātua and kuia support
- opportunities to mix with other Māori in the service
- Māori health care and support workers.
- Service providers have information available for Māori, in English and in te reo Māori, on:
- the Māori-specific support and community services available to the person entering the service and their whānau
- local marae, iwi, and hapū contacts and activities
- Māori health professionals available to support the person
- types of activities available to support cultural practices and aspirations
- how the service supports Māori cultural preferences, such as through: art and craft; leisure activities; sports; exercise; food; outings; spirituality; contact with whānau; and support to attend Māori events, including poukai, tangihanga and hura kōhatu.
Section 3.2: My pathway to wellbeing
Criterion 3.2.1
Aged care: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
Home and community: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Service providers undertake assessment according to best practice.
- Service providers have policies that define time frames for completing care or support plans.
- Evidence shows that service providers develop care or support plans in a timely manner and those plans meet the expectations of, and are agreed with, the people receiving services.
- Service providers prioritise development of the care or support plan and base it on the need of the person receiving services and, if service is delayed, on assessed risk.
- In some instances, it may be necessary to have support in place before a service provider has developed an in-depth care or support plan with a person receiving services. In these cases, the service provider has a process of review with the person receiving services to provide safe support.
Residential disability: Guidance
- Service providers have a documented transition process that:
- is developed in partnership with the person entering the service, alongside the people living in the home
- demonstrates a partnership approach with the person entering the service and the people currently in the chosen home, including by considering compatibility between people who are living together
- enables people moving into a residential home to choose, meet, and engage with the people they will be living with, before they move in
- supports the person entering the service to maintain friendships and employment from their previous living situation.
- Service providers have implemented processes that support people receiving services to:
- use a supported decision-making process in determining their preferred supports
- have as much influence over decisions as possible
- manage their own conflicts within the home
- make decisions about their own health care. This can include contacting the ambulance service or attending an annual GP health check.
- Service providers arrange and provide appropriate support when a person is admitted to public hospitals and when discharged back to their home.
- Service providers develop an initial care or support plan with the person and their whānau within 48 hours of them entering the home. This initial care or support plan takes account of:
- a needs assessment that includes the person’s consent to share results with the provider
- other relevant documentation provided.
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Health pathways are implemented and include procedures to support practice.
- Service providers undertake assessment according to best practice.
- Service providers have policies that define time frames for completing care or support plans.
- Evidence shows that service providers develop care or support plans in a timely manner and those plans meet the expectations of, and are agreed with, the people receiving services.
- Service providers prioritise development of the care or support plan and base it on the need of the person receiving services and, if service is delayed, on assessed risk.
- In some instances, it may be necessary to have support in place before a service provider has developed an in-depth care or support plan with a person receiving services. In these cases, the service provider has a process of review with the person receiving services to provide safe support.
Residential mental health and alcohol and other drug: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Health pathways are implemented and include procedures to support practice.
Public/private hospital: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Health pathways are implemented and include procedures to support practice.
Birthing units: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Health pathways are implemented and include procedures to support practice.
Hospice: Guidance
- Service providers complete an initial assessment with input from the person receiving services and their whānau.
- Service providers develop care or support plans for ongoing care and support of the person receiving services.
- The assessment and planning processes align with any contractual requirements and may include goal setting and time frames.
- Evidence shows the service provider has asked the person seeking services if they would like whānau involved in developing their care or support plan.
- Where whānau are involved, service providers work in partnership with the whānau to develop care and/or support plans.
- Health pathways are implemented and include procedures to support practice.
Abortion services: Guidance
- Service providers undertake assessment according to best practice.
- Service providers have policies that define time frames for completing care or support plans.
- Evidence shows that service providers develop care or support plans in a timely manner and those plans meet the expectations of, and are agreed with, the people receiving services.
- Service providers prioritise development of the care or support plan and base it on the need of the person receiving services and, if service is delayed, on assessed risk.
- In some instances, it may be necessary to have support in place before a service provider has developed an in-depth care or support plan with a person receiving services. In these cases, the service provider has a process of review with the person receiving services to provide safe support.
Criterion 3.2.2
Guidance for all providers
- Service providers have an implemented policy describing the model of care.
- Service providers consider all other demographic information particular to each person receiving services, such as:
- culture
- religion
- disabilities
- gender
- sexual orientation
- relationship status
- other social identities or characteristics.
- Service providers involve a person’s whānau with that person’s consent.
Additional guidance
Fertility services
- Service providers include escalation pathways where appropriate.
Home and community
- Service providers include escalation pathways where appropriate.
Residential disability
- Service providers include escalation pathways where appropriate.
Residential mental health and alcohol and other drug
- Service providers include escalation pathways where appropriate.
Public/private hospital
- Service providers follow current guidelines on care or support plan development; for example, the Ministry of Health’s National Maternity Clinical Guidance, specifically Observation of Mother and Baby in the Immediate Postnatal Period: Consensus statements guiding practice (2012) and National Consensus Guideline for Treatment of Postpartum Haemorrhage (2013).
- Service providers include escalation pathways where appropriate.
Birthing units
- Service providers follow current guidelines on care or support plan development; for example, the Ministry of Health’s National Maternity Clinical Guidance, specifically Observation of Mother and Baby in the Immediate Postnatal Period: Consensus statements guiding practice (2012) and National Consensus Guideline for Treatment of Postpartum Haemorrhage (2013).
- Service providers include escalation pathways where appropriate.
Hospice
- Service providers include escalation pathways where appropriate.
Abortion services
- Service providers include escalation pathways where appropriate.
Criterion 3.2.3
Aged care: Guidance
- Service providers demonstrate:
- they have an implemented policy relating to intimacy
- they have a sexual safety policy that also includes the importance of risk assessment and management and actions taken in response to a complaint involving sexual safety
- assessment is clearly linked to the care or support plan
- the care or support plan identifies key assessed risks, including medical risks
- ongoing assessments and reassessments are completed where required
- the care or support plan is goal focused and individualised
- the care or support plan meets individualised choices and preferences
- interventions describe in detail all support required to address assessed needs
- cultural, spiritual, and lifestyle needs are identified and addressed
- the care or support plan includes multidisciplinary involvement
- service providers meet their contractual requirements
- the person using services and, if appropriate, their whānau have input into the development of the care or support plan.
- Where service providers provide dementia or psychogeriatric services:
- interventions take into account habits, routine, and specific communication support strategies to reduce distressed behaviour across a 24/7 period
- service providers meet their contractual requirements
- the person using services and their whānau have input into the development of the care or support plan.
- Relevant resources: Physiotherapy New Zealand (2022) New Zealand Physiotherapy Guidelines for Aged Residential Care (ARC)
Fertility services: Guidance
- Service providers support people receiving services and their whānau to access counsellors approved by the Australian and New Zealand Infertility Counsellors Association during the consultation, diagnosis, and waiting times.
- Point (h) of the criterion does not apply to assisted reproductive technology services.
Home and community: Guidance
- The care or support plan for the person receiving services clearly articulates agreed variability and flexibility, plus any identified associated risk to the support received.
- In developing a care or support plan, people are offered choice in terms of the number and type of support workers engaged for different tasks (for example, reading mail or home support).
- The care or support plan effectively integrates cultural beliefs, values, and practices. Cultural aspects of a care or support plan may be identified over a period of time.
- Adequate time is available to develop a person’s care or support plan.
Residential disability: Guidance
- Service providers follow a supported decision-making process when developing a care or support plan.
- The care or support plan should:
- demonstrate how the person receiving services is being supported to self-determine
- support people to develop and maintain relationships outside of the service that extend beyond whānau
- be in a format accessible to the person
- integrate the person’s identities, cultural needs, values, and beliefs
- demonstrate that a proactive approach is taken to make people aware of options, entitlements, and community activities available to them
- be agreed to and signed by the person, where possible.
- The person owns the care or support plan.
- The care or support plan can include:
- information about how the person wants to be supported and what outcome they want to receive from the service provider. This includes essential information such as personal care and risks
- evidence that the person receiving services is offered the opportunity to identify and document their personal aspirations and goals and ways to achieve these. The plan presents the person’s aspirations in a format they prefer. The person has the option to decline this aspect of the care or support plan.
- Service providers document the person’s choice to participate in and have an aspirational plan.
- Service providers demonstrate that people receiving services are informed of other services available to them.
- Service providers have an implemented policy relating to intimacy.
Residential mental health and alcohol and other drug: Guidance
- Service providers demonstrate:
- they have an implemented policy relating to intimacy
- they have a sexual safety policy that also includes the importance of risk assessment and management and actions taken in response to a complaint involving sexual safety
- assessment is clearly linked to the care or support plan
- the care or support plan identifies key assessed risks, including medical risks
- ongoing assessments and reassessments are completed where required
- the care or support plan is goal focused and individualised
- the care or support plan meets individualised choices and preferences
- interventions describe in detail all support required to address assessed needs
- cultural, spiritual, and lifestyle needs are identified and addressed
- the care or support plan includes multidisciplinary involvement
- service providers meet their contractual requirements
- the person using services and, if appropriate, their whānau have input into the development of the care or support plan.
- Where service providers provide dementia or psychogeriatric services:
- interventions take into account habits, routine, and specific communication support strategies to reduce distressed behaviour across a 24/7 period
- service providers meet their contractual requirements
- the person using services and their whānau have input into the development of the care or support plan.
- Service providers follow a supported decision-making process when developing a care or support plan.
- The care or support plan should:
- demonstrate how the person receiving services is being supported to self-determine
- support people to develop and maintain relationships outside of the service that extend beyond whānau
- be in a format accessible to the person
- integrate the person’s identities, cultural needs, values, and beliefs
- demonstrate that a proactive approach is taken to make people aware of options, entitlements, and community activities available to them
- be agreed to and signed by the person, where possible.
- The person owns the care or support plan.
- The care or support plan can include:
- information about how the person wants to be supported and what outcome they want to receive from the service provider. This includes essential information such as personal care and risks
- evidence that the person receiving services is offered the opportunity to identify and document their personal aspirations and goals and ways to achieve these. The plan presents the person’s aspirations in a format they prefer. The person has the option to decline this aspect of the care or support plan.
- Service providers document the person’s choice to participate in and have an aspirational plan.
- Service providers demonstrate that people receiving services are informed of other services available to them.
- Service providers have an implemented policy relating to intimacy.
Hospice: Guidance
- Service providers demonstrate:
- they have an implemented policy relating to intimacy
- they have a sexual safety policy that also includes the importance of risk assessment and management and actions taken in response to a complaint involving sexual safety
- assessment is clearly linked to the care or support plan
- the care or support plan identifies key assessed risks, including medical risks
- ongoing assessments and reassessments are completed where required
- the care or support plan is goal focused and individualised
- the care or support plan meets individualised choices and preferences
- interventions describe in detail all support required to address assessed needs
- cultural, spiritual, and lifestyle needs are identified and addressed
- the care or support plan includes multidisciplinary involvement
- service providers meet their contractual requirements
- the person using services and, if appropriate, their whānau have input into the development of the care or support plan.
- Where service providers provide dementia or psychogeriatric services:
- interventions take into account habits, routine, and specific communication support strategies to reduce distressed behaviour across a 24/7 period
- service providers meet their contractual requirements
- the person using services and their whānau have input into the development of the care or support plan.
Abortion services: Guidance
- Service providers offer people receiving services and their whānau access to appropriate counselling services, which are provided by a workforce holding relevant qualifications or equivalent training in abortion counselling. People can access these services at all stages before, during, and after treatment.
Criterion 3.2.4
Guidance for all providers
- Service providers follow a supported decision-making process where appropriate.
Additional guidance
Aged care
- Implementation of intervention where appropriate includes:
- monitoring charts and escalation as required
- continence management
- wound care management
- pressure injury prevention and management
- nutrition
- weight management
- falls prevention strategies
- maintaining and supporting independence and meeting individualised goals
- documenting acute changes in health status on short-term care or support plans or updating long-term care or support plans.
- Where services provide dementia or psychogeriatric services:
- behaviour monitoring charts are established as a short-term strategy to identify triggers that threaten the person’s wellbeing
- the charts are reviewed after a prescribed period of time and changes are linked into the care or support plan
- the person’s whānau are involved in the process where relevant.
Home and community
- Where possible, service providers offer people choice over the accessible format of the care or support plan and where it is located.
- Relevant information about a person receiving services is available and accessible by support workers before they enter the person’s home. This may include the full care or support plan.
Residential disability
- Implementation of intervention where appropriate includes:
- monitoring charts and escalation as required
- continence management
- wound care management
- pressure injury prevention and management
- nutrition
- weight management
- falls prevention strategies
- maintaining and supporting independence and meeting individualised goals
- documenting acute changes in health status on short-term care or support plans or updating long-term care or support plans.
- Where services provide dementia or psychogeriatric services:
- behaviour monitoring charts are established as a short-term strategy to identify triggers that threaten the person’s wellbeing
- the charts are reviewed after a prescribed period of time and changes are linked into the care or support plan
- the person’s whānau are involved in the process where relevant.
- Where possible, service providers offer people choice over the accessible format of the care or support plan and where it is located.
- Relevant information about a person receiving services is available and accessible by support workers before they enter the person’s home. This may include the full care or support plan.
Public/private hospital
- Implementation of intervention where appropriate includes:
- monitoring charts and escalation as required
- continence management
- wound care management
- pressure injury prevention and management
- nutrition
- weight management
- falls prevention strategies
- maintaining and supporting independence and meeting individualised goals
- documenting acute changes in health status on short-term care or support plans or updating long-term care or support plans.
- Where services provide dementia or psychogeriatric services:
- behaviour monitoring charts are established as a short-term strategy to identify triggers that threaten the person’s wellbeing
- the charts are reviewed after a prescribed period of time and changes are linked into the care or support plan
- the person’s whānau are involved in the process where relevant.
Hospice
- Implementation of intervention where appropriate includes:
- monitoring charts and escalation as required
- continence management
- wound care management
- pressure injury prevention and management
- nutrition
- weight management
- falls prevention strategies
- maintaining and supporting independence and meeting individualised goals
- documenting acute changes in health status on short-term care or support plans or updating long-term care or support plans.
- Where services provide dementia or psychogeriatric services:
- behaviour monitoring charts are established as a short-term strategy to identify triggers that threaten the person’s wellbeing
- the charts are reviewed after a prescribed period of time and changes are linked into the care or support plan
- the person’s whānau are involved in the process where relevant.
Criterion 3.2.5
Aged care: Guidance
- Service providers meet evaluation time frames according to aged residential care contracts and other contracts held.
- Service providers seek multidisciplinary input as appropriate to the needs of a person receiving services.
- Care or support plan evaluations identify progress to meeting goals.
- Acute changes in health status are documented on short-term care or support plans or updated on long-term care or support plans.
- When a person’s needs change, the service provider completes a reassessment.
- Where service providers provide dementia or psychogeriatric services, they:
- seek a reassessment when a person’s needs change to consider if the person continues to require secure care as the least restrictive option
- involve the person’s whānau in the process where relevant.
Home and community: Guidance
- Service providers meet evaluation time frames according to aged residential care contracts and other contracts held.
- Service providers seek multidisciplinary input as appropriate to the needs of a person receiving services.
- Care or support plan evaluations identify progress to meeting goals.
- Acute changes in health status are documented on short-term care or support plans or updated on long-term care or support plans.
- When a person’s needs change, the service provider completes a reassessment.
- Where service providers provide dementia or psychogeriatric services, they:
- seek a reassessment when a person’s needs change to consider if the person continues to require secure care as the least restrictive option
- involve the person’s whānau in the process where relevant.
Residential disability: Guidance
- When reviewing a person’s care or support plan, service providers always follow a supported decision-making process.
- Service providers conduct a review of a person’s:
- care or support plan at least annually or as the person’s support needs change, or when requested by the person
- aspiration-based plan within the agreed time frame with the person, and then determine further aspirations in consultation with the person.
- Where whānau are engaged:
- as much as possible the person being supported should determine the level of whānau engagement
- the whānau should be actively involved to the highest degree possible
- in situations where the person requires a higher level of substitute decision-making, the service provider demonstrates a high level of engagement with whānau wherever possible.
- In situations where a person does not have whānau support or external advocacy support (for example, through Auckland Disability Law or the Personal Advocacy and Safeguarding Adults Trust), service providers do everything possible to engage another way of supporting the person using their services to make decisions.
- Outcome measurements may include:
- a certificate of achievement
- a photograph
- a person’s personal agreement
- a hui
- a daily diary
- a visual chart in the person’s room.
Criterion 3.2.6
Guidance has not been developed for this criterion.
Criterion 3.2.7
Guidance has not been developed for this criterion.
Section 3.3: Individualised activities
Criterion 3.3.1
Aged care: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
- Align visiting and social activity policies with the Six Principles for Safe Visiting and Social Activities in Aged Residential Care
Home and community: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
Residential disability: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
- Service providers consider:
- that people receiving services may want time at home alone
- more solutions provided by residential disability providers when obstacles are making it difficult to facilitate what the person using services wants to do.
Residential mental health and alcohol and other drug: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
- Service providers consider:
- that people receiving services may want time at home alone
- more solutions provided by residential disability providers when obstacles are making it difficult to facilitate what the person using services wants to do.
Public: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
Hospice: Guidance
- People receiving services have input into and provide feedback on what their activity preferences are.
- Activity assessments and plans identify individual interests and consider the person’s identity.
- People have access to both group and individual activities. Service providers support this access as needed.
Criterion 3.3.2
Aged care: Guidance
- Service providers:
- have implemented procedures for managing community activities or outings, including in terms of transportation safety and medication management
- consider activities suitable to the identity of the person receiving services
- encourage members of the person’s chosen community and community groups (for example, from local schools or religious institutions) to visit people’s homes.
- Where service providers provide dementia or psychogeriatric services, they:
- take a holistic 24/7 approach to activities and take into account aspects of the person’s life and past routines
- offer appropriate activities that provide diversion at appropriate times during the day in line with the needs identified in the person’s care or support plan
- provide appropriate access and support to community and external activities.
Home and community: Guidance
- Service providers adopt a rights-based approach when planning activities, in which they support people receiving services to be contributing and involved members of their communities.
- Activities are mainstream first.
- People have full access to indoor and outdoor activities.
- Service providers support health care and support workers to take a problem-solving approach, so that people can meet their commitments in instances where the usual solutions are not available (for example, in terms of people’s employment or appointments).
- Where people no longer wish to attend certain activities, service providers support them to attend alternatives.
- Service providers take a proactive approach to inform people of the options, entitlements, and community activities available to them.
- Service providers use wheelchair safety belts whenever people are travelling in a van.
- Service providers support people to be in contact with family and friends.
- Service providers support people to have groups of friends and to interact with them.
Residential disability: Guidance
- Service providers adopt a rights-based approach when planning activities, in which they support people receiving services to be contributing and involved members of their communities.
- Activities are mainstream first.
- People have full access to indoor and outdoor activities.
- Service providers support health care and support workers to take a problem-solving approach, so that people can meet their commitments in instances where the usual solutions are not available (for example, in terms of people’s employment or appointments).
- Where people no longer wish to attend certain activities, service providers support them to attend alternatives.
- Service providers take a proactive approach to inform people of the options, entitlements, and community activities available to them.
- Service providers use wheelchair safety belts whenever people are travelling in a van.
- Service providers support people to be in contact with family and friends.
- Service providers support people to have groups of friends and to interact with them.
Residential mental health and alcohol and other drug: Guidance
- Service providers:
- have implemented procedures for managing community activities or outings, including in terms of transportation safety and medication management
- consider activities suitable to the identity of the person receiving services
- encourage members of the person’s chosen community and community groups (for example, from local schools or religious institutions) to visit people’s homes.
- Where service providers provide dementia or psychogeriatric services, they:
- take a holistic 24/7 approach to activities and take into account aspects of the person’s life and past routines
- offer appropriate activities that provide diversion at appropriate times during the day in line with the needs identified in the person’s care or support plan
- provide appropriate access and support to community and external activities.
- Service providers adopt a rights-based approach when planning activities, in which they support people receiving services to be contributing and involved members of their communities.
- Activities are mainstream first.
- People have full access to indoor and outdoor activities.
- Service providers support health care and support workers to take a problem-solving approach, so that people can meet their commitments in instances where the usual solutions are not available (for example, in terms of people’s employment or appointments).
- Where people no longer wish to attend certain activities, service providers support them to attend alternatives.
- Service providers take a proactive approach to inform people of the options, entitlements, and community activities available to them.
- Service providers use wheelchair safety belts whenever people are travelling in a van.
- Service providers support people to be in contact with family and friends.
- Service providers support people to have groups of friends and to interact with them.
Criterion 3.3.3
- Service providers should enable Māori using their service to participate in community initiatives and provide opportunities for cultural exploration, participation, and connection. This may require service providers to encourage and enable their workforce to facilitate these linkages through dedicated time.
For example, if there is a Matariki festival happening in the community and Māori residents are interested in celebrating Matariki, enable them to participate by either bringing your residents to the community event, or bringing the community event to your facility.
Or, if you know a person belongs to an Iwi, service providers offer resources and support for residents who wish to connect with their Iwi. Different avenues, such as te reo Māori classes, kapa haka should also be available and encouraged for cultural exploration.
- In order to know what options people have to connect with their Iwi, look up their Iwi and marae via these two resources:
- Te Kāhui Māngai (Directory of Iwi and Māori Organisations). Overseen by Te Puni Kokiri the Ministry of Māori Development. This directory of Iwi and Māori organisations may be searched alphabetically, by map, or by listed-region.
- Māori Maps - Overseen by Te Potiki National Trust gathers the information for Māori Maps from public sources and marae community engagement. This resource helps to connect Māori descendants with their marae, and enable visitors to make appropriate contact with these centres of culture - in particular, linking Māori youth with their ancestral identity.
Criterion 3.3.4
Aged care: Guidance
- Opportunities for Māori to participate in te ao Māori include:
- activities that promote whanaungatanga, such as whānau reunions, whānau events, and tangihanga
- local Matariki, kapa haka, and sport events, such as waka ama competitions
- leadership training, te reo Māori, and ngā tikanga Māori courses
- national iwi-specific events such as Te Matatini, poukai, koroneihana, and iwi sports.
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Residential disability: Guidance
- Opportunities for Māori to participate in te ao Māori include:
- activities that promote whanaungatanga, such as whānau reunions, whānau events, and tangihanga
- local Matariki, kapa haka, and sport events, such as waka ama competitions
- leadership training, te reo Māori, and ngā tikanga Māori courses
- national iwi-specific events such as Te Matatini, poukai, koroneihana, and iwi sports.
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Residential mental health and alcohol and other drug: Guidance
- Opportunities for Māori to participate in te ao Māori include:
- activities that promote whanaungatanga, such as whānau reunions, whānau events, and tangihanga
- local Matariki, kapa haka, and sport events, such as waka ama competitions
- leadership training, te reo Māori, and ngā tikanga Māori courses
- national iwi-specific events such as Te Matatini, poukai, koroneihana, and iwi sports.
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Public/private hospital: Guidance
- Opportunities for Māori to participate in te ao Māori include:
- activities that promote whanaungatanga, such as whānau reunions, whānau events, and tangihanga
- local Matariki, kapa haka, and sport events, such as waka ama competitions
- leadership training, te reo Māori, and ngā tikanga Māori courses
- national iwi-specific events such as Te Matatini, poukai, koroneihana, and iwi sports.
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Birthing units: Guidance
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Hospice: Guidance
- Opportunities for Māori to participate in te ao Māori include:
- activities that promote whanaungatanga, such as whānau reunions, whānau events, and tangihanga
- local Matariki, kapa haka, and sport events, such as waka ama competitions
- leadership training, te reo Māori, and ngā tikanga Māori courses
- national iwi-specific events such as Te Matatini, poukai, koroneihana, and iwi sports.
Abortion services: Guidance
- Opportunities for Māori to participate in te ao Māori include following tikanga such as:
- kawa
- blessing of rooms
- rākau rongoā
- mirimiri
- karakia.
Section 3.4: My medication
Criterion 3.4.1
Guidelines for all providers
- Service providers are aware of, and may take up, an electronic medication management system.
- Service providers are aware of national programmes of work in medication management relevant to their service type. This may include:
- New Zealand Nurses Organisation (2018) Guidelines for Nurses on the Administration of Medicines (PDF, 809 KB)
- Ministry of Health ‘Advice to DHBs on prescribing controlled drugs’
- Ministry of Health (2016) Standing Order Guidelines.
Additional guidance
Aged care
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
- To support their medication management system, service providers can consult the Ministry of Health’s (2011) Medicines Care Guides for Residential Aged Care.
Fertility services
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
Home and community
- The guiding document to support medication management is Ministry of Health (2019) Medication Guidelines for the Home and Community Support Services Sector.
Residential disability
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
- Where a person cannot manage their own medication, a competent health care or support worker administers it.
- Service providers use the appropriate medication guidelines to support medication management. See Ministry of Health (2013) Medicines Management Guide for Community Residential and Facility-based Respite Services – Disability, Mental Health and Addiction.
- Service providers use other available resources to support medication; for example, the Health Quality & Safety Commission’s guidelines on medication safety.
Residential mental health and alcohol and other drug
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
- Where a person cannot manage their own medication, a competent health care or support worker administers it.
- Service providers use the appropriate medication guidelines to support medication management. See Ministry of Health (2013) Medicines Management Guide for Community Residential and Facility-based Respite Services – Disability, Mental Health and Addiction.
- Service providers use other available resources to support medication; for example, the Health Quality & Safety Commission’s guidelines on medication safety.
Public/private hospital
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
Birthing units
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
- Where a person cannot manage their own medication, a competent health care or support worker administers it.
- Service providers use the appropriate medication guidelines to support medication management. See Ministry of Health (2013) Medicines Management Guide for Community Residential and Facility-based Respite Services – Disability, Mental Health and Addiction.
- Service providers use other available resources to support medication; for example, the Health Quality & Safety Commission’s guidelines on medication safety.
Hospice
- Service providers’ medication management systems reflect an end-to-end process.
- Service providers have implemented policies that describe the medication management system, covering:
- prescribing
- administration (including use and management of as needed (PRN) medicines, remote (including telephone) orders, standing orders)
- review
- monitoring
- adverse reactions
- reconciliation on admission and on transfers of care
- clinical decision support
- procurement
- supply
- dispensing
- safe storage
- disposal
- management and use of people’s own medication.
- Service providers demonstrate a holistic approach to understanding a person’s needs without making assumptions, such as for gender and sex characteristics.
- Where a person cannot manage their own medication, a competent health care or support worker administers it.
- Service providers use the appropriate medication guidelines to support medication management. See Ministry of Health (2013) Medicines Management Guide for Community Residential and Facility-based Respite Services – Disability, Mental Health and Addiction.
- Service providers use other available resources to support medication; for example, the Health Quality & Safety Commission’s guidelines on medication safety.
Criterion 3.4.2
Guidance for all providers
- Service providers demonstrate an understanding of:
- the role of the health professional for each aspect of care supporting safe practice
- the differences between prescribing and dispensing as defined in legislation (Medicines Act 1981 and Misuse of Drugs Regulations 1977)
- reconciliation and review.
- Service providers use available resources to support medication. This includes the Health Quality & Safety Commission’s medication reconciliation guidance tools and training resources.
- Service providers prescribe and use all medications for valid therapeutic indications. They never use medications to force compliance or render a person incapable of resistance; use of medications in this way could be classed as chemical restraint and is in breach of this standard.
Additional guidance
Fertility services
- Service providers have implemented policies and procedures on prescribing oxygen and nitrous oxide.
Public/private hospital
- Service providers have implemented policies and procedures on prescribing oxygen and nitrous oxide.
Birthing units
- Service providers have implemented policies and procedures on prescribing oxygen and nitrous oxide.
Hospice
- Service providers have implemented policies and procedures on prescribing oxygen and nitrous oxide.
Criterion 3.4.3
Guidance for all providers
- Health care and support worker competency includes understanding and considering cultural and identity-specific needs; for example, needs related to religious beliefs.
- Service providers adhere to relevant legislation, such as the Misuse of Drugs Act 1975 and the Medicines Act 1981.
Additional guidance
Aged care
- The responsible registered nurse undertakes annual training and competency assessments of health care and support workers in regard to managing medication.
- Service providers clearly state the role of support workers in medication management.
- Training and annual competency assessments determine the breadth of health care and support workers’ role, which may include:
- administering pre-packed regular medication
- high-risk medication (as outlined in the Ministry of Health (2011) Medicines Care Guides for Residential Aged Care).
- Service providers have an implemented process for using registered nurse-initiated medication such as that classified as over-the-counter or ‘pharmacy-only’ medication.
- Service providers orientate agency staff to the facility or home and medication processes.
- Service providers adopt a risk-based approach to the use of PRN medication that is evidenced in policy and practice.
Fertility services
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
Residential disability
- The responsible registered nurse undertakes annual training and competency assessments of health care and support workers in regard to managing medication.
- Service providers clearly state the role of support workers in medication management.
- Training and annual competency assessments determine the breadth of health care and support workers’ role, which may include:
- administering pre-packed regular medication
- high-risk medication (as outlined in the Ministry of Health (2011) Medicines Care Guides for Residential Aged Care).
- Service providers have an implemented process for using registered nurse-initiated medication such as that classified as over-the-counter or ‘pharmacy-only’ medication.
- Service providers orientate agency staff to the facility or home and medication processes.
- Service providers adopt a risk-based approach to the use of PRN medication that is evidenced in policy and practice.
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
Residential mental health and alcohol and other drug
- Service providers orientate agency staff to the facility or home and medication processes.
- Service providers adopt a risk-based approach to the use of PRN medication that is evidenced in policy and practice.
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
Public/private hospital
- Service providers orientate agency staff to the facility or home and medication processes.
- Service providers adopt a risk-based approach to the use of PRN medication that is evidenced in policy and practice.
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
- Where applicable, immunisation providers managing vaccinations meet national standards. See Ministry of Health (2019) National Standards for Vaccine Storage and Transportation for Immunisation Providers 2017 (2nd edition).
Birthing units
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
- Where applicable, immunisation providers managing vaccinations meet national standards. See Ministry of Health (2019) National Standards for Vaccine Storage and Transportation for Immunisation Providers 2017 (2nd edition).
Hospice
- Service providers orientate agency staff to the facility or home and medication processes.
- Service providers adopt a risk-based approach to the use of PRN medication that is evidenced in policy and practice.
- Service providers have implemented policies and procedures that include the management of:
- controlled drugs, including register checking and six-monthly reconciliation, where applicable
- medication storage and disposal
- medication when a person receiving services is on an incremental dosing regimen.
- Where applicable, immunisation providers managing vaccinations meet national standards. See Ministry of Health (2019) National Standards for Vaccine Storage and Transportation for Immunisation Providers 2017 (2nd edition).
Criterion 3.4.4
Guidance for all providers
- Service providers demonstrate medication adverse events are linked to the quality and risk system in their investigation and corrective action implementation.
- Service providers identify allergies and adverse drug reactions before prescribing medication, or at least before administering it.
Additional guidance
Fertility services
- Evidence for this process may include the assessment of allergies and sensitivities and consideration of components in culture media used for insemination or embryo transfer.
Criterion 3.4.5
Guidance for all providers
- Service providers consider the health literacy of people receiving services.
- Information is available to help people to understand their medications and their side effects.
- Service providers inform people receiving services and their whānau of medication changes, including changes involving adding, removing, or substituting medication.
- Service providers provide accessible information to facilitate use of medication that includes:
- how and when to take the medication
- dose
- side effects
- when people should get back in touch with the prescriber
- supplements and foods to avoid
- additional information and resource sheets
- name of the medicine
- purposes of the medicine.
- Service providers communicate effectively with the person and their whānau about prescribed medication.
- Service providers have mechanisms in place to support people with a disability to understand their medication. This may include use of technology, Braille, or tactile labelling.
Additional guidance
Aged care
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Residential disability
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Residential mental health and alcohol and other drug
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Public/private hospital
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Birthing units
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Hospice
- Service providers consider using a pharmacist to support people’s understanding of medications and how they interact.
Abortion services
- Service providers inform people about who to contact after hours for medical-abortion-specific advice.
- Service providers make available contraceptive supplies and any prescriptions given on the day of prescribing.
Criterion 3.4.6
Guidance for all providers (except home and community)
- Service providers have implemented policy and procedures to support practice. These include:
- assessment of the person who is to self-administer medication to determine their competence
- training and supervision of the person
- security of the medication.
- Service providers verify that people who experience difficulties at the time of administration have an emergency contact.
Criterion 3.4.7
Guidance for all providers (except home and community)
- Service providers manage Standing Orders according to the Ministry of Health’s (2016) current Standing Order Guidelines, Medicines Act 1981 and Medicines Regulations 1984, and the Misuse of Drugs Act 1975 and Misuse of Drugs Regulations 1977.
Criterion 3.4.8
Aged care: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Fertility services: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Residential disability: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Residential mental health and alcohol and other drug: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Public/private hospital: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Birthing units: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Hospice: Guidance
- Service providers have implemented policies and procedures to describe processes for the use and safe storage of complementary and alternative medicines (for example, rongoā).
- The prescriber considers, as part of the person’s medication, medications and supplements purchased over the counter and given, or prescribed, by alternative health practitioners.
- Providers consider alternatives in consultation with the person receiving services, pharmacy, and members of the multidisciplinary team as required, and taking account of the prescriber’s scope of practice. Holistic considerations may include:
- dosing
- interactions
- content
- side effects
- the person’s health condition
- pregnancy and breastfeeding.
Criterion 3.4.9
Guidance for all providers
- Ensure Māori and whānau in your service have the understanding and support to navigate the health system. The identification of health literacy, care of dependents, transport/access, and financial means is extremely important in terms of achieving health equity for Māori and whānau in accessing medication. Have resources and key contacts available who can support Māori to access medication.
- Provide advice on how to have a conversation with their pharmacist to see if they are eligible for the New Zealand Government’s Prescription Payment Subsidy scheme. More information available on the Health and Information Services website.
- There are some instances where work and income may cover prescription costs, for more information see: Work and Income website - Prescriptions and health practitioner costs .
- Ensure staff are familiar with resources on the follow consumer support sites, including Health Navigator on Prescription Charges.
Criterion 3.4.10
Guidance for all providers
- Service providers work in partnership with Māori to verify that:
- the appropriate support is in place
- advice is timely and easily accessed
- treatment is prioritised to achieve better health outcomes.
- Ensure Māori in your service are supported to access the required medication and blood products. This includes supporting them to know what their medication is for, how to use it, side effects, and may extend to supporting them to take it at the appropriate times.
- The following resources are accessible to support Māori in their medical appointments: 5 questions to ask about your medications – consumer safety poster (available in te reo Māori and English). Ideally, staff should understand these guidelines and proactively answer these questions where possible.
- For some Māori, receiving or donating blood products may have cultural, religious, or spiritual significance. Be sensitive to these possibilities and demonstrate empathy when having conversations about these topics. Work with the person to adjust their care and support pathway that make the process safer for them.
- The New Zealand Blood Service provides information relevant to Māori about blood donation and products, which may be useful to share with Māori who are interested in this ahead of relevant specialist appointment.
Criterion 3.4.11
Fertility services: Guidance
- The principles and requirements of medication management apply.
- Service providers have implemented policies and procedures that describe blood transfusion and blood management, including:
- prescribing
- gaining informed consent for administration
- receiving, collecting, and labelling blood samples for pre-transfusion testing
- administering the transfusion
- managing and reporting adverse reactions
- ensuring traceability through accurately recording all cases of administration
- receiving, storing, handling, and returning blood.
- Service providers verify that training and competency assessments are completed for all the activities listed above so that health care workers can manage transfusion of blood components.
- Service providers have, if relevant, blood storage equipment that complies with, and is maintained in accordance with, AS 3864 Medical Refrigeration Equipment for the Storage of Blood and Blood Products, and New Zealand Blood Service requirements.
- The service provider provides access to the following resources to support blood management:
- clinical information about blood transfusion from the New Zealand Blood Service
- for DHB hospitals, the hospital’s blood resource folder on its intranet
- information about blood and blood products in the New Zealand Blood Service’s (2016) Transfusion Medicine Handbook
- information about adverse reaction reporting from the New Zealand Blood Service
- information for patients from the New Zealand Blood Service.
Public/private hospital: Guidance
- The principles and requirements of medication management apply.
- Service providers have implemented policies and procedures that describe blood transfusion and blood management, including:
- prescribing
- gaining informed consent for administration
- receiving, collecting, and labelling blood samples for pre-transfusion testing
- administering the transfusion
- managing and reporting adverse reactions
- ensuring traceability through accurately recording all cases of administration
- receiving, storing, handling, and returning blood.
- Service providers verify that training and competency assessments are completed for all the activities listed above so that health care workers can manage transfusion of blood components.
- Service providers have, if relevant, blood storage equipment that complies with, and is maintained in accordance with, AS 3864 Medical Refrigeration Equipment for the Storage of Blood and Blood Products, and New Zealand Blood Service requirements.
- The service provider provides access to the following resources to support blood management:
- clinical information about blood transfusion from the New Zealand Blood Service
- for DHB hospitals, the hospital’s blood resource folder on its intranet
- information about blood and blood products in the New Zealand Blood Service’s (2016) Transfusion Medicine Handbook
- information about adverse reaction reporting from the New Zealand Blood Service
- information for patients from the New Zealand Blood Service.
Birthing units: Guidance
- The principles and requirements of medication management apply.
- Service providers have implemented policies and procedures that describe blood transfusion and blood management, including:
- prescribing
- gaining informed consent for administration
- receiving, collecting, and labelling blood samples for pre-transfusion testing
- administering the transfusion
- managing and reporting adverse reactions
- ensuring traceability through accurately recording all cases of administration
- receiving, storing, handling, and returning blood.
- Service providers verify that training and competency assessments are completed for all the activities listed above so that health care workers can manage transfusion of blood components.
- Service providers have, if relevant, blood storage equipment that complies with, and is maintained in accordance with, AS 3864 Medical Refrigeration Equipment for the Storage of Blood and Blood Products, and New Zealand Blood Service requirements.
- The service provider provides access to the following resources to support blood management:
- clinical information about blood transfusion from the New Zealand Blood Service
- for DHB hospitals, the hospital’s blood resource folder on its intranet
- information about blood and blood products in the New Zealand Blood Service’s (2016) Transfusion Medicine Handbook
- information about adverse reaction reporting from the New Zealand Blood Service
- information for patients from the New Zealand Blood Service.
Hospice: Guidance
- The principles and requirements of medication management apply.
- Service providers have implemented policies and procedures that describe blood transfusion and blood management, including:
- prescribing
- gaining informed consent for administration
- receiving, collecting, and labelling blood samples for pre-transfusion testing
- administering the transfusion
- managing and reporting adverse reactions
- ensuring traceability through accurately recording all cases of administration
- receiving, storing, handling, and returning blood.
- Service providers verify that training and competency assessments are completed for all the activities listed above so that health care workers can manage transfusion of blood components.
- Service providers have, if relevant, blood storage equipment that complies with, and is maintained in accordance with, AS 3864 Medical Refrigeration Equipment for the Storage of Blood and Blood Products, and New Zealand Blood Service requirements.
- The service provider provides access to the following resources to support blood management:
- clinical information about blood transfusion from the New Zealand Blood Service
- for DHB hospitals, the hospital’s blood resource folder on its intranet
- information about blood and blood products in the New Zealand Blood Service’s (2016) Transfusion Medicine Handbook
- information about adverse reaction reporting from the New Zealand Blood Service
- information for patients from the New Zealand Blood Service.
Abortion services: Guidance
- The principles and requirements of medication management apply.
- Service providers have implemented policies and procedures that describe blood transfusion and blood management, including:
- prescribing
- gaining informed consent for administration
- receiving, collecting, and labelling blood samples for pre-transfusion testing
- administering the transfusion
- managing and reporting adverse reactions
- ensuring traceability through accurately recording all cases of administration
- receiving, storing, handling, and returning blood.
- Service providers verify that training and competency assessments are completed for all the activities listed above so that health care workers can manage transfusion of blood components.
- Service providers have, if relevant, blood storage equipment that complies with, and is maintained in accordance with, AS 3864 Medical Refrigeration Equipment for the Storage of Blood and Blood Products, and New Zealand Blood Service requirements.
- The service provider provides access to the following resources to support blood management:
- clinical information about blood transfusion from the New Zealand Blood Service
- for DHB hospitals, the hospital’s blood resource folder on its intranet
- information about blood and blood products in the New Zealand Blood Service’s (2016) Transfusion Medicine Handbook
- information about adverse reaction reporting from the New Zealand Blood Service
- information for patients from the New Zealand Blood Service.
Criterion 3.4.12
Fertility services: Guidance
- Service providers follow the principles and requirements for medication management.
- Service providers implement policies and procedures specific to fractionated plasma (this includes Anti-D) that describe:
- gaining informed consent for administration
- managing and reporting adverse reactions.
Public/private hospital: Guidance
- Service providers follow the principles and requirements for medication management.
- Service providers implement policies and procedures specific to fractionated plasma (this includes Anti-D) that describe:
- gaining informed consent for administration
- managing and reporting adverse reactions.
Birthing units: Guidance
- Service providers follow the principles and requirements for medication management.
- Service providers implement policies and procedures specific to fractionated plasma (this includes Anti-D) that describe:
- gaining informed consent for administration
- managing and reporting adverse reactions.
Hospice: Guidance
- Service providers follow the principles and requirements for medication management.
- Service providers implement policies and procedures specific to fractionated plasma (this includes Anti-D) that describe:
- gaining informed consent for administration
- managing and reporting adverse reactions.
Abortion services: Guidance
- Service providers follow the principles and requirements for medication management.
- Service providers implement policies and procedures specific to fractionated plasma (this includes Anti-D) that describe:
- gaining informed consent for administration
- managing and reporting adverse reactions.
Section 3.5: Nutrition to support wellbeing
Criterion 3.5.1
Aged care: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers follow relevant guidelines, such as the Ministry of Health’s (2020) Eating and Activity Guidelines for New Zealand Adults. Updated 2020.
Home and community: Guidance
- Service providers offer people choice in the meals available.
- Service providers monitor people for signs and symptoms of dehydration and malnutrition, and implement interventions as needed.
- Where people require special or modified diets, service providers support them to meet these needs.
- Service providers with specific training and demonstrated competencies meet the needs of people with enteral feeding tubes.
- Service providers provide food that has been stored and prepared safely so that people are at no risk of disease caused by unsafe storage and preparation practices, and support workers are oriented to safe food-handling practices.
- Service providers have a mechanism to consult with health professionals when needed to support the needs of people receiving services.
Residential disability: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers use supported decision making as an integral part of menu planning.
- Menu planning is individualised, takes likes and dislikes into consideration, and makes alternatives available.
- Nutritional information of food is available for people receiving services.
Residential mental health and alcohol and other drug: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers follow relevant guidelines, such as the Ministry of Health’s (2020) Eating and Activity Guidelines for New Zealand Adults. Updated 2020.
- Service providers have implemented policies and procedures covering:
- accessibility, such as to hot drinks
- menu development and consultation with people receiving services
- strategies to keep food at an appropriate temperature
- consideration of environmentally friendly practices for waste management.
- Service providers undertake engagement surveys to seek feedback on the menu and food services. Based on the results, they develop and implement corrective actions plans.
- Audit of food services is part of the annual internal audit programme.
- Service providers can accommodate dietary requirements at short notice.
Public/private hospital: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers follow relevant guidelines, such as the Ministry of Health’s (2020) Eating and Activity Guidelines for New Zealand Adults. Updated 2020.
- Service providers have implemented policies and procedures covering:
- accessibility, such as to hot drinks
- menu development and consultation with people receiving services
- strategies to keep food at an appropriate temperature
- consideration of environmentally friendly practices for waste management.
- Service providers undertake engagement surveys to seek feedback on the menu and food services. Based on the results, they develop and implement corrective actions plans.
- Audit of food services is part of the annual internal audit programme.
- Service providers can accommodate dietary requirements at short notice.
Birthing units: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers have implemented policies and procedures covering:
- accessibility, such as to hot drinks
- menu development and consultation with people receiving services
- strategies to keep food at an appropriate temperature
- consideration of environmentally friendly practices for waste management.
- Service providers undertake engagement surveys to seek feedback on the menu and food services. Based on the results, they develop and implement corrective actions plans.
- Audit of food services is part of the annual internal audit programme.
- Service providers can accommodate dietary requirements at short notice.
Hospice: Guidance
- Service providers:
- demonstrate menu planning that takes into account likes and dislikes and makes alternatives available
- adopt the International Dysphagia Diet Standardization Initiative in menu development and food service provision
- consider survey feedback during menu development.
- Service providers have implemented policies and procedures covering:
- accessibility, such as to hot drinks
- menu development and consultation with people receiving services
- strategies to keep food at an appropriate temperature
- consideration of environmentally friendly practices for waste management.
- Service providers undertake engagement surveys to seek feedback on the menu and food services. Based on the results, they develop and implement corrective actions plans.
- Audit of food services is part of the annual internal audit programme.
- Service providers can accommodate dietary requirements at short notice.
Criterion 3.5.2
Aged care: Guidance
- Service providers encourage people receiving services and, where appropriate, their whānau to be involved in food preparation. This may include:
- baking or similar activities
- setting tables before meals
- preparing a hāngi or equivalent
- supporting people to have culturally appropriate food
- growing and preparing vegetables
- pre-cooking preparation
- preparing for celebrations.
Home and community: Guidance
- Service providers encourage people receiving services and, where appropriate, their whānau to be involved in food preparation. This may include:
- baking or similar activities
- setting tables before meals
- preparing a hāngi or equivalent
- supporting people to have culturally appropriate food
- growing and preparing vegetables
- pre-cooking preparation
- preparing for celebrations.
- Where applicable, service providers encourage people receiving services to manage the preparation of food independently or with the support of whānau.
- If a person is dependent on food preparation, the service provider offers solutions that may include:
- Meals on Wheels options
- people being involved in meal planning
- pre-cooking preparation
- cooking simple nutritious meals
- working alongside each person to meet cultural food preferences and preparation practices
- giving people access to food and drink if they wish at any time unless clinically contraindicated
- working alongside the person to prepare food.
Residential disability: Guidance
- Service providers encourage people receiving services and, where appropriate, their whānau to be involved in food preparation. This may include:
- baking or similar activities
- setting tables before meals
- preparing a hāngi or equivalent
- supporting people to have culturally appropriate food
- growing and preparing vegetables
- pre-cooking preparation
- preparing for celebrations.
- People who live in the house are involved in all aspects of food purchase, meal preparation, and planning.
- People who live in the house choose what they eat.
- Health care and support workers help choose healthy food options.
- People have access to food and drink when they wish and at any time, unless clinically contraindicated.
- Service providers offer choices in the person’s preferred communication method. This may include pictures.
Residential mental health and alcohol and other drug: Guidance
- Service providers encourage people receiving services and, where appropriate, their whānau to be involved in food preparation. This may include:
- baking or similar activities
- setting tables before meals
- preparing a hāngi or equivalent
- supporting people to have culturally appropriate food
- growing and preparing vegetables
- pre-cooking preparation
- preparing for celebrations.
- People who live in the house are involved in all aspects of food purchase, meal preparation, and planning.
- People who live in the house choose what they eat.
- Health care and support workers help choose healthy food options.
- People have access to food and drink when they wish and at any time, unless clinically contraindicated.
- Service providers offer choices in the person’s preferred communication method. This may include pictures.
Criterion 3.5.3
Aged care: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
- In relation to the dining experience of people receiving services, service providers should consider:
- providing a meal that is aesthetically pleasing and seen as consistent with meals eaten outside of the service
- supplying appropriate equipment to support independence
- using respectful processes around assisted feeding
- respecting a person’s choice (for example, if they do not want to go to the dining room or want clothing protectors)
- making the menu visible to the people
- maintaining a good standard of meal presentation for various food models
- making soft or pureed food visually appealing
- providing a suitable space for dining; this may include access to a table that is suited to the individual’s needs.
Home and community: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
Residential disability: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
- In relation to the dining experience of people receiving services, service providers should consider:
- providing a meal that is aesthetically pleasing and seen as consistent with meals eaten outside of the service
- supplying appropriate equipment to support independence
- using respectful processes around assisted feeding
- respecting a person’s choice (for example, if they do not want to go to the dining room or want clothing protectors)
- making the menu visible to the people
- maintaining a good standard of meal presentation for various food models
- making soft or pureed food visually appealing
- providing a suitable space for dining; this may include access to a table that is suited to the individual’s needs.
Residential mental health and alcohol and other drug: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
- In relation to the dining experience of people receiving services, service providers should consider:
- providing a meal that is aesthetically pleasing and seen as consistent with meals eaten outside of the service
- supplying appropriate equipment to support independence
- using respectful processes around assisted feeding
- respecting a person’s choice (for example, if they do not want to go to the dining room or want clothing protectors)
- making the menu visible to the people
- maintaining a good standard of meal presentation for various food models
- making soft or pureed food visually appealing
- providing a suitable space for dining; this may include access to a table that is suited to the individual’s needs.
Public/private hospital: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
Birthing units: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
Hospice: Guidance
- Service providers are aware of and have mechanisms to monitor nutritional intake and address insufficiency.
- Service providers consider the kind of support people need when they eat.
Criterion 3.5.4
Aged care: Guidance
- Two different levels of nutritional value are considered by service providers:
- the overall menu for the facility
- specialised dietary requirements for individuals.
Residential mental health and alcohol and other drug: Guidance
- Two different levels of nutritional value are considered by service providers:
- the overall menu for the facility
- specialised dietary requirements for individuals.
- Service providers have implemented a healthy eating policy.
- Service providers follow relevant guidelines, such as the Ministry of Health’s (2020) Eating and Activity Guidelines for New Zealand Adults. Updated 2020.
- Service providers consult with appropriately qualified personnel if required.
- Service providers have a policy that defines the period of review required.
- An appropriate dietitian, for example, a paediatric dietitian for child health services, reviews the nutritional value of meals.
Public/private hospital: Guidance
- Service providers have a policy that defines the period of review required.
- An appropriate dietitian, for example, a paediatric dietitian for child health services, reviews the nutritional value of meals.
Birthing units: Guidance
- Service providers have a policy that defines the period of review required.
- An appropriate dietitian, for example, a paediatric dietitian for child health services, reviews the nutritional value of meals.
Hospice: Guidance
- Service providers have a policy that defines the period of review required.
- An appropriate dietitian, for example, a paediatric dietitian for child health services, reviews the nutritional value of meals.
Criterion 3.5.5
Aged care: Guidance
- For guidance and applicability, see New Zealand Food Safety’s ‘Food safety rules’.
Public/private hospital: Guidance
- For guidance and applicability, see New Zealand Food Safety’s ‘Food safety rules’.
Birthing units: Guidance
- For guidance and applicability, see New Zealand Food Safety’s ‘Food safety rules’.
Hospice: Guidance
- For guidance and applicability, see New Zealand Food Safety’s ‘Food safety rules’.
Criterion 3.5.6
Residential disability: Guidance
- Dishwashers are available in the home.
- Food is stored properly and use-by dates noted.
- Fridge and freezer temperatures are checked at defined intervals.
Residential mental health and alcohol and other drug: Guidance
- Dishwashers are available in the home.
- Food is stored properly and use-by dates noted.
- Fridge and freezer temperatures are checked at defined intervals.
Criterion 3.5.7
Aged care: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Home and community: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Residential disability: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Residential mental health and alcohol and other drug: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Public/private hospital: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994
Birthing units: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Hospice: Guidance
- Menu development may cover:
- sharing of drink and food after formal activities
- choices of food available.
- The following basic Māori practices rely on an understanding of tapu and noa – key concepts that underpin many practices. Tapu and noa are entirely consistent with a logical Māori view of hygiene and align with good health and safety practices.
- Never pass food over the head.
- Use tea towels only for the purpose of drying dishes and wash them separately from all other soiled linen.
- For microwaves that are used for food, do not use them for heating anything that has come into contact with the body.
- Keep anything that comes into contact with the body or body fluids separate from food and do not place it on surfaces where food is placed.
- Use receptacles for drinking water only for that purpose.
- Health care and support workers should not sit on tables or workbenches and particularly on surfaces used for food or medication.
- Never take food or drink into a room containing a tūpāpaku (deceased person).
For more information, see Glover M, Wong SF, Taylor RW, et al (2019) ‘The complexity of food provisioning decisions by Māori caregivers to ensure the happiness and health of their children’. Nutrients 11(5): 994.
Section 3.6: Transition, transfer, and discharge
Criterion 3.6.1
Guidance for all providers
- Service providers have a policy and procedures for transitioning, transferring, and discharging people using their services.
- The process includes medication reconciliation and transfer of specialist care if required.
Additional guidance
Aged care
- Where applicable, discharge planning starts when a person enters a service.
Fertility services
- Service providers have processes to:
- transition people between public and private services (and vice versa) to support them through the change
- provide continuous care following a procedure. This process can include people who choose to self-discharge.
Home and community
- Where applicable, discharge planning starts when a person enters a service.
Residential disability
- Where applicable, discharge planning starts when a person enters a service.
Residential mental health and alcohol and other drug
- Where applicable, discharge planning starts when a person enters a service.
Public/private hospital
- Service providers have processes to:
- transition people between public and private services (and vice versa) to support them through the change
- provide continuous care following a procedure. This process can include people who choose to self-discharge.
- Where applicable, discharge planning starts when a person enters a service.
Birthing units
- Service providers have processes to:
- transition people between public and private services (and vice versa) to support them through the change
- provide continuous care following a procedure. This process can include people who choose to self-discharge.
- Where applicable, discharge planning starts when a person enters a service.
Hospice
- Service providers have processes to:
- transition people between public and private services (and vice versa) to support them through the change
- provide continuous care following a procedure. This process can include people who choose to self-discharge.
- Where applicable, discharge planning starts when a person enters a service.
Abortion services
- People who are completing treatment at home remain under the service provider’s care until documentation confirms that the treatment is complete. The person receiving services understands this arrangement.
- Where service providers do not have appropriate facilities for inpatient services, they have an implemented policy for transferring people to an appropriate alternative facility.
Criterion 3.6.2
Guidance for all providers
- Service providers have transition, transfer, and discharge information available in accessible formats and provide it in a timely manner.
- Service providers discuss reasons for transition, transfer, or discharge with the person receiving services and their whānau. They record any concerns the person or whānau express in the person’s notes.
- Service providers allow sufficient time for meetings with the person and their whānau when planning transition or discharge.
- Service providers confirm all providers that are involved are aware of discharge or transition plans.
Additional guidance
Aged care
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Fertility services
- When no further treatment is planned or likely to be considered, service providers plan further care or support that meets the needs of the person receiving services and, when appropriate, of their whānau. This may include:
- referral to counselling
- liaising with advocates or lived experience support services
- liaising with community support services, including Māori specialist services where appropriate
- advising people what to do if they wish to reconsider assisted reproductive technology services later
- referral to a different health service
- referral for appointments.
Home and community
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Residential disability
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Residential mental health and alcohol and other drug
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Public/private hospital
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Hospice
- Discussions about transition, transfer, or discharge include the person receiving services and whānau and cover an understanding of:
- referral to other agencies
- equipment needs
- needs reassessment (for example, through a Needs Assessment and Service Coordination service).
Criterion 3.6.3
Guidance for all providers
- Advice on people’s options to access other services may cover:
- specialised therapy services
- allied health practitioners
- equipment
- community resources.
Additional guidance
Fertility services
- Service providers keep a record of this process.
Home and community
- Service providers keep a record of this process.
Residential disability
- Service providers keep a record of this process.
Residential mental health and alcohol and other drug
- Service providers keep a record of this process.
Public/private hospital
- Service providers keep a record of this process.
Birthing units
- Service providers keep a record of this process.
Hospice
- Service providers keep a record of this process.
Abortion services
- Service providers keep a record of this process.
Criterion 3.6.4
Guidance for all providers
- Service providers demonstrate that transition, transfer, and discharge plans assess the current needs of the person. This includes documented identification of risks and necessary mitigations.
Additional guidance
Residential mental health and alcohol and other drug
- Information is complete to the ‘point of discharge’. For example, if a person is going home to whānau, the information is sufficiently clear and comprehensive to allow the person to receive the appropriate care or support (for example, medication management) from whānau.
- Service providers’ medication management policy includes discharge risk mitigation and considers time frames and supply of medications (for example, whether daily methadone pickups are necessary, the day of the week on which discharge occurs, and whether the location is rural or urban).
- Service providers take a risk mitigation approach when returning people’s property. For example, if a person enters the service with sharps and these are removed on admission, a risk assessment determines whether to return them on discharge.
Public/private hospital
- Information is complete to the ‘point of discharge’. For example, if a person is going home to whānau, the information is sufficiently clear and comprehensive to allow the person to receive the appropriate care or support (for example, medication management) from whānau.
- Service providers’ medication management policy includes discharge risk mitigation and considers time frames and supply of medications (for example, whether daily methadone pickups are necessary, the day of the week on which discharge occurs, and whether the location is rural or urban).
- Service providers take a risk mitigation approach when returning people’s property. For example, if a person enters the service with sharps and these are removed on admission, a risk assessment determines whether to return them on discharge.
Criterion 3.6.5
Guidance for all providers
- Where possible, service providers confirm arrangements for discharge.
Additional guidance
Residential mental health and alcohol and other drug
- Service providers make reasonable efforts to follow up with the person receiving services.
- Service providers make reasonable efforts to verify their referral is acknowledged.
Public/private hospital
- Service providers make reasonable efforts to follow up with the person receiving services.
- Service providers make reasonable efforts to verify their referral is acknowledged.
Abortion services
- Service providers make reasonable efforts to follow up with the person receiving services.
- Service providers make reasonable efforts to verify their referral is acknowledged.
Section 3.7: Electroconvulsive therapy
Public/private hospital: Guidance
Criterion 3.7.1
- National standards prescribe acceptable practice for ECT.
- In reference to ECT, the Mental Health (Compulsory Assessment and Treatment) Act 1992, the Health and Disability Services Consumers’ Code of Rights, and the National Mental Health Sector Standard require that service providers deliver care to Māori with proper recognition of and respect for cultural and/or ethical beliefs.
Criterion 3.7.2
- The Ministry of Health established baseline data on the quality of ECT delivery in New Zealand. It conducted this audit mainly to determine whether the technical standards of ECT delivery in New Zealand are as high as is practicable.
- While existing guidelines do not specifically address the needs of Māori, service providers need to give New Zealanders the assurance that if they or their whānau receive ECT, treatment will be delivered in a way that is as safe as possible while giving the treatment the highest chance of success.
Criterion 3.7.3
- Service providers listen to people with lived experience of ECT treatment. They give people with lived experience and their whānau/carers an opportunity to discuss their concerns. They use concerns raised to help to address stigma associated with ECT as a treatment.
- Service providers provide information on ECT. This includes information about the type of ECT to be administered (including electrode placement) and expected outcomes. Service providers acknowledge concerns and any risks associated with ECT and include whānau and/or carers in the discussion. Psychiatrists should do everything possible to minimise adverse effects of ECT.
- Service providers seek consent before undertaking any procedure, treatment or providing a report for legal or other purposes.
- Service providers deliver ECT services in an appropriate environment that safely manages people receiving therapy.
- Clinical decisions follow approved guidelines and protocols. A trained professional team delivers best practice ECT care. Service providers use the knowledge gained from patient experience to improve ECT services.
- The experience of patients and whānau/carers informs improvement of ECT services. Service providers apply learning to inform future best practice. For more information, see Ministry of Health (2009) Electroconvulsive Therapy (ECT) in New Zealand. What you and your family and whānau need to know, and Health Navigator’s information for consumers on depression and ECT.
Criterion 3.7.4
- Where whānau want to be more closely involved in and consulted on specific cultural preferences and concerns, service providers carefully consider the indications for ECT and all aspects of the process and explain them in a culturally sensitive manner. Te Whare Tapa Whā and other Māori models of care are relevant. Information should also include alternative treatment options.
- Service providers could use the Takarangi Competency Framework to guide best practice in culturally safe care.
Section 3.8: Obtaining and caring for gametes and embryos
Fertility services: Guidance
Criterion 3.8.1
- Service providers use a minimum of three types of identifying information to verify the traceability of all people receiving services and biological material. This identifying information can include:
- full name
- date of birth
- address
- mobile phone number.
- Service providers use a minimum of three identifiers, one of which is a unique identifier, to verify the traceability of all biological material.
- Service providers undertake risk assessment to minimise identification error.
- Service providers undertake two independent checks of people or biological material during assisted reproductive procedures, using the Reproductive Technology Accreditation Committee’s technical bulletins as sector guidance.
- People providing semen samples confirm, in writing and on each occasion, that the sample is theirs.
- At a minimum, service providers undertake an annual audit of the patient, gamete, and embryo identification processes and associated digital and manual records.
Criterion 3.8.2
- Service providers undertake risk assessment to manage people’s safety, covering:
- documented pre-admission instructions
- informed consents for treatment
- pre-existing medical conditions
- safe, appropriate levels of sedation or anaesthesia
- post-procedure and treatment support, such as written information and emergency contact information
- safe discharge after the procedure
- the education and competence of the personnel, emergency trolley, emergency response, and the number and skill mix of health care and support workers during procedures
- management of clinical emergencies.
- Service providers develop and implement policies and procedures to manage clinical emergencies that may arise, including policies and procedures on moving a person to another service provider and on training health care and support workers in advanced life support.
- Service providers use the Royal Australian and New Zealand College of Anaesthetists (2019) Safe procedural sedation competencies (PDF, 152 KB).
Criterion 3.8.3
- All buildings, plant, and equipment are fit for purpose.
- Service providers maintain all buildings, plant, and equipment in reliable and safe working order.
- The facility layout and design are clinically appropriate; contribute to safe service delivery; and maintain safety for people receiving services, their whānau, and service providers.
- Relevant equipment is calibrated and validated.
- All equipment necessary to provide the service is available when required, and service providers have a contingency plan to follow if such equipment becomes unavailable.
- The environment is suitable for the procedures carried out to minimise the risk associated with particulate material and volatile organic compound.
- Where service providers are storing critical material (for example, medication or culture medium), they may monitor temperatures or other critical parameters and demonstrate that these are in line with the manufacturer’s instructions.
- Facilities are secured against entry of unauthorised personnel.
Criterion 3.8.4
- Service providers have a written procedure that defines specifications for transporting human gametes, embryos, or other biological samples.
- Service providers maintain security of system and of storage vessels.
- Service providers have implemented policies and procedures that comply with the HART Act.
Criterion 3.8.5
- Service providers undertake a risk assessment.
- Service providers have documentation of working through scenarios.
Criterion 3.8.6
Guidance has not been developed for this criterion.
Criterion 3.8.7
- When a fertility service closes, the service provider sends any relevant information that Births, Deaths and Marriages usually holds to the Registrar-General.
- Service providers have policies and procedures in place detailing arrangements for the ongoing storage of cryopreserved gametes, embryos, or other biological samples.
- Service providers record details of the number of people with cryopreserved embryos, gametes, or other biological samples in storage and details of the location of the material.
- Where the service provider is transferring storage of the cryopreserved gametes, embryos, or other biological material to another organisation, it obtains and records:
- the name and address of the organisation agreeing to accept storage
- the name of the medical director responsible for the storage of the material
- a letter from the medical director accepting responsibility for storage
- copies of the communication with people who have material in storage, outlining their options and costs for future storage
- a copy of procedures for consenting to the transfer of embryos and gametes sent to the new organisation, including the consent forms.
- Service providers have an implemented policy for providing for the ongoing storage of medical records.
- Service providers maintain a copy of procedures for consenting for the transfer of medical records to another doctor, and the consent forms.
- Service providers demonstrate confirmation that someone from the organisation has notified the Director-General of Health of closure under section 81 of the HART Act within the required time after closure of the organisation.
Criterion 3.8.8
- Service providers are Māori-centred. For example, they provide sufficient information focused on Māori needs, sharing the experiences of Māori with fertility treatment.
- Service providers monitor access of their services by ethnicity to verify service provision is appropriate and achieves equitable access and outcomes for Māori.
- Service providers have suitable processes and procedures to verify their day-stay services are culturally and clinically safe.
Part 4: Person-centred and safe environment
Section 4.1: The facility
Criterion 4.1.1
Guidance for all providers
Ensure the facility has considered the use of the environment for various activities and cultural needs. For example, creating/improving culturally appropriate environments for whānau visiting and supporting Māori in your service. These environments could take the form of a separate space for whānau to gather, such as whānau rooms in hospitals. This ensures safe, and culturally appropriate spaces to have gathering, share kai, have karakia and other practices that centre around a holistic approach to care. Further, a pre-emptive approach to identifying those that would benefit from such spaces and proactively offering access, as opposed to whānau needing to ask, could promote wellbeing and help minimise disincentives such as feeling like a burden.
Criterion 4.1.2
Aged care: Guidance
- External areas are independently accessible.
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
- The external environment of the home shows that the service provider:
- maintains and trims gardens and trees, and manages allergy-producing plants to meet the needs of the people receiving services
- considers sensory stimulation and aids – for example, chimes, use of colour contrast for low vision and fragrance gardening – to help people to negotiate their external environment
- makes outside spaces accessible for all the people in the house, including through ground surface indicators and non-slip surfaces.
- Service providers provide shade in the outside space.
- The physical environment supports the independence of people receiving services, such as through appropriately placed handrails.
- When people need to be transported or transferred between rooms or services in beds or wheelchairs, doorways, thoroughfares, lifts, and turning areas can readily accommodate the bed or wheelchair, attached equipment, and any escorts.
Fertility services: Guidance
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
Residential disability: Guidance
- External areas are independently accessible.
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
- The external environment of the home shows that the service provider:
- maintains and trims gardens and trees, and manages allergy-producing plants to meet the needs of the people receiving services
- considers sensory stimulation and aids – for example, chimes, use of colour contrast for low vision and fragrance gardening – to help people to negotiate their external environment
- makes outside spaces accessible for all the people in the house, including through ground surface indicators and non-slip surfaces.
- Service providers provide shade in the outside space.
- The internal environment of the home shows:
- the service provider’s office equipment is not in the living space unless the space can be used by everyone in the house
- it has adequate task and general lighting, dimmer switches for low vision, handrails, and other supporting features as required.
- The home has safety locks on windows to allow safety as well as security.
Residential mental health and alcohol and other drug: Guidance
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
- The external environment of the home shows that the service provider:
- maintains and trims gardens and trees, and manages allergy-producing plants to meet the needs of the people receiving services
- considers sensory stimulation and aids – for example, chimes, use of colour contrast for low vision and fragrance gardening – to help people to negotiate their external environment
- makes outside spaces accessible for all the people in the house, including through ground surface indicators and non-slip surfaces.
- Service providers provide shade in the outside space.
Public/private hospital: Guidance
- When designing (or redesigning) services, service providers consider:
- the impact of the facility design on service delivery models
- versatile, flexible spaces (for example, open design to allow open space such as ‘marae’ style)
- accommodation that meets particular cultural or identity needs of people
- a co-design approach.
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
Birthing units: Guidance
- When designing (or redesigning) services, service providers consider:
- the impact of the facility design on service delivery models
- versatile, flexible spaces (for example, open design to allow open space such as ‘marae’ style)
- accommodation that meets particular cultural or identity needs of people
- a co-design approach.
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
Hospice: Guidance
- When designing (or redesigning) services, service providers consider:
- the impact of the facility design on service delivery models
- versatile, flexible spaces (for example, open design to allow open space such as ‘marae’ style)
- accommodation that meets particular cultural or identity needs of people
- a co-design approach.
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
Abortion services: Guidance
- Service providers consider:
- minimising environmental hazards
- using amenities, fixtures, equipment, and furniture that meet infection prevention requirements, and are easy to clean and maintain
- providing non-slip surfaces or other safe, effective means of minimising slipping in areas frequently exposed to moisture or slippery substances.
Criterion 4.1.3
Aged care: Guidance
- The home has adequate space for equipment, individual, and group activities, and quiet space for people receiving services and their whānau.
- Service providers consider relevant resources when renovating, including Lifemark standards and Homestar standards.
- Where services provide dementia and psychogeriatric services, they consider relevant resources when renovating – for example. Lifemark standards, Homestar standards, and the Ministry of Health’s (2016) Secure Dementia Care Home Design: Information resource.
Residential disability: Guidance
- The people in the household have the ultimate authority about how spaces are used and set up.
- Service providers provide visual prompts and cues in homes as needed to enhance communication.
- Houses have adequate room for the people who live in them.
Criterion 4.1.4
Aged care: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
- When designing services for people with dementia or psychogeriatric needs, service providers consider available resources; for example, Ministry of Health (2016) Secure Dementia Care Home Design: Information resource.
Fertility services: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
Residential disability: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
- No toilet doors have signs stating, ‘staff toilet only’.
- Showers are accessible to all people.
Residential mental health and alcohol and other drug: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
- No toilet doors have signs stating, ‘staff toilet only’.
- Showers are accessible to all people.
Public/private hospital: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
Birthing units: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
Hospice: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
Abortion services: Guidance
- Gender-neutral toilets are available in shared spaces.
- Toilets are of a suitable size to accommodate equipment and the activity required for the person receiving services.
- Processes are in place to assure privacy.
Criterion 4.1.5
Aged care: Guidance
- People who use mobility aids are able to safely manoeuvre with their aid within their personal space/bed area.
- Where people need to be transported or transferred between rooms or services, doorways, thoroughfares, lifts, and turning areas can readily accommodate the bed, attached equipment, and any escorts.
Residential disability: Guidance
- People who use mobility aids are able to safely manoeuvre with their aid within their personal space/bed area.
- Where people need to be transported or transferred between rooms or services, doorways, thoroughfares, lifts, and turning areas can readily accommodate the bed, attached equipment, and any escorts.
Criterion 4.1.6
Aged care: Guidance
- The external window can be opened, allowing fresh air into the room, and is suitable to the environment of the person’s room. For example, the room may have an external ranch slider.
- Service providers monitor the environmental temperature.
- Service providers have implemented processes to manage significant temperature changes.
Residential disability: Guidance
- The external window can be opened, allowing fresh air into the room, and is suitable to the environment of the person’s room. For example, the room may have an external ranch slider.
- Service providers monitor the environmental temperature.
- Service providers have implemented processes to manage significant temperature changes.
- Service providers supply effective heating for healthy and enjoyable lives.
Criterion 4.1.7
Fertility services: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Residential disability: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Residential mental health and alcohol and other drug: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Public/private hospital: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Birthing units: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Hospice: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Abortion services: Guidance
- Service providers consider the evidence around what makes Māori receiving services and their whānau feel culturally safe.
- Evidence shows service providers seek comprehensive feedback from Māori and their whānau.
Section 4.2: Security of people and workforce
Criterion 4.2.1
Guidance for all providers
- Service providers meet the reporting requirements of the New Zealand Fire Service as specified in the Fire and Emergency New Zealand (Fire Safety, Evacuation Procedures, and Evacuation Schemes) Regulations 2018.
Criterion 4.2.2
Guidance for all providers
- Where applicable, service providers have an emergency management plan that links to local district health board and local authority (Civil Defence Emergency Management Act 2002) requirements.
- Emergency equipment is accessible, stored correctly, maintained, not expired, and stocked to a level appropriate to the service setting.
- Service providers have policies and procedures on fire safety and emergency management relevant to the service.
- Service providers prominently display evacuation plans or procedures.
Additional guidance
Aged care
- Where applicable, service providers have access to oxygen and suction equipment, which they keep in a state of readiness for use in emergencies.
Fertility services
- Where applicable, service providers have access to oxygen and suction equipment, which they keep in a state of readiness for use in emergencies.
Public/private hospital
- Where applicable, service providers have access to oxygen and suction equipment, which they keep in a state of readiness for use in emergencies.
Birthing units
- Where applicable, service providers have access to oxygen and suction equipment, which they keep in a state of readiness for use in emergencies.
Hospice
- Where applicable, service providers have access to oxygen and suction equipment, which they keep in a state of readiness for use in emergencies.
Criterion 4.2.3
Guidance for all providers
- Service providers consider civil defence requirements, noting a generator is not always available.
- Service providers have business continuity planning or a disaster recovery plan in place. They have evidence that they have trialled it.
- Service providers provide induction and training for health care and support workers around responding to emergency and security situations.
- Service providers monitor the wellbeing of their health care and support workforce during an emergency.
- Selected health care and support workers undertake fire warden training.
- Service providers support people receiving services to maintain their own wellbeing and know what to do in an emergency.
Criterion 4.2.4
Aged care: Guidance
- Relevant health care and support workers have first aid training appropriate to the service.
- A health care and support worker who is trained in first aid works on each shift.
- Enough health care and support workers are available at all times to support people receiving services in an emergency or crisis.
Fertility services: Guidance
- Relevant health care and support workers have first aid training appropriate to the service.
- A health care and support worker who is trained in first aid works on each shift.
- Enough health care and support workers are available at all times to support people receiving services in an emergency or crisis.
Residential disability: Guidance
- Relevant health care and support workers have first aid training appropriate to the service.
- A health care and support worker who is trained in first aid works on each shift.
- Enough health care and support workers are available at all times to support people receiving services in an emergency or crisis.
Residential mental health and alcohol and other drug: Guidance
- Relevant health care and support workers have first aid training appropriate to the service.
- A health care and support worker who is trained in first aid works on each shift.
- Enough health care and support workers are available at all times to support people receiving services in an emergency or crisis.
Hospice: Guidance
- Relevant health care and support workers have first aid training appropriate to the service.
- A health care and support worker who is trained in first aid works on each shift.
- Enough health care and support workers are available at all times to support people receiving services in an emergency or crisis.
Criterion 4.2.5
Aged care: Guidance
- Service providers monitor their call system’s response time and take action to enhance its responsiveness.
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Fertility services: Guidance
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Residential disability: Guidance
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Residential mental health and alcohol and other drug: Guidance
- Service providers monitor their call system’s response time and take action to enhance its responsiveness.
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Public/private hospital: Guidance
- Service providers monitor their call system’s response time and take action to enhance its responsiveness.
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Birthing units: Guidance
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Hospice: Guidance
- Service providers monitor their call system’s response time and take action to enhance its responsiveness.
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Abortion services: Guidance
- Health care and support workers have access to emergency escalation processes both on site and via an on-call process.
- Service providers have a call system for use as required, which health care and support workers understand clearly and use.
Criterion 4.2.6
Guidance for all providers
- Service providers have an implemented policy relating to the security of the people receiving services and the wider facility. The policy includes escalation processes to follow if a breach in security occurs.
Additional guidance
Home and community
- Service providers have implemented policies for:
- the safe handling and storage of keys
- securing the home.
Residential disability
- People receiving services should, wherever possible, have their own housekey.
- Service providers have implemented policies for:
- the safe handling and storage of keys
- securing the home.
Criterion 4.2.7
Guidance for all providers (except home and community)
- Service providers meet civil defence emergency requirements.
- The site is able to be operational during emergencies for a period of time. For example, the following supplies are available:
- heating
- water
- emergency lighting
- food
- alternative communication device with power pack
- alternative source of power where oxygen, concentrators, or other electrical equipment is used.
Criterion 4.2.8
Guidance for all providers
- Service providers give information on emergency and security arrangements in accessible formats and through appropriate communication channels, and that are relevant to Māori receiving services and their whānau.
- The information and communication are easy for all people to access, understand, and use, enact, or follow. To meet this criterion, consider Ministry of Health (2015) A Framework for Health Literacy.
Part 5: Infection prevention and antimicrobial stewardship
Section 5.1: Governance
Criterion 5.1.1
Guidance for all providers
- The governance body develops IP and AMS programmes that align with the organisation’s strategic document and reviews them annually.
- The content and detail are appropriate to the size, complexity, and degree of risk associated with the services provided.
- The governance body knows and understands its responsibilities for delivering the IP and AMS programmes and seeks additional support where needed to fulfil these responsibilities.
- Service providers adequately resource their IP and AMS programme activities.
Criterion 5.1.2
Guidance for all providers
- The service provider has a clear structure that enables access to IP and AMS expertise and a clearly defined process for accessing this advice.
Criterion 5.1.3
Guidance for all providers
- Under the service provider’s arrangements, executive clinical management or clinical governance address IP and AMS issues.
- Escalation may be linked to emergency management procedures and processes.
- Governing bodies are responsive to IP and AMS situations, including health care-associated infections (HAI).
- The IP team or personnel facilitate activation of outbreak and pandemic plans in consultation with the local public health team if there are wider community implications. The governance body oversees the response. It may be necessary to involve other relevant services and co-opt them as required and in line with national and regional guidance.
- If an outbreak occurs, activation includes education and communication strategies for people receiving services and their whānau, access holders, and contractors.
Criterion 5.1.4
Guidance for all providers
- The service provider has strategic, operational, and quality improvement systems, with clinical governance oversight to demonstrate its compliance with infection prevention and AMS policies.
- The service provider agrees and monitors key performance indicators for IP and AMS. Executive leadership receives, reports on, and acts on these. Where possible, benchmarking with comparable organisations occurs.
- A culture of learning from significant events is evident where adverse events, including outbreaks and incidents, promote system change and reduce risks.
Section 5.2: The infection prevention programme and implementation
Criterion 5.2.1
Guidance for all providers
- Where multidisciplinary IP expertise is not available within a service, the service provider has a defined process for gaining advice and support on infection prevention, infectious disease, or clinical microbiology.
- A position description, terms of reference, or similar document clearly states the responsibilities, functions, and allocated hours of work of the IP role and personnel.
- The IP role or personnel have access to the necessary tools (such as standards, guidelines, and evidence-informed literature) to perform their function.
- Service providers support the IP role or personnel to develop the skills they need to meet the requirements of the role.
Criterion 5.2.2
Guidance has not been developed for this criterion.
Guidance is related to the infection prevention plan for an organization. It needs to include:
- If the plan is developed by IP personnel
- The plan details a timeframe for annual review against strategic company/hospital/facility objectives
- Links to the quality improvement programme for an organization
Criterion 5.2.3
Guidance for all providers
- Examples of policies for built environment include policies for ventilation, water, and renovation and construction.
- The IP suite of policies may also include:
- procurement (see 5.2.7)
- waste management (see 5.5.1)
- cleaning (see 5.5.3)
- laundry (see 5.5.4).
Additional guidance
Fertility services
- Infection prevention in assisted reproductive technology covers the distinct aspects of:
- general hygiene as for any health provider, screening of people for infection agents that may cross-contaminate in vitro culture or storage systems, screening donors for infectious agents that may be transmitted to recipients and day-stay surgery procedures
- prevention of cross-contamination in the liquid nitrogen storage systems
- prevention of cross-contamination in collection areas.
Criterion 5.2.4
Guidance for all providers
- Service providers have a pandemic response plan with clearly defined roles and communication pathways. This may be linked to the emergency response process.
- The plan reflects national and regional policy or guidance.
- The IP team or committee facilitates activation of outbreak and pandemic plans. It may be necessary to involve other relevant services and co-opt them as required.
- Service providers arrange for pandemic response education that includes hand hygiene and the appropriate use, removal, and disposal of PPE. Updates are delivered at defined intervals to verify ongoing compliance and competency.
- The provision of education and communication of information during a pandemic or outbreak situation are part of the pandemic response plan.
- PPE stock rotation occurs so it remains fit for purpose. Service providers observe expiry dates and maintain the integrity of the product.
Criterion 5.2.5
Guidance for all providers
- IP personnel may have input into the following policies:
- insertion, management, and removal of invasive, indwelling medical devices
- aseptic technique
- food safety
- new procedures or processes that may influence the risk of infection.
- Service providers carry out procedures requiring asepsis in a suitable, clean environment.
Criterion 5.2.6
Guidance for all providers
- Education for health care and support workers:
- is tailored to meet the needs of various roles and responsibilities
- occurs in a manner that recognises and meets their communication method, style, and preference
- is easy for all people to access, understand, and use, enact, or follow.
- is based on evidence-informed practice.
- Service providers assess the IP education and training needs of all health care and support workers through assessment and review processes; for example, via performance management reviews.
- Service providers evaluate the provision, quality, and uptake of IP education and maintain education records of health care and support workers.
- All health care and support workers receive education on IP risk assessment and how to apply this to implementation of standard precautions.
- Service providers have multiple and integrated approaches to deliver IP education across all professions and disciplines.
- Education for people using the service:
- occurs in a manner that recognises and meets their communication method, style, and preference
- is recorded in their health record
- is easy for all people to access, understand, and use, enact, or follow.
- may be reviewed by using health literacy tools; for example, Ministry of Health (2015) A Framework for Health Literacy.
- Service providers also provide visitors with education as required; for example, during outbreaks of infection.
Criterion 5.2.7
Guidance for all providers
- Service providers have clear, documented processes for accessing IP advice during procurement. This process includes providing an evaluation of the decontamination and reprocessing requirements for the medical equipment or device.
- IP-related products, including PPE, are of an acceptable quality and conform to relevant minimum standards.
Criterion 5.2.8
Guidance for all providers
- IP role and personnel are involved in any new build or renovation from design phase to completion.
- The policy on the built environment sets out the process for early consultation.
- The process for consultation includes changes to ratios of health care and support workers to outsourced contracts that could impact on IP.
Criterion 5.2.9
Guidance for all providers
- Service providers reprocess medical devices in line with relevant standards; for example, AS 5369:2023.
- Where disinfection and sterilisation of reusable medical devices occur, these procedures are appropriately aligned with accepted best practice standards.
- Where mechanical equipment is used in these procedures, it complies with relevant standards.
- Where sterilisation of reusable medical devices is not applicable, service providers still have appropriate decontamination procedures in place for equipment and devices used in the delivery of care.
Criterion 5.2.10
Aged care: Guidance
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Fertility services: Guidance
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Public/private hospital: Guidance
- Automated reprocessing has continuous quality monitoring processes in place where possible.
- Service providers audit procedures for reprocessing reusable medical devices at least annually.
- External audit is recommended for high-risk reprocessing of reusable medical devices (for example, sterile services and endoscope reprocessing) where possible.
- The service provider has a process for critical equipment track and trace to the person receiving services.
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Birthing units: Guidance
- Automated reprocessing has continuous quality monitoring processes in place where possible.
- Service providers audit procedures for reprocessing reusable medical devices at least annually.
- External audit is recommended for high-risk reprocessing of reusable medical devices (for example, sterile services and endoscope reprocessing) where possible.
- The service provider has a process for critical equipment track and trace to the person receiving services.
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Hospice: Guidance
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Abortion services: Guidance
- Service providers are able to demonstrate via audit that they have checks in place to verify that they have sterilised equipment before using it.
Criterion 5.2.11
Aged care: Guidance
- Reprocessing constitutes remanufacturing. Service providers will not reprocess single-use medical devices for which they do not have validated cleaning instructions or procedures, regulatory registrations and associated technical documentation.
Public/private hospital: Guidance
- Reprocessing constitutes remanufacturing. Service providers will not reprocess single-use medical devices for which they do not have validated cleaning instructions or procedures, regulatory registrations and associated technical documentation.
Birthing units: Guidance
- Reprocessing constitutes remanufacturing. Service providers will not reprocess single-use medical devices for which they do not have validated cleaning instructions or procedures, regulatory registrations and associated technical documentation.
Hospice: Guidance
- Reprocessing constitutes remanufacturing. Service providers will not reprocess single-use medical devices for which they do not have validated cleaning instructions or procedures, regulatory registrations and associated technical documentation.
Abortion services: Guidance
- Reprocessing constitutes remanufacturing. Service providers will not reprocess single-use medical devices for which they do not have validated cleaning instructions or procedures, regulatory registrations and associated technical documentation.
Criterion 5.2.12
Guidance for all providers
- Service providers seek feedback on information and education on infection prevention that they provide in te reo Māori.
Criterion 5.2.13
Guidance for all providers
- Service providers can evidence that they take a partnership approach with Māori to provide culturally safe practice in IP.
- Service providers proactively seek feedback from Māori who access these services and make changes or improvements based on their recommendations.
Additional guidance
Public/private hospital
- Service providers do not see birth as a sterile procedure, except when it involves a caesarean section. Infection prevention for the person giving birth, baby, and health care and support workers is important. For example, service providers support and encourage cultural practices such as use of muka pito ties for tying the umbilical cord.
Birthing units
- Service providers do not see birth as a sterile procedure, except when it involves a caesarean section. Infection prevention for the person giving birth, baby, and health care and support workers is important. For example, service providers support and encourage cultural practices such as use of muka pito ties for tying the umbilical cord.
Section 5.3: Antimicrobial stewardship programme and implementation
Criterion 5.3.1
Aged care: Guidance
- For a residential home or facility, prescribers are responsible for ensuring people receiving services use antimicrobials appropriately and in line with relevant evidence-based guidance, expert advice, and susceptibility findings.
- In these settings, service providers support AMS through:
- working to reduce inappropriate antibiotic prescribing by preventing infections in the care setting
- discouraging laboratory testing without a clear indication, which may otherwise drive antimicrobial use
- discouraging antimicrobial use, including topically, unless it is to treat a current infection for a defined period
- promoting appropriate antimicrobial agents for clear indications, including with the message that antimicrobials are not useful for viral illnesses and topical agents are rarely used.
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Fertility services: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Residential disability: Guidance
- For a residential home or facility, prescribers are responsible for ensuring people receiving services use antimicrobials appropriately and in line with relevant evidence-based guidance, expert advice, and susceptibility findings.
- In these settings, service providers support AMS through:
- working to reduce inappropriate antibiotic prescribing by preventing infections in the care setting
- discouraging laboratory testing without a clear indication, which may otherwise drive antimicrobial use
- discouraging antimicrobial use, including topically, unless it is to treat a current infection for a defined period
- promoting appropriate antimicrobial agents for clear indications, including with the message that antimicrobials are not useful for viral illnesses and topical agents are rarely used.
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Public/private hospital: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Birthing units: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Hospice: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Abortion services: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes this information available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
Criterion 5.3.2
Public/private hospital: Guidance
- The AMS policies or guidance on targeted antimicrobial therapy as well as prophylaxis are accessible to relevant health care and support workers who are involved in antimicrobial use. Service providers communicate any changes in policy and guidance on antimicrobial practice to health care and support workers in a timely manner.
- Sufficient resources to support appropriate antimicrobial prescribing and use are readily available.
Criterion 5.3.3
Aged care: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes it available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
- Service providers undertake internal audits to evaluate antimicrobial use and how well it aligns with relevant evidence-informed guidance and quality improvement initiatives for antimicrobial prescribing.
- Service providers report on the effectiveness of AMS initiatives and their compliance with evidence-informed guidelines at defined intervals to the governance body. This reporting will identify the appropriateness of antimicrobial prescribing and areas for improvement.
- Service providers provide an education strategy for clinicians who are involved in antimicrobial medication and patients.
Fertility services: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes it available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
- Service providers undertake internal audits to evaluate antimicrobial use and how well it aligns with relevant evidence-informed guidance and quality improvement initiatives for antimicrobial prescribing.
- Service providers report on the effectiveness of AMS initiatives and their compliance with evidence-informed guidelines at defined intervals to the governance body. This reporting will identify the appropriateness of antimicrobial prescribing and areas for improvement.
- Service providers provide an education strategy for clinicians who are involved in antimicrobial medication and patients.
Residential disability: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes it available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
- Service providers undertake internal audits to evaluate antimicrobial use and how well it aligns with relevant evidence-informed guidance and quality improvement initiatives for antimicrobial prescribing.
- Service providers report on the effectiveness of AMS initiatives and their compliance with evidence-informed guidelines at defined intervals to the governance body. This reporting will identify the appropriateness of antimicrobial prescribing and areas for improvement.
- Service providers provide an education strategy for clinicians who are involved in antimicrobial medication and patients.
Public/private hospital: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes it available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
- Service providers undertake internal audits to evaluate antimicrobial use and how well it aligns with relevant evidence-informed guidance and quality improvement initiatives for antimicrobial prescribing.
- Service providers report on the effectiveness of AMS initiatives and their compliance with evidence-informed guidelines at defined intervals to the governance body. This reporting will identify the appropriateness of antimicrobial prescribing and areas for improvement.
- Service providers provide an education strategy for clinicians who are involved in antimicrobial medication and patients.
- The AMS programme provides reports that include information about empirical prescribing, prophylaxis (where applicable), audit findings, and controls to manage the use of restricted antimicrobials.
Hospice: Guidance
- The local diagnostic laboratory provides information on the antimicrobial susceptibility patterns of significant clinical isolates to support empiric use of antimicrobials and makes it available to the relevant clinical health care workers, the prescriber, and the service provider. It provides this information at least annually.
- Service providers review relevant antimicrobial susceptibility patterns to inform antimicrobial prescribing in the service.
- Service providers undertake internal audits to evaluate antimicrobial use and how well it aligns with relevant evidence-informed guidance and quality improvement initiatives for antimicrobial prescribing.
- Service providers report on the effectiveness of AMS initiatives and their compliance with evidence-informed guidelines at defined intervals to the governance body. This reporting will identify the appropriateness of antimicrobial prescribing and areas for improvement.
- Service providers provide an education strategy for clinicians who are involved in antimicrobial medication and patients.
Section 5.4: Surveillance of health care-associated infection
Criterion 5.4.1
Guidance for all providers (except home and community)
- Service providers have adequate resources, expertise, and systems to collect and analyse surveillance data.
- Service providers should use electronic systems where possible to facilitate surveillance processes.
- When surveillance activities identify issues, service providers appropriately investigate, report on, and act on them in a timely manner
- Service providers have systems to:
- monitor and investigate laboratory reported infections, including multi-drug resistant organisms
- monitor and investigate infections while providing care.
- There is access to shared clinical record and laboratory results to support surveillance activities.
- Service providers demonstrate formal processes for reporting communicable disease to Community and Public Health and how it accesses support if required.
Criterion 5.4.2
Guidance for all providers (except home and community)
- Service providers develop a surveillance plan and their governing body endorses it.
- The plan should include participation in national and regional quality improvement and surveillance programmes where possible.
- Surveillance activities may include monitoring and reporting of:
- HAIs, including adverse events and treatment injuries that may result from them
- specific types of infections and colonisation that may pose particular risk to users of the service
- critical incidents.
Criterion 5.4.3
Aged care: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Residential disability: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Residential mental health and alcohol and other drug: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Public/private hospital: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Birthing units: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Hospice: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Abortion services: Guidance
- A programme of surveillance, appropriate to the size and setting of the service, is in place.
- Service providers use standardised surveillance definitions to identify and classify infection events that relate to the type of infection under surveillance and are provided by recognised authorities.
- Data collection tools should be validated and, if required, access to appropriate expertise for analysing the results is available.
- Data analysis may include the number and type of events being monitored during a defined time period. This is to support comparison over time and also to measure the effectiveness of continuous quality improvement interventions. Where possible, the analysis should take account of the demographics of the people receiving services, including ethnicity.
- Service providers should benchmark surveillance data with comparable organisations where possible.
Criterion 5.4.4
Aged care: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Fertility services: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Residential disability: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Residential mental health and alcohol and other drug: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Public/private hospital: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Birthing units: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
Hospice: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Abortion services: Guidance
- Service providers prepare a summary of surveillance activities and submit it to their governing body at defined intervals. As well as monitoring HAIs, this summary evaluates the effectiveness of the surveillance programme and identifies any areas for improvement.
- The IP role or personnel reviews, analyses, and interprets the surveillance data and produces a report with recommendations.
- The surveillance report identifies new, emergent, or re-emerging infection-related risks.
- The governance body provides oversight of the implementation of recommendations.
- Relevant people to share the results with include health care and support workers, the person receiving services and their whānau.
- Results of the surveillance and recommendations are easy for all people to access, understand and use.
Criterion 5.4.5
Guidance for all providers (except home and community)
- Service providers have processes for communication with people receiving services.
- Service providers document their communication with each person receiving their services in the person’s record.
- During and after investigation, service providers provide feedback on progress and the outcome to the person receiving services and their whānau.
Section 5.5: Environment
Criterion 5.5.1
Guidance for all providers
- Safe and appropriate storage and disposal of waste may include prevention strategies, prompt action, and management in line with relevant waste standards.
- Service providers meet their contractual requirements.
Criterion 5.5.2
Guidance for all providers
- Service providers provide suitable PPE appropriate to the risks involved for those handling waste or hazardous substances.
Criterion 5.5.3
Guidance for all providers
- Service providers provide suitable PPE for those who are performing the cleaning.
- A procurement and contract review process is in place to check that cleaning and disinfection products are fit for purpose.
- Cleaning contractors and their employees understand and follow recognised guidelines.
Additional guidance
Fertility services
- Cleaning products take into account embryo-toxicity risks.
Residential disability
- Cleaning services fit the situation of the people living in the house.
Residential mental health and alcohol and other drug
- Cleaning services fit the situation of the people living in the house.
Public/private hospital
- Service providers have procedures to support practice for cleaning seclusion rooms between patients.
Criterion 5.5.4
Aged care: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
- Service providers wash all personal clothing or items separately from other linen.
- Service providers have an implemented process to manage residents’ clothing and personal items.
Fertility services: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
Residential disability: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
- Service providers wash all personal clothing or items separately from other linen.
- Service providers have an implemented process to manage residents’ clothing and personal items.
Residential mental health and alcohol and other drug: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
- Service providers wash all personal clothing or items separately from other linen.
- Service providers have an implemented process to manage residents’ clothing and personal items.
Public/private hospital: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
Birthing units: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
Hospice: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
- Service providers wash all personal clothing or items separately from other linen.
Abortion services: Guidance
- Service providers may meet relevant laundry standards that apply to the service they are providing.
- Training is appropriate to the role.
- Service providers have an implemented process for transporting/moving dirty linen within the facility.
- Single, remote, or rural service providers show evidence that they have taken measures to meet the intent of the standard.
- Service providers demonstrate a commitment to cultural safety by separating items that are sent to the laundry; for example, tea towels are separated from other linen. Items that touch the head or face (for example, pillowcases and face cloths) are not used on other parts of the body. See sector guidance for criterion 3.5.7.
Criterion 5.5.5
- The IP role or personnel receives regular reports from facilities on the testing required by the relevant Building Codes or Standards that are applicable to the complexity of their organisation. Facilities will consult and inform the IP role or personnel when they deviate from safe parameters.
Part 6: Restraint and seclusion
Section 6.1: A process of restraint
Criterion 6.1.1
Aged care: Guidance
- The governance body’s strategic plan has an objective that:
- aims to eliminate restraint
- links to objectives operationalised in annual planning
- demonstrates commitment to implementing strategies to eliminate restraint
- includes quality improvement approaches
- demonstrates transparency of governance processes and links with the operational reviews.
Residential disability: Guidance
- The governance body’s strategic plan has an objective that:
- aims to eliminate restraint
- links to objectives operationalised in annual planning
- demonstrates commitment to implementing strategies to eliminate restraint
- includes quality improvement approaches
- demonstrates transparency of governance processes and links with the operational reviews.
- The governance body receives training on the intent of minimising restraint with the aim of eliminating it.
- Service providers are committed to reducing inequities in the rate of restrictive practices that Māori and Pacific peoples experience when they access services.
- Service providers consider environmental restraint and mitigation strategies.
Residential mental health and alcohol and other drug: Guidance
- The governance body’s strategic plan has an objective that:
- aims to eliminate restraint
- links to objectives operationalised in annual planning
- demonstrates commitment to implementing strategies to eliminate restraint
- includes quality improvement approaches
- demonstrates transparency of governance processes and links with the operational reviews.
- The governance body receives training on the intent of minimising restraint with the aim of eliminating it.
- Service providers are committed to reducing inequities in the rate of restrictive practices that Māori and Pacific peoples experience when they access services.
- Service providers consider environmental restraint and mitigation strategies.
Public/private hospital: Guidance
- The governance body’s strategic plan has an objective that:
- aims to eliminate restraint
- links to objectives operationalised in annual planning
- demonstrates commitment to implementing strategies to eliminate restraint
- includes quality improvement approaches
- demonstrates transparency of governance processes and links with the operational reviews.
- The governance body receives training on the intent of minimising restraint with the aim of eliminating it.
- Service providers are committed to reducing inequities in the rate of restrictive practices that Māori and Pacific peoples experience when they access services.
- Service providers consider environmental restraint and mitigation strategies.
Hospice: Guidance
- The governance body’s strategic plan has an objective that:
- aims to eliminate restraint
- links to objectives operationalised in annual planning
- demonstrates commitment to implementing strategies to eliminate restraint
- includes quality improvement approaches
- demonstrates transparency of governance processes and links with the operational reviews.
Criterion 6.1.2
Residential disability: Guidance
- Membership of the restraint oversight groups includes:
- Māori representation
- whānau representation.
- Membership of the restraint oversight group includes lived experience of restrictive practice.
Residential mental health and alcohol and other drug: Guidance
- Membership of the restraint oversight groups includes:
- Māori representation
- whānau representation.
- Membership of the restraint oversight group includes lived experience of restrictive practice.
Public/private hospital: Guidance
- Membership of the restraint oversight groups includes:
- Māori representation
- whānau representation.
- Membership of the restraint oversight group includes lived experience of restrictive practice.
Criterion 6.1.3
Aged care: Guidance
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
- organisational chart
- documented roles and responsibilities
- performance objectives.
- Service providers implement this commitment with the intention of addressing inequity and improving Māori health outcomes.
- Service providers implement this commitment with the intention of addressing equity and improvement health outcomes for people receiving services.
- Service providers may have a restraint coordinator role or team with this responsibility.
Residential disability: Guidance
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
- organisational chart
- documented roles and responsibilities
- performance objectives.
- Service providers implement this commitment with the intention of addressing inequity and improving Māori health outcomes.
- Service providers implement this commitment with the intention of addressing equity and improvement health outcomes for people receiving services.
- Service providers may have a restraint coordinator role or team with this responsibility.
Residential mental health and alcohol and other drug: Guidance
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
- organisational chart
- documented roles and responsibilities
- performance objectives.
- Service providers implement this commitment with the intention of addressing inequity and improving Māori health outcomes.
- Service providers implement this commitment with the intention of addressing equity and improvement health outcomes for people receiving services.
- Service providers may have a restraint coordinator role or team with this responsibility.
Public/private hospital: Guidance
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
- organisational chart
- documented roles and responsibilities
- performance objectives.
- Service providers implement this commitment with the intention of addressing inequity and improving Māori health outcomes.
- Service providers implement this commitment with the intention of addressing equity and improvement health outcomes for people receiving services.
- Service providers may have a restraint coordinator role or team with this responsibility.
Hospice: Guidance
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
- organisational chart
- documented roles and responsibilities
- performance objectives.
- Service providers implement this commitment with the intention of addressing inequity and improving Māori health outcomes.
- Service providers implement this commitment with the intention of addressing equity and improvement health outcomes for people receiving services.
- Service providers may have a restraint coordinator role or team with this responsibility.
- Service providers may demonstrate they have an executive leader responsible for implementing and maintaining this commitment through their:
Criterion 6.1.4
Aged care: Guidance
- Operating policy determines, defines and integrates indicators relating to restraint.
- Service providers monitor environmental impacts on the use of restraint and implement changes that contribute to restraint minimisation.
- Service providers have reporting systems in place to identify trends in restraint use, including trends and strategies to minimise restraint.
Residential disability: Guidance
- Operating policy determines, defines and integrates indicators relating to restraint.
- Service providers monitor environmental impacts on the use of restraint and implement changes that contribute to restraint minimisation.
- Service providers have reporting systems in place to identify trends in restraint use, including trends and strategies to minimise restraint.
- The reporting includes workforce data, such as:
- incidents related to health care and support worker injury
- workforce wellbeing surveys
- ACC claims
- outcomes use data, which is used to profile the environment during an event
- use of the employee assistance programme by health care and support workers.
- Service providers allocate resources to address actions that minimise restrictive practices, which may include:
- whakawhanaungatanga
- karakia
- waiata
- kai
- duress alarms
- sensory rooms
- designing units well with good lighting, space, and access to outside areas
- creating a more welcoming environment for Māori, such as by displaying cultural whakataukī or Māori proverbs, Māori carvings, or pictures
- occupational therapists
- activity programmes
- de-escalation training and other skills training for health care and support workers, such as brief psychotherapeutic interventions.
- Service providers refer to Te Pou ‘The Six Core Strategies service review tool’.
Residential mental health and alcohol and other drug: Guidance
- Operating policy determines, defines and integrates indicators relating to restraint.
- Service providers monitor environmental impacts on the use of restraint and implement changes that contribute to restraint minimisation.
- Service providers have reporting systems in place to identify trends in restraint use, including trends and strategies to minimise restraint.
- The reporting includes workforce data, such as:
- incidents related to health care and support worker injury
- workforce wellbeing surveys
- ACC claims
- outcomes use data, which is used to profile the environment during an event
- use of the employee assistance programme by health care and support workers.
- Service providers allocate resources to address actions that minimise restrictive practices, which may include:
- whakawhanaungatanga
- karakia
- waiata
- kai
- duress alarms
- sensory rooms
- designing units well with good lighting, space, and access to outside areas
- creating a more welcoming environment for Māori, such as by displaying cultural whakataukī or Māori proverbs, Māori carvings, or pictures
- occupational therapists
- activity programmes
- de-escalation training and other skills training for health care and support workers, such as brief psychotherapeutic interventions.
- Service providers refer to Te Pou ‘The Six Core Strategies service review tool’.
Public/private hospital: Guidance
- Operating policy determines, defines and integrates indicators relating to restraint.
- Service providers monitor environmental impacts on the use of restraint and implement changes that contribute to restraint minimisation.
- Service providers have reporting systems in place to identify trends in restraint use, including trends and strategies to minimise restraint.
- The reporting includes workforce data, such as:
- incidents related to health care and support worker injury
- workforce wellbeing surveys
- ACC claims
- outcomes use data, which is used to profile the environment during an event
- use of the employee assistance programme by health care and support workers.
- Service providers allocate resources to address actions that minimise restrictive practices, which may include:
- whakawhanaungatanga
- karakia
- waiata
- kai
- duress alarms
- sensory rooms
- designing units well with good lighting, space, and access to outside areas
- creating a more welcoming environment for Māori, such as by displaying cultural whakataukī or Māori proverbs, Māori carvings, or pictures
- occupational therapists
- activity programmes
- de-escalation training and other skills training for health care and support workers, such as brief psychotherapeutic interventions.
- Service providers refer to Te Pou ‘The Six Core Strategies service review tool’.
Hospice: Guidance
- Operating policy determines, defines and integrates indicators relating to restraint.
- Service providers monitor environmental impacts on the use of restraint and implement changes that contribute to restraint minimisation.
- Service providers have reporting systems in place to identify trends in restraint use, including trends and strategies to minimise restraint.
Criterion 6.1.5
Aged care: Guidance
- The executive leader:
- facilitates a restraint monitoring committee
- understands the different types of restraint used within their services
- approves and reviews restraint meeting minutes
- monitors progress towards meeting corrective actions in a timely manner
- verifies approval documents signed by registered health practitioner
- upskills health care and support workers on de-escalation strategies, effective communication, and cultural safety.
- Service providers develop person-centred policies and procedures to support least-restrictive best practice that:
- meet the requirements of the criterion
- provide information about restraint to the person and their whānau in a manner they understand when they enter the service
- include holistic assessment processes of the person, support plan, and information on avoiding the use of restraint
- aim to make the environment as stress-free as possible.
- As part of the holistic assessment, the person’s care or support plan may include:
- frequency and extent of monitoring
- cultural, physical, and verbal assessment processes
- personal, cultural, and belief systems
- strategies that align with trauma-informed care principles.
- Service providers reject the inappropriate use of medication to make a person incapable of resistance or to force compliance. They show evidence of having non-medicating options such as talking with the person, addressing their concerns, and supporting the person with time for reflection.
Residential disability: Guidance
- The executive leader:
- facilitates a restraint monitoring committee
- understands the different types of restraint used within their services
- approves and reviews restraint meeting minutes
- monitors progress towards meeting corrective actions in a timely manner
- verifies approval documents signed by registered health practitioner
- upskills health care and support workers on de-escalation strategies, effective communication, and cultural safety.
- Service providers develop person-centred policies and procedures to support least-restrictive best practice that:
- meet the requirements of the criterion
- provide information about restraint to the person and their whānau in a manner they understand when they enter the service
- include holistic assessment processes of the person, support plan, and information on avoiding the use of restraint
- aim to make the environment as stress-free as possible.
- As part of the holistic assessment, the person’s care or support plan may include:
- frequency and extent of monitoring
- cultural, physical, and verbal assessment processes
- personal, cultural, and belief systems
- strategies that align with trauma-informed care principles.
- Service providers reject the inappropriate use of medication to make a person incapable of resistance or to force compliance. They show evidence of having non-medicating options such as talking with the person, addressing their concerns, and supporting the person with time for reflection.
- Policies should include the governance body’s aim to eliminate restraint wherever possible, showing clear leadership around improved assessment and health care and support worker training.
- Service providers demonstrate support that is culturally responsive. This may include instances where a cultural support worker guides the clinical team.
- Service providers give information about de-escalation to the person receiving services and their whānau in a timely and accessible manner that they all understand. This includes information on the complaints process and the opportunity for an independent review into the use of restraint on a whānau member.
- The service provider’s information pack for the person and their whānau about de-escalation may come in a variety of accessible formats and languages and may include any documented evidence the person receives, such as the admission checklist or their clinical record.
- As part of the holistic assessment, the person’s care or support plan may include:
- lessons from previous restraint, such as environmental triggers
- alternatives to restraint such as Māori cultural sensory support, other cultural interventions, or cultural support experts, including waiata, pūrākau, and karakia
- restraint minimisation actions, such as positive behaviour support strategies
- least-restrictive, person-centred, and whānau-centred approaches, such as sensory modulation and use of whānau and other relevant support people.
- Service providers provide a timely debriefing for all parties involved in restraint, including:
- people who are restrained and their whānau
- people who witness the restraint
- health care and support workers who were involved.
- Assessment and risk mitigation processes support the use of alternative interventions, which may include:
- use of sensory modulation resources
- diversional therapy
- mindfulness
- peer support approaches
- occupational therapy
- low beds
- specialling
- other therapeutic approaches.
- Service providers provide access to alternative support options, including peer support, and these options are readily available with the aim of eliminating restraint.
Residential mental health and alcohol and other drug: Guidance
- The executive leader:
- facilitates a restraint monitoring committee
- understands the different types of restraint used within their services
- approves and reviews restraint meeting minutes
- monitors progress towards meeting corrective actions in a timely manner
- verifies approval documents signed by registered health practitioner
- upskills health care and support workers on de-escalation strategies, effective communication, and cultural safety.
- Service providers develop person-centred policies and procedures to support least-restrictive best practice that:
- meet the requirements of the criterion
- provide information about restraint to the person and their whānau in a manner they understand when they enter the service
- include holistic assessment processes of the person, support plan, and information on avoiding the use of restraint
- aim to make the environment as stress-free as possible.
- As part of the holistic assessment, the person’s care or support plan may include:
- frequency and extent of monitoring
- cultural, physical, and verbal assessment processes
- personal, cultural, and belief systems
- strategies that align with trauma-informed care principles.
- Service providers reject the inappropriate use of medication to make a person incapable of resistance or to force compliance. They show evidence of having non-medicating options such as talking with the person, addressing their concerns, and supporting the person with time for reflection.
- Policies should include the governance body’s aim to eliminate restraint wherever possible, showing clear leadership around improved assessment and health care and support worker training.
- Service providers demonstrate support that is culturally responsive. This may include instances where a cultural support worker guides the clinical team.
- Service providers give information about de-escalation to the person receiving services and their whānau in a timely and accessible manner that they all understand. This includes information on the complaints process and the opportunity for an independent review into the use of restraint on a whānau member.
- The service provider’s information pack for the person and their whānau about de-escalation may come in a variety of accessible formats and languages and may include any documented evidence the person receives, such as the admission checklist or their clinical record.
- As part of the holistic assessment, the person’s care or support plan may include:
- lessons from previous restraint, such as environmental triggers
- alternatives to restraint such as Māori cultural sensory support, other cultural interventions, or cultural support experts, including waiata, pūrākau, and karakia
- restraint minimisation actions, such as positive behaviour support strategies
- least-restrictive, person-centred, and whānau-centred approaches, such as sensory modulation and use of whānau and other relevant support people.
- Service providers provide a timely debriefing for all parties involved in restraint, including:
- people who are restrained and their whānau
- people who witness the restraint
- health care and support workers who were involved.
- Assessment and risk mitigation processes support the use of alternative interventions, which may include:
- use of sensory modulation resources
- diversional therapy
- mindfulness
- peer support approaches
- occupational therapy
- low beds
- specialling
- other therapeutic approaches.
- Service providers provide access to alternative support options, including peer support, and these options are readily available with the aim of eliminating restraint.
Public/private hospital: Guidance
- The executive leader:
- facilitates a restraint monitoring committee
- understands the different types of restraint used within their services
- approves and reviews restraint meeting minutes
- monitors progress towards meeting corrective actions in a timely manner
- verifies approval documents signed by registered health practitioner
- upskills health care and support workers on de-escalation strategies, effective communication, and cultural safety.
- Service providers develop person-centred policies and procedures to support least-restrictive best practice that:
- meet the requirements of the criterion
- provide information about restraint to the person and their whānau in a manner they understand when they enter the service
- include holistic assessment processes of the person, support plan, and information on avoiding the use of restraint
- aim to make the environment as stress-free as possible.
- As part of the holistic assessment, the person’s care or support plan may include:
- frequency and extent of monitoring
- cultural, physical, and verbal assessment processes
- personal, cultural, and belief systems
- strategies that align with trauma-informed care principles.
- Service providers reject the inappropriate use of medication to make a person incapable of resistance or to force compliance. They show evidence of having non-medicating options such as talking with the person, addressing their concerns, and supporting the person with time for reflection.
- Policies should include the governance body’s aim to eliminate restraint wherever possible, showing clear leadership around improved assessment and health care and support worker training.
- Service providers demonstrate support that is culturally responsive. This may include instances where a cultural support worker guides the clinical team.
- Service providers give information about de-escalation to the person receiving services and their whānau in a timely and accessible manner that they all understand. This includes information on the complaints process and the opportunity for an independent review into the use of restraint on a whānau member.
- The service provider’s information pack for the person and their whānau about de-escalation may come in a variety of accessible formats and languages and may include any documented evidence the person receives, such as the admission checklist or their clinical record.
- As part of the holistic assessment, the person’s care or support plan may include:
- lessons from previous restraint, such as environmental triggers
- alternatives to restraint such as Māori cultural sensory support, other cultural interventions, or cultural support experts, including waiata, pūrākau, and karakia
- restraint minimisation actions, such as positive behaviour support strategies
- least-restrictive, person-centred, and whānau-centred approaches, such as sensory modulation and use of whānau and other relevant support people.
- Service providers provide a timely debriefing for all parties involved in restraint, including:
- people who are restrained and their whānau
- people who witness the restraint
- health care and support workers who were involved.
- Assessment and risk mitigation processes support the use of alternative interventions, which may include:
- use of sensory modulation resources
- diversional therapy
- mindfulness
- peer support approaches
- occupational therapy
- low beds
- specialling
- other therapeutic approaches.
- Service providers provide access to alternative support options, including peer support, and these options are readily available with the aim of eliminating restraint.
Hospice: Guidance
- The executive leader:
- facilitates a restraint monitoring committee
- understands the different types of restraint used within their services
- approves and reviews restraint meeting minutes
- monitors progress towards meeting corrective actions in a timely manner
- verifies approval documents signed by registered health practitioner
- upskills health care and support workers on de-escalation strategies, effective communication, and cultural safety.
- Service providers develop person-centred policies and procedures to support least-restrictive best practice that:
- meet the requirements of the criterion
- provide information about restraint to the person and their whānau in a manner they understand when they enter the service
- include holistic assessment processes of the person, support plan, and information on avoiding the use of restraint
- aim to make the environment as stress-free as possible.
- As part of the holistic assessment, the person’s care or support plan may include:
- frequency and extent of monitoring
- cultural, physical, and verbal assessment processes
- personal, cultural, and belief systems
- strategies that align with trauma-informed care principles.
- Service providers reject the inappropriate use of medication to make a person incapable of resistance or to force compliance. They show evidence of having non-medicating options such as talking with the person, addressing their concerns, and supporting the person with time for reflection.
Criterion 6.1.6
Aged care: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
Home and community: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
Residential disability: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
- Service providers have an annual training plan that includes:
- training that is delivered by people with lived experience of restrictive practice and their whānau
- involving tāngata whaikaha in the design and delivery of training
- training or support delivered by behaviour specialists
- consideration of conscious and unconscious bias
- how to use and introduce cultural sensory support options for Māori and other cultures.
Residential mental health and alcohol and other drug: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
- Service providers have an annual training plan that includes:
- training that is delivered by people with lived experience of restrictive practice and their whānau
- involving tāngata whaikaha in the design and delivery of training
- training or support delivered by behaviour specialists
- consideration of conscious and unconscious bias
- how to use and introduce cultural sensory support options for Māori and other cultures.
Public/private hospital: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
- Service providers have an annual training plan that includes:
- training that is delivered by people with lived experience of restrictive practice and their whānau
- involving tāngata whaikaha in the design and delivery of training
- training or support delivered by behaviour specialists
- consideration of conscious and unconscious bias
- how to use and introduce cultural sensory support options for Māori and other cultures.
Hospice: Guidance
- Service providers’ annual training plan includes:
- access to internal and external training for health care and support workers
- records of attendance and completed training
- records of competencies in different types of restraint training
- principles of de-escalation techniques, alternative interventions, and effective communication, including waiting for Māori, Pacific, or other cultural or peer support to be present
- safe practice in the use of restraint within a culture of continuous learning and improvement.
- Service providers support and enable health care and support workers to access training and supervision. Supervision includes both cultural and clinical supervision.
- Training is available in accessible formats.
Section 6.2: Safe restraint
Criterion 6.2.1
Aged care: Guidance
- Service providers seek multidisciplinary input to provide appropriate support. This support may include, for example, a registered nurse, general practitioner, occupational therapist, or diversional therapist.
- Service providers have tried and documented all alternative interventions.
Residential disability: Guidance
- Service providers seek multidisciplinary input to provide appropriate support. This support may include, for example. a registered nurse, general practitioner, occupational therapist, or diversional therapist.
- Service providers have tried and documented all alternative interventions.
- Multidisciplinary input determines the appropriate support, such as cultural or psychological support, to provide to people receiving services.
- Service providers explore alternatives, such as sensory modulation, as part of the assessment process.
- Service providers make all efforts to support the person and understand them in the first instance, before considering any form of restraint. They only use restraint as a last resort, and document such instances.
- Health care and support workers have read the information on each person they are working with, so they are aware of:
- any trauma history
- known strategies to support the person when they are experiencing distress.
- Service providers use Māori cultural support as an integral part of de-escalation strategies and policies. For example, in instances where Māori may be restrained, the service provider demonstrates it has made its best effort to have a Māori health care or support worker present.
- Service providers use peer, Pacific or other cultural support as an integral part of their de-escalation strategies and policies. For example, in instances where a person may be restrained, the service provider demonstrates it has made its best efforts to have a peer, Pacific or other cultural support worker present.
Residential mental health and alcohol and other drug: Guidance
- Service providers seek multidisciplinary input to provide appropriate support. This support may include, for example. a registered nurse, general practitioner, occupational therapist, or diversional therapist.
- Service providers have tried and documented all alternative interventions.
- Multidisciplinary input determines the appropriate support, such as cultural or psychological support, to provide to people receiving services.
- Service providers explore alternatives, such as sensory modulation, as part of the assessment process.
- Service providers make all efforts to support the person and understand them in the first instance, before considering any form of restraint. They only use restraint as a last resort, and document such instances.
- Health care and support workers have read the information on each person they are working with, so they are aware of:
- any trauma history
- known strategies to support the person when they are experiencing distress.
- Service providers use Māori cultural support as an integral part of de-escalation strategies and policies. For example, in instances where Māori may be restrained, the service provider demonstrates it has made its best effort to have a Māori health care or support worker present.
- Service providers use peer, Pacific or other cultural support as an integral part of their de-escalation strategies and policies. For example, in instances where a person may be restrained, the service provider demonstrates it has made its best efforts to have a peer, Pacific or other cultural support worker present.
Public/private hospital: Guidance
- Service providers seek multidisciplinary input to provide appropriate support. This support may include, for example. a registered nurse, general practitioner, occupational therapist, or diversional therapist.
- Service providers have tried and documented all alternative interventions.
- Multidisciplinary input determines the appropriate support, such as cultural or psychological support, to provide to people receiving services.
- Service providers explore alternatives, such as sensory modulation, as part of the assessment process.
- Service providers make all efforts to support the person and understand them in the first instance, before considering any form of restraint. They only use restraint as a last resort, and document such instances.
- Health care and support workers have read the information on each person they are working with, so they are aware of:
- any trauma history
- known strategies to support the person when they are experiencing distress.
- Service providers use Māori cultural support as an integral part of de-escalation strategies and policies. For example, in instances where Māori may be restrained, the service provider demonstrates it has made its best effort to have a Māori health care or support worker present.
- Service providers use peer, Pacific or other cultural support as an integral part of their de-escalation strategies and policies. For example, in instances where a person may be restrained, the service provider demonstrates it has made its best efforts to have a peer, Pacific or other cultural support worker present.
Hospice: Guidance
- Service providers seek multidisciplinary input to provide appropriate support. This support may include, for example. a registered nurse, general practitioner, occupational therapist, or diversional therapist.
- Service providers have tried and documented all alternative interventions.
- Multidisciplinary input determines the appropriate support, such as cultural or psychological support, to provide to people receiving services.
- Service providers explore alternatives, such as sensory modulation, as part of the assessment process.
- Service providers make all efforts to support the person and understand them in the first instance, before considering any form of restraint. They only use restraint as a last resort, and document such instances.
- Health care and support workers have read the information on each person they are working with, so they are aware of:
- any trauma history
- known strategies to support the person when they are experiencing distress.
- Service providers use Māori cultural support as an integral part of de-escalation strategies and policies. For example, in instances where Māori may be restrained, the service provider demonstrates it has made its best effort to have a Māori health care or support worker present.
- Service providers use peer, Pacific or other cultural support as an integral part of their de-escalation strategies and policies. For example, in instances where a person may be restrained, the service provider demonstrates it has made its best efforts to have a peer, Pacific or other cultural support worker present.
Criteria 6.2.2
Aged care: Guidance
- Service providers have an implemented process describing the frequency and extent of monitoring restraint that relates to identified risks, including trauma history.
- Post-event documentation is evident.
Residential disability: Guidance
- Service providers have an implemented process describing the frequency and extent of monitoring restraint that relates to identified risks, including trauma history.
- Post-event documentation is evident.
Residential mental health and alcohol and other drug: Guidance
- Service providers have an implemented process describing the frequency and extent of monitoring restraint that relates to identified risks, including trauma history.
- Post-event documentation is evident.
Public/private hospital: Guidance
- Service providers have an implemented process describing the frequency and extent of monitoring restraint that relates to identified risks, including trauma history.
- Post-event documentation is evident.
Hospice: Guidance
- Service providers have an implemented process describing the frequency and extent of monitoring restraint that relates to identified risks, including trauma history.
- Post-event documentation is evident.
Criterion 6.2.3
Aged care: Guidance
- Service providers meet all needs, including needs for:
- food and fluids
- hygiene
- elimination
- toilet
- repositioning and mobilising.
Residential disability: Guidance
- Service providers meet all needs, including needs for:
- food and fluids
- hygiene
- elimination
- toilet
- repositioning and mobilising.
Residential mental health and alcohol and other drug: Guidance
- Service providers meet all needs, including needs for:
- food and fluids
- hygiene
- elimination
- toilet
- repositioning and mobilising.
Public/private hospital: Guidance
- Service providers meet all needs, including needs for:
- food and fluids
- hygiene
- elimination
- toilet
- repositioning and mobilising.
Hospice: Guidance
- Service providers meet all needs, including needs for:
- food and fluids
- hygiene
- elimination
- toilet
- repositioning and mobilising.
Criterion 6.2.4
Aged care: Guidance
- Service providers record any restraint resulting in mental, physical, or emotional harm to a person receiving care or support, or a person providing care or support as a moderate, major, or severe adverse event.
- Service providers recognise a post-traumatic stress response of a person who either receives or provides care or support.
- The restraint register includes information on:
- documentation of de-escalation techniques and health care and support worker interventions before the event
- alternative interventions used before the use of restraint
- the person being restrained
- restraint type (such as prone)
- duration of the restraint
- who approved the restraint
- health care and support workers who were involved and their level of training
- details of any resulting injury.
- Physical restraint includes use of equipment such as rails.
- A register does not replace the requirement to document the restraint event in records.
Residential disability: Guidance
- Service providers record any restraint resulting in mental, physical, or emotional harm to a person receiving care or support, or a person providing care or support as a moderate, major, or severe adverse event.
- Service providers recognise a post-traumatic stress response of a person who either receives or provides care or support.
- Service providers should record any personal restraint as a moderate, major, or severe adverse event.
- All personal plans include interests and preferred activities that prevent or alleviate boredom and foster the wellbeing of a person receiving services.
- Service providers keep good documentation on triggers for a person as well as effective de-escalation strategies
- Service providers should constantly update behaviour care or support plans and review them along with progress notes.
- For guidance on adverse event reporting, see Health Quality & Safety Commission (2017) Severity Assessment Code (SAC) rating and triage tool for adverse event reporting.
- The restraint register includes information on:
- documentation of de-escalation techniques and health care and support worker interventions before the event
- alternative interventions used before the use of restraint
- the person being restrained
- restraint type (such as prone)
- duration of the restraint
- who approved the restraint
- health care and support workers who were involved and their level of training
- details of any resulting injury.
- Physical restraint includes use of equipment such as rails.
- A register does not replace the requirement to document the restraint event in records.
Residential mental health and alcohol and other drug: Guidance
- Service providers record any restraint resulting in mental, physical, or emotional harm to a person receiving care or support, or a person providing care or support as a moderate, major, or severe adverse event.
- Service providers recognise a post-traumatic stress response of a person who either receives or provides care or support.
- Service providers should record any personal restraint as a moderate, major, or severe adverse event.
- All personal plans include interests and preferred activities that prevent or alleviate boredom and foster the wellbeing of a person receiving services.
- Service providers keep good documentation on triggers for a person as well as effective de-escalation strategies
- Service providers should constantly update behaviour care or support plans and review them along with progress notes.
- For guidance on adverse event reporting, see Health Quality & Safety Commission (2017) Severity Assessment Code (SAC) rating and triage tool for adverse event reporting.
- The restraint register includes information on:
- documentation of de-escalation techniques and health care and support worker interventions before the event
- alternative interventions used before the use of restraint
- the person being restrained
- restraint type (such as prone)
- duration of the restraint
- who approved the restraint
- health care and support workers who were involved and their level of training
- details of any resulting injury.
- Physical restraint includes use of equipment such as rails.
- A register does not replace the requirement to document the restraint event in records.
Public/private hospital: Guidance
- Service providers record any restraint resulting in mental, physical, or emotional harm to a person receiving care or support, or a person providing care or support as a moderate, major, or severe adverse event.
- Service providers recognise a post-traumatic stress response of a person who either receives or provides care or support.
- Service providers should record any personal restraint as a moderate, major, or severe adverse event.
- All personal plans include interests and preferred activities that prevent or alleviate boredom and foster the wellbeing of a person receiving services.
- Service providers keep good documentation on triggers for a person as well as effective de-escalation strategies
- Service providers should constantly update behaviour care or support plans and review them along with progress notes.
- For guidance on adverse event reporting, see Health Quality & Safety Commission (2017) Severity Assessment Code (SAC) rating and triage tool for adverse event reporting.
- The restraint register includes information on:
- documentation of de-escalation techniques and health care and support worker interventions before the event
- alternative interventions used before the use of restraint
- the person being restrained
- restraint type (such as prone)
- duration of the restraint
- who approved the restraint
- health care and support workers who were involved and their level of training
- details of any resulting injury.
- Physical restraint includes use of equipment such as rails.
- A register does not replace the requirement to document the restraint event in records.
Hospice: Guidance
- Service providers record any restraint resulting in mental, physical, or emotional harm to a person receiving care or support, or a person providing care or support as a moderate, major, or severe adverse event.
- Service providers recognise a post-traumatic stress response of a person who either receives or provides care or support.
- Service providers should record any personal restraint as a moderate, major, or severe adverse event.
- All personal plans include interests and preferred activities that prevent or alleviate boredom and foster the wellbeing of a person receiving services.
- Service providers keep good documentation on triggers for a person as well as effective de-escalation strategies
- Service providers should constantly update behaviour care or support plans and review them along with progress notes.
- For guidance on adverse event reporting, see Health Quality & Safety Commission (2017) Severity Assessment Code (SAC) rating and triage tool for adverse event reporting.
- The restraint register includes information on:
- documentation of de-escalation techniques and health care and support worker interventions before the event
- alternative interventions used before the use of restraint
- the person being restrained
- restraint type (such as prone)
- duration of the restraint
- who approved the restraint
- health care and support workers who were involved and their level of training
- details of any resulting injury.
- Physical restraint includes use of equipment such as rails.
- A register does not replace the requirement to document the restraint event in records.
Criterion 6.2.5
Aged care: Guidance
- Service providers have implemented processes around emergency restraint. These should include a documented discussion with whānau or a person who holds an enduring power of attorney (if activated). A suggested framework for the debrief is to discuss:
- what caused the distress
- the reason given for the restraint
- the way people felt before, during, and after the event
- giving whānau an active role in this process if they desire
- what could be done differently
- suggestions or ideas to prevent restraint events in the future
- the role of whānau at the onset and evaluation of restraint.
Residential disability: Guidance
- Service providers have implemented processes around emergency restraint. These should include a documented discussion with whānau or a person who holds an enduring power of attorney (if activated). A suggested framework for the debrief is to discuss:
- what caused the distress
- the reason given for the restraint
- the way people felt before, during, and after the event
- giving whānau an active role in this process if they desire
- what could be done differently
- suggestions or ideas to prevent restraint events in the future
- the role of whānau at the onset and evaluation of restraint.
Residential mental health and alcohol and other drug: Guidance
- Service providers have implemented processes around emergency restraint. These should include a documented discussion with whānau or a person who holds an enduring power of attorney (if activated). A suggested framework for the debrief is to discuss:
- what caused the distress
- the reason given for the restraint
- the way people felt before, during, and after the event
- giving whānau an active role in this process if they desire
- what could be done differently
- suggestions or ideas to prevent restraint events in the future
- the role of whānau at the onset and evaluation of restraint.
Public/private hospital: Guidance
- Service providers have implemented processes around emergency restraint. These should include a documented discussion with whānau or a person who holds an enduring power of attorney (if activated). A suggested framework for the debrief is to discuss:
- what caused the distress
- the reason given for the restraint
- the way people felt before, during, and after the event
- giving whānau an active role in this process if they desire
- what could be done differently
- suggestions or ideas to prevent restraint events in the future
- the role of whānau at the onset and evaluation of restraint.
Hospice: Guidance
- Service providers have implemented processes around emergency restraint. These should include a documented discussion with whānau or a person who holds an enduring power of attorney (if activated). A suggested framework for the debrief is to discuss:
- what caused the distress
- the reason given for the restraint
- the way people felt before, during, and after the event
- giving whānau an active role in this process if they desire
- what could be done differently
- suggestions or ideas to prevent restraint events in the future
- the role of whānau at the onset and evaluation of restraint.
Criterion 6.2.6
Guidance has not been developed for this criterion.
Criterion 6.2.7
Aged care: Guidance
- Service providers have an implemented process to monitor restraint that relates to identified risks.
Residential disability: Guidance
- Service providers consider the impact of restraint on other people receiving services. For example, at times people are refused access to an outdoor space because others in the home are in secure care. This form of restraint – where a person is restricted from certain areas because another flatmate cannot access them – should never occur.
Residential mental health and alcohol and other drug: Guidance
- Service providers inform whānau of any restraint event and include them in the evaluation of a restraint.
Public/private hospital: Guidance
- Service providers have an implemented process to monitor restraint that relates to identified risks.
- Service providers inform whānau of any restraint event and include them in the evaluation of a restraint.
Criterion 6.2.8
Residential disability: Guidance
- Service providers involve health care and support workers in follow-up actions.
- The debrief supports the wellbeing of health care and support workers, maximises learning from the evaluation of the restraint incident, and reflects the perspectives of the person receiving services, their whānau, and Māori and other cultural worldviews.
Residential mental health and alcohol and other drug: Guidance
- Service providers involve health care and support workers in follow-up actions.
- The debrief supports the wellbeing of health care and support workers, maximises learning from the evaluation of the restraint incident, and reflects the perspectives of the person receiving services, their whānau, and Māori and other cultural worldviews.
Public/private hospital: Guidance
- Service providers involve health care and support workers in follow-up actions.
- The debrief supports the wellbeing of health care and support workers, maximises learning from the evaluation of the restraint incident, and reflects the perspectives of the person receiving services, their whānau, and Māori and other cultural worldviews.
Hospice: Guidance
- Service providers involve health care and support workers in follow-up actions.
- The debrief supports the wellbeing of health care and support workers, maximises learning from the evaluation of the restraint incident, and reflects the perspectives of the person receiving services, their whānau, and Māori and other cultural worldviews.
Section 6.3: Quality review of restraint
Criterion 6.3.1
Aged care: Guidance
- Service providers include the use of restraint in their annual internal audit programme. This may include a review of restraint use, restraint incidents, and education needs. The outcome of internal audit goes through to the restraint committee or quality meeting.
Residential disability: Guidance
- Service providers include the use of restraint in their annual internal audit programme. This may include a review of restraint use, restraint incidents, and education needs. The outcome of internal audit goes through to the restraint committee or quality meeting.
Residential mental health and alcohol and other drug: Guidance
- Service providers include the use of restraint in their annual internal audit programme. This may include a review of restraint use, restraint incidents, and education needs. The outcome of internal audit goes through to the restraint committee or quality meeting.
Public/private hospital: Guidance
- Service providers include the use of restraint in their annual internal audit programme. This may include a review of restraint use, restraint incidents, and education needs. The outcome of internal audit goes through to the restraint committee or quality meeting.
Hospice: Guidance
- Service providers include the use of restraint in their annual internal audit programme. This may include a review of restraint use, restraint incidents, and education needs. The outcome of internal audit goes through to the restraint committee or quality meeting.
Section 6.4: Seclusion
Public/private hospital: Guidance
Criterion 6.4.1
- Service providers only use seclusion as a last resort and when there is an assessed imminent risk to the safety of the person and all others involved.
Criterion 6.4.2
- Data includes:
- rationale and clinical review
- number of people secluded
- number of seclusion events
- demographics
- duration of seclusion events in hours
- any personal restraints taken in order to achieve the seclusion
- any specific issues related to each seclusion event.
Criterion 6.4.3
- If service providers use seclusion, they must always explain the event to the person receiving services and their whānau in a culturally appropriate way and check with them that they understand what is happening to them and the length of time they will be secluded.
Criterion 6.4.4
- Service providers whakapaepae (pay attention to) the environment to avoid seclusion by making available a space of nohopuku (silence, quiet, and inactivity).
Criterion 6.4.5
- Service providers acknowledge and observe cultural practices; for example, they:
- do not allow food to be eaten on a bed
- make available kaumātua or health care and support workers who the person receiving services can identify with to support the person.
Criterion 6.4.6
Guidance has not been developed for this criterion.
Criterion 6.4.7
Guidance has not been developed for this criterion.
Criterion 6.4.8
Guidance has not been developed for this criterion.
Criterion 6.4.9
- For guidance on night orders, see Ministry of Health (2018) Night Safety Procedures: Transitional guideline.
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